DPAM FUNDS DEALING GUIDE FOR DISTRIBUTION PARTNERS AND ...

DPAM FUNDS DEALING GUIDE FOR DISTRIBUTION PARTNERS AND INSTITUTIONAL CLIENTS September 2020

BACKGROUND

Purpose

This Guide is to provide key information and assistance for dealing in DPAM investment funds. It only applies to Distribution Partners and Institutional Clients.

SICAV in scope

Belgium domiciled SICAV DPAM Capital B

DPAM Horizon B DPAM Invest B DPAM DBI-RDT B

Luxembourg domiciled SICAV DPAM Money Market L

DPAM L DPAM Bonds L DPAM Equities L

Disclaimer

This Guide is not a legal document. The information contained herein is provided for information purposes only. A business arrangement can only validly be made on the basis of the current Articles of Association, Prospectus or Key Investor Information Document (KIID) of the funds available on the website: or such other applicable terms of business as may be formally agreed.

HOW TO INVEST

Available share classes

The units of the sub-funds are issued in the form of shares. The different share classes available for Distribution Partners and Institutional Clients are the following:

Type of Investor Public Public clean Institutional and Professional Investors

Distribution share classes A; R V

E; S

Accumulation share classes B; L W

F

Please note some share classes also exist denominated in USD or CHF or EUR/USD/CHF Hedged. All the share classes are listed on Degroof Petercam funds' website: (Fees & Codes).

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Steps to Invest

Before starting business with Degroof Petercam Asset Management, Distribution Partners and Institutional Clients should be in possession of the KIID. KIIDS of all DPAM funds are available on the website (Documentation).

Minimum Investment

The minimum initial subscription is 1 share for Belgian domiciled sub-funds and 0.001 shares for Luxembourg domiciled sub-funds except for:

Share classes

L

E-F-S

Belgium domiciled SICAV

1,000 or USD equivalent to 1,000 for USD share classes 25,000 or USD equivalent to 25,000 for USD share classes

Luxembourg domiciled SICAV

1,000 or $1,000 for USD share classes

25,000 or $25,000 for USD share classes or CHF25,000 for CHF share classes

Subsequent subscriptions: 1 or 0.001 shares. If the subscription/redemption is in shares, it will be issued up to three decimals. If the subscription/redemption is in amount, it will be issued with two decimals. Information on the minimum investment of any of the DPAM funds is available on the website: (Fees & Codes).

Account opening

In order to invest in DPAM Funds, the Distribution Partners/ Institutional Clients can either open an account at Bank Degroof Petercam S.A. or Bank Degroof Petercam Luxembourg S.A., either have his orders managed through his network or via one of the funds' distribution platforms. If the Professional Client chooses to open an institutional custody account with Degroof Petercam, he must submit the necessary documentation and be identified in compliance with the MiFID and antimoney laundering regulations.

The Distribution Partner or Institutional client should contact:

Belgium domiciled SICAV

Bank Degroof Petercam S.A. c/o Account Administration Entities

10, Rue Guimard, 1040 Brussels. Contact: Virginie Woue Tel: +32 26628823 Email :

accountsadministrationentities@

Luxembourg domiciled SICAV Bank Degroof Petercam Luxembourg S.A.

c/o Transfer Agent Department 12, rue Eug?ne Ruppert, 2453 Luxembourg.

Contact : Dani?la Di Dodo Tel : +352 453545 2066

Email: OPCat@degroofpetercam.lu

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Order processing

If the account is opened with Degroof Petercam any subscription/redemption order must specify at least the following information:

Client name; Account number; Transaction type: subscription, redemption, switch; Sub-fund name including share class and ISIN code ; Number of shares or cash amount; Payment instructions (only if different from standard instruction indicated at account

opening); Authorized signature.

Subscription/redemption orders can be received as follows:

Bank Degroof Petercam S.A.

Bank Degroof Petercam Luxembourg S.A.

SWIFT address: MT 502

SWIFT address: MT 502

Mutual Funds

Asset Services Transfer Agent Department

Contact: Nicolas Mivis (tel +32 2 287 97 39)

Contact: Dani?la Di Dodo (tel +352 4535452066)

Contact: Evy Preuveneers (tel +32 2 287 94 56) Contact: Eric Mallarm? (tel +352 4535452084)

Fax number: +32 2 233 92 19

Fax number: + 352 25 07 21 2041

Email:mutual.funds@

Email: Opcat@degroofpetercam.lu

For a fax order transmission, please complete the Subscription/ Redemption form available on the Degroof Petercam funds' website: .

Bank details for payment

Please find below the account details for subscription payments:

Beneficiary Correspondent Bank

Correspondent Bank Correspondent Bank

Account (EUR)

(USD)

(CHF)

Bank Degroof Petercam S.A.

ING Bank

Swift Code: BBRUBEBB Account: BE83301010052315

JP Morgan Chase Bank NA New York

Swift code: CHASUS33 Account: 0011061124

Credit Suisse Z?rich

Swift code: CRESCHZZ80A

Account: CH0704835091701883000

Deutsche Bank Frankfurt

JP Morgan Chase NA Union Bank of Switzerland

Bank Degroof

New York

Petercam

Swift Code:

Swift code:

Swift code:

Luxembourg

DEUTDEFF

CHASUS33

UBSWCHZH

S.A.

Account:

Account:

Account:

DE40500700100938052800

0011574464

023000000605190500N

Use the reference on the statement as communication in the payment instruction.

When a subscription order is executed, funds are due on the relevant bank account on the applicable

value date. In the event of late payment, interest penalties will be charged.

Please also refer to the funds' prospectus for further information.

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CUT-OFF TIME AND OTHER MODALITIES

NAV frequency and liquidity

The NAV calculation for all funds is daily. All funds have daily liquidity for subscription and redemption except for DPAM Equities L Emerging MSCI Index sub-fund which has a weekly liquidity.

CUT-OFF time

The cut-off time is at 15:00 CET except for the following sub-funds:

Cut-off

Belgian domiciled sub-funds

Luxembourg domiciled sub-funds

time

12:00 CET

DPAM Horizon B Active Strategy; DPAM Horizon B Balanced Low Strategy; DPAM Horizon B Balanced Strategy; DPAM Horizon B Defensive Strategy; DPAM Horizon B Global

DPAM Asymmetric L Diversified; DPAM L Global Target Income.

Diversified World.

13:30 CET

DPAM Capital B Equities EMU Index; DPAM Capital B Equities Europe Index; DPAM Capital B Equities Japan Index;

DPAM Capital B Equities US Index;

DPAM Equities L Emerging MSCI Index (two business days prior to valuation day on Wednesday); DPAM Equities L EMU SRI MSCI Index; DPAM Equities L

DPAM Capital B Equities World ex Japan, Europe and US Index;

DPAM DBI-RDT B Equities EMU

US SRI MSCI Index; DPAM Equities L World SRI MSCI Index (one business

day prior to valuation day).

Settlement cycle

All orders received on day D before cut-off are treated the same day at valuation of day D except for

DPAM Capital B Equities Japan Index and DPAM Capital B Equities World Ex Japan, Europe and USA

index (D+1). The settlement date both for sub-funds' subscription and redemption is D+2 with the

only exception for the following sub-funds:

Settlement Belgian domiciled sub-funds

Luxembourg domiciled sub-funds

DPAM Capital B Equities World ex

Japan, Europe and US Index; DPAM

DPAM Asymmetric L Diversified;

D+3

Horizon B Active Strategy; DPAM

DPAM Equities L Emerging MSCI

Horizon B Balanced Low Strategy;

Index; DPAM L Global Target Income.

DPAM Horizon B Balanced Strategy;

DPAM Horizon B Defensive Strategy;

DPAM Horizon B Global Diversified

World

D+4

DPAM Capital B Equities Japan Index.

Please also refer to the funds' prospectus and information available on the website

for further information.

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POST TRANSACTION SERVICES

Statement

After the order execution, account holders receive a statement containing details of the transaction. This is sent electronically to the recipient. Trades are confirmed by SWIFT, email or fax following execution. Statement of holdings are sent by SWIFT MT535 on a monthly basis unless specific request.

Switch Transaction

Investors are allowed to make conversions (switch transactions) from one sub-fund to another subfund of the same SICAV or from one share class to another share class of the same sub-fund according to the terms of the prospectus.

Daily net asset value and performance

The net asset value of all sub-funds are published on the website (Net asset Value/Performance), and on International Providers' websites (Bloomberg, Morningstar, etc...).

Fees & Costs

Please refer to the KIIDs and prospectus for further information.

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