DPAM FUNDS DEALING GUIDE FOR DISTRIBUTION PARTNERS AND ...
DPAM FUNDS DEALING GUIDE FOR DISTRIBUTION PARTNERS AND INSTITUTIONAL CLIENTS September 2020
BACKGROUND
Purpose
This Guide is to provide key information and assistance for dealing in DPAM investment funds. It only applies to Distribution Partners and Institutional Clients.
SICAV in scope
Belgium domiciled SICAV DPAM Capital B
DPAM Horizon B DPAM Invest B DPAM DBI-RDT B
Luxembourg domiciled SICAV DPAM Money Market L
DPAM L DPAM Bonds L DPAM Equities L
Disclaimer
This Guide is not a legal document. The information contained herein is provided for information purposes only. A business arrangement can only validly be made on the basis of the current Articles of Association, Prospectus or Key Investor Information Document (KIID) of the funds available on the website: or such other applicable terms of business as may be formally agreed.
HOW TO INVEST
Available share classes
The units of the sub-funds are issued in the form of shares. The different share classes available for Distribution Partners and Institutional Clients are the following:
Type of Investor Public Public clean Institutional and Professional Investors
Distribution share classes A; R V
E; S
Accumulation share classes B; L W
F
Please note some share classes also exist denominated in USD or CHF or EUR/USD/CHF Hedged. All the share classes are listed on Degroof Petercam funds' website: (Fees & Codes).
September 2020
1
Steps to Invest
Before starting business with Degroof Petercam Asset Management, Distribution Partners and Institutional Clients should be in possession of the KIID. KIIDS of all DPAM funds are available on the website (Documentation).
Minimum Investment
The minimum initial subscription is 1 share for Belgian domiciled sub-funds and 0.001 shares for Luxembourg domiciled sub-funds except for:
Share classes
L
E-F-S
Belgium domiciled SICAV
1,000 or USD equivalent to 1,000 for USD share classes 25,000 or USD equivalent to 25,000 for USD share classes
Luxembourg domiciled SICAV
1,000 or $1,000 for USD share classes
25,000 or $25,000 for USD share classes or CHF25,000 for CHF share classes
Subsequent subscriptions: 1 or 0.001 shares. If the subscription/redemption is in shares, it will be issued up to three decimals. If the subscription/redemption is in amount, it will be issued with two decimals. Information on the minimum investment of any of the DPAM funds is available on the website: (Fees & Codes).
Account opening
In order to invest in DPAM Funds, the Distribution Partners/ Institutional Clients can either open an account at Bank Degroof Petercam S.A. or Bank Degroof Petercam Luxembourg S.A., either have his orders managed through his network or via one of the funds' distribution platforms. If the Professional Client chooses to open an institutional custody account with Degroof Petercam, he must submit the necessary documentation and be identified in compliance with the MiFID and antimoney laundering regulations.
The Distribution Partner or Institutional client should contact:
Belgium domiciled SICAV
Bank Degroof Petercam S.A. c/o Account Administration Entities
10, Rue Guimard, 1040 Brussels. Contact: Virginie Woue Tel: +32 26628823 Email :
accountsadministrationentities@
Luxembourg domiciled SICAV Bank Degroof Petercam Luxembourg S.A.
c/o Transfer Agent Department 12, rue Eug?ne Ruppert, 2453 Luxembourg.
Contact : Dani?la Di Dodo Tel : +352 453545 2066
Email: OPCat@degroofpetercam.lu
September 2020
2
Order processing
If the account is opened with Degroof Petercam any subscription/redemption order must specify at least the following information:
Client name; Account number; Transaction type: subscription, redemption, switch; Sub-fund name including share class and ISIN code ; Number of shares or cash amount; Payment instructions (only if different from standard instruction indicated at account
opening); Authorized signature.
Subscription/redemption orders can be received as follows:
Bank Degroof Petercam S.A.
Bank Degroof Petercam Luxembourg S.A.
SWIFT address: MT 502
SWIFT address: MT 502
Mutual Funds
Asset Services Transfer Agent Department
Contact: Nicolas Mivis (tel +32 2 287 97 39)
Contact: Dani?la Di Dodo (tel +352 4535452066)
Contact: Evy Preuveneers (tel +32 2 287 94 56) Contact: Eric Mallarm? (tel +352 4535452084)
Fax number: +32 2 233 92 19
Fax number: + 352 25 07 21 2041
Email:mutual.funds@
Email: Opcat@degroofpetercam.lu
For a fax order transmission, please complete the Subscription/ Redemption form available on the Degroof Petercam funds' website: .
Bank details for payment
Please find below the account details for subscription payments:
Beneficiary Correspondent Bank
Correspondent Bank Correspondent Bank
Account (EUR)
(USD)
(CHF)
Bank Degroof Petercam S.A.
ING Bank
Swift Code: BBRUBEBB Account: BE83301010052315
JP Morgan Chase Bank NA New York
Swift code: CHASUS33 Account: 0011061124
Credit Suisse Z?rich
Swift code: CRESCHZZ80A
Account: CH0704835091701883000
Deutsche Bank Frankfurt
JP Morgan Chase NA Union Bank of Switzerland
Bank Degroof
New York
Petercam
Swift Code:
Swift code:
Swift code:
Luxembourg
DEUTDEFF
CHASUS33
UBSWCHZH
S.A.
Account:
Account:
Account:
DE40500700100938052800
0011574464
023000000605190500N
Use the reference on the statement as communication in the payment instruction.
When a subscription order is executed, funds are due on the relevant bank account on the applicable
value date. In the event of late payment, interest penalties will be charged.
Please also refer to the funds' prospectus for further information.
September 2020
3
CUT-OFF TIME AND OTHER MODALITIES
NAV frequency and liquidity
The NAV calculation for all funds is daily. All funds have daily liquidity for subscription and redemption except for DPAM Equities L Emerging MSCI Index sub-fund which has a weekly liquidity.
CUT-OFF time
The cut-off time is at 15:00 CET except for the following sub-funds:
Cut-off
Belgian domiciled sub-funds
Luxembourg domiciled sub-funds
time
12:00 CET
DPAM Horizon B Active Strategy; DPAM Horizon B Balanced Low Strategy; DPAM Horizon B Balanced Strategy; DPAM Horizon B Defensive Strategy; DPAM Horizon B Global
DPAM Asymmetric L Diversified; DPAM L Global Target Income.
Diversified World.
13:30 CET
DPAM Capital B Equities EMU Index; DPAM Capital B Equities Europe Index; DPAM Capital B Equities Japan Index;
DPAM Capital B Equities US Index;
DPAM Equities L Emerging MSCI Index (two business days prior to valuation day on Wednesday); DPAM Equities L EMU SRI MSCI Index; DPAM Equities L
DPAM Capital B Equities World ex Japan, Europe and US Index;
DPAM DBI-RDT B Equities EMU
US SRI MSCI Index; DPAM Equities L World SRI MSCI Index (one business
day prior to valuation day).
Settlement cycle
All orders received on day D before cut-off are treated the same day at valuation of day D except for
DPAM Capital B Equities Japan Index and DPAM Capital B Equities World Ex Japan, Europe and USA
index (D+1). The settlement date both for sub-funds' subscription and redemption is D+2 with the
only exception for the following sub-funds:
Settlement Belgian domiciled sub-funds
Luxembourg domiciled sub-funds
DPAM Capital B Equities World ex
Japan, Europe and US Index; DPAM
DPAM Asymmetric L Diversified;
D+3
Horizon B Active Strategy; DPAM
DPAM Equities L Emerging MSCI
Horizon B Balanced Low Strategy;
Index; DPAM L Global Target Income.
DPAM Horizon B Balanced Strategy;
DPAM Horizon B Defensive Strategy;
DPAM Horizon B Global Diversified
World
D+4
DPAM Capital B Equities Japan Index.
Please also refer to the funds' prospectus and information available on the website
for further information.
September 2020
4
POST TRANSACTION SERVICES
Statement
After the order execution, account holders receive a statement containing details of the transaction. This is sent electronically to the recipient. Trades are confirmed by SWIFT, email or fax following execution. Statement of holdings are sent by SWIFT MT535 on a monthly basis unless specific request.
Switch Transaction
Investors are allowed to make conversions (switch transactions) from one sub-fund to another subfund of the same SICAV or from one share class to another share class of the same sub-fund according to the terms of the prospectus.
Daily net asset value and performance
The net asset value of all sub-funds are published on the website (Net asset Value/Performance), and on International Providers' websites (Bloomberg, Morningstar, etc...).
Fees & Costs
Please refer to the KIIDs and prospectus for further information.
September 2020
5
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