EXCHANGE-TRADED PRODUCTS LINKED TO NASDAQ OMX …

EXCHANGE-TRADED PRODUCTS APRIL 2014 LINKED TO NASDAQ OMX INDEXES

WWW.INDEXLINKEDETPS

NASDAQ OMX Global Indexes is dedicated to designing powerful, relevant index and benchmark families that are in sync with the continually changing market environment. Our unparalleled process, added value and competitive pricing set us apart from other indexers.

Whether you are an institution, fund manager or private investor, NASDAQ OMX indexes are benchmarks that can help both influence and track your investment strategies.

NASDAQ OMX INDEX LICENSING

9044+ STRUCTURED PRODUCTS

with the notional value of at least

$1.3 TRILLION

are tied to our global indexes

FASTESTGROWING

Multi-Asset ETF family in the U.S.

150 EXCHANGE-TRADED PRODUCTS

that currently track NASDAQ OMX Indexes

The Guotai NASDAQ-100 ETF is THE FIRST CROSS-BORDER ETF in China

ETPs tracking a NASDAQ OMX Index are listed in

16 COUNTRIES

WORLDWIDE ACROSS ASSET CLASSES

Financial products on

NASDAQ OMX Indexes issued in

28 COUNTRIES

*As Of Q1 2014

Total ETP AUM tracking NASDAQ OMX Indexes

PASSED $100B

NORTH AMERICA

LARGE CAP GROWTH

INDEX NAME

NASDAQ-100

NASDAQ-100 EQUAL WEIGHTED INDEX NASDAQ-100 TECHNOLOGY SECTOR NASDAQ-100 EX-TECH SECTOR RBS NASDAQ-100 TRENDPILOT INDEX THE CAPITAL STRENGTH INDEX NASDAQ-100 CURRENCY HEDGED CAD

INDEX SYMBOL

NDX NDX NDX NDX NDX NDX NDX NDX NDXE

NDXE

NDXT

NDXX TPNDQUT NQCAPSTT NDXCADH NDXCADH NDXCADH

ETF NAME

BLOOMBERG TICKER

EXCHANGE TICKER

PowerShares QQQ

QQQ US Equity

QQQ

ProShares Short QQQ

PSQ US Equity

PSQ

ProShares Ultra QQQ

QLD US Equity

QLD

ProShares UltraShort QQQ

QID US Equity

QID

ProShares UltraPro Short QQQ

SQQQ US Equity

SQQQ

ProShares UltraPro QQQ

TQQQ US Equity

TQQQ

Horizons BetaPro NASDAQ-100 Bull Plus ETF HQU CN Equity

HQU

Horizons BetaPro NASDAQ-100 Bear Plus ETF HQD CN Equity

HQD

First Trust NASDAQ-100 Equal Weighted Index Fund

QQEW US Equity

QQEW

Direxion NASDAQ-100 Equal Weighted Index Shares

QQQE US Equity

QQQE

First Trust NASDAQ-100-Technology Sector QTEC US Equity Index Fund

QTEC

First Trust NASDAQ-100 Ex-Technology Sector Index Fund

QQXT US Equity

QQXT

RBS NASDAQ-100 Trendpilot ETN

TNDQ US Equity

TNDQ

First Trust Capital Strength ETF

FTCS US Equity

FTCS

PowerShares QQQ (CAD Hedged) Index ETF QQC CN Equity

QQC

iShares NASDAQ-100 Index Fund (CAD Hedged)

XQQ CN Equity

XQQ

BMO NASDAQ 100 Hedged ETF

ZQQ CN Equity

ZQQ

EXCHANGE NASDAQ GM NYSE Arca NYSE Arca NYSE Arca NASDAQ GM NASDAQ GM

Toronto Toronto NASDAQ GM

NYSE Arca

NASDAQ GM

NASDAQ GM NYSE Arca NASDAQ GM Toronto Toronto Toronto

SECTOR

INDEX NAME

NASDAQ BIOTECHNOLOGY

NASDAQ OMX ABA COMMUNITY BANK

NASDAQ OMX CEA SMARTPHONE INDEX NASDAQ OMX GLOBAL AUTO

NASDAQ INTERNET NASDAQ OMX

GLOBAL AGRICULTURE NASDAQ OMX GLOBAL GOLD &

PRECIOUS METALS

PHLX SEMICONDUCTOR

INDEX SYMBOL

NBI NBI NBI

ABQI

QFON

QAUTO QNET

ETF NAME

BLOOMBERG TICKER

EXCHANGE TICKER EXCHANGE

iShares Nasdaq Biotechnology ETF

IBB US Equity

IBB

NASDAQ GM

ProShares Ultra Nasdaq Biotechnology

BIB US Equity

BIB

NASDAQ GM

ProShares UltraShort Nasdaq Biotechnology BIS US Equity

BIS

NASDAQ GM

First Trust NASDAQ ABA Community Bank Index Fund

QABA US Equity

QABA

NASDAQ GM

First Trust NASDAQ CEA Smartphone Index Fund

FONE US Equity

FONE

NASDAQ GM

First Trust NASDAQ Global Auto Index Fund CARZ US Equity

CARZ

NASDAQ GM

PowerShares NASDAQ Internet Portfolio PNQI US Equity

PNQI

NASDAQ GM

QAGR

PowerShares Global Agriculture Portfolio PAGG US Equity

PAGG

NASDAQ GM

QGLD

SOX SOX SOX

PowerShares Global Gold and Precious Metals Portfolio

PSAU US Equity

Direxion Daily Semiconductor Bull 3x Shares SOXL US Equity

Direxion Daily Semiconductor Bear 3x Shares SOXS US Equity

iShares PHLX Semiconductor ETF

SOXX US Equity

PSAU

SOXL SOXS SOXX

NASDAQ GM

NYSE Arca NYSE Arca NASDAQ GM

INCOME

INDEX NAME

NASDAQ US TECHNOLOGY DIVIDEND INDEX

NASDAQ US MULTI-ASSET DIVERSIFIED INCOME INDEX

NASDAQ US BROAD DIVIDEND ACHIEVERS

NASDAQ US BUYBACK ACHIEVERS INDEX

NASDAQ US DIVIDEND ACHIEVERS 50 INDEX

NASDAQ INTERNATIONAL DIVIDEND ACHIEVERS

NASDAQ/RYAN 1-30 LADDERED TREASURY INDEX

NASDAQ US DIVIDEND ACHIEVERS SELECT INDEX

CREDIT SUISSE NASDAQ GOLD FLOWS103 TOTAL RETURN INDEX

CREDIT SUISSE NASDAQ SILVER FLOWS 106 TOTAL RETURN INDEX

NASDAQ INTERNATIONAL MULTI-ASSET DIVERSIFIED INCOME INDEX

CBOE NASDAQ-100 BUYWRITE INDEX

NASDAQ US RISING DIVIDEND ACHIEVERS INDEX

NASDAQ INTERNATIONAL BUYBACK ACHIEVERS INDEX

NASDAQ SELECT CANADIAN DIVIDEND ACHIEVERS

NASDAQ SELECT CANADIAN PREFERRED SHARE INDEX

NASDAQ US DIVIDEND ACHIEVERS SELECT CURRENCY HEDGED CAD INDEX

NASDAQ US DIVIDEND ACHIEVERS SELECT CAD INDEX

INDEX SYMBOL NQ96DIVUS NQMAUS DAATR DRBTR DAYTR DATTR MRTSYA DVGTR QGLDITR QSLVOTR NQMAXUS

BXN NQDVRIS DRBXUS NQCADIV NQCAPFD DVGCADH DVGCAD

ETF NAME

BLOOMBERG TICKER

First Trust NASDAQ Technology Dividend Index Fund

TDIV US Equity

First Trust Multi-Asset Diversified Income Index Fund

MDIV US Equity

PowerShares Dividend Achievers Portfolio

PFM US Equity

PowerShares Buyback Achievers Portfolio

PKW US Equity

PowerShares High Yield Equity Dividend Achievers Portfolio

PEY US EQUITY

PowerShares International Dividend Achievers Portfolio

PID US Equity

PowerShares 1-30 Laddered Treasury Portfolio

PLW US Equity

EXCHANGE TICKER TDIV MDIV PFM PKW PEY PID PLW

Vanguard Dividend Appreciation ETF VIG US Equity

VIG

Credit Suisse Gold Shares Covered Call GLDI US Equity ETN

Credit Suisse Silver Shares Covered Call ETN

SLVO US Equity

First Trust International Multi-Asset Diversified Income Index Fund

YDIV US Equity

Recon Capital NASDAQ 100 Covered Call ETF

QYLD US Equity

First Trust NASDAQ Rising Dividend Achievers

RDVY US Equity

PowerShares International BuyBack Achievers Portfolio

IPKW US Equity

PowerShares Canadian Dividend Index ETF

PDC CN Equity

PowerShares Canadian Preferred Share PPS CN Equity Index ETF

Vanguard U.S. Dividend Appreciation Index ETF (CAD-hedged)

VGH CN Equity

Vanguard U.S. Dividend Appreciation Index ETF

VGG CN Equity

GLDI SLVO YDIV QYLD RDVY IPKW PDC PPS VGH VGG

EXCHANGE NASDAQ GM NASDAQ GM NYSE Arca NYSE Arca NYSE Arca NYSE Arca NYSE Arca NYSE Arca NASDAQ GM NASDAQ GM NASDAQ GM NASDAQ GM NASDAQ GM NASDAQ GM

Toronto Toronto Toronto Toronto

BROAD MARKET

INDEX NAME NASDAQ COMPOSITE DORSEY WRIGHT NASDAQ TECHNICAL

LEADERS INDEX DORSEY WRIGHT FOCUS FIVE INDEX

INDEX SYMBOL COMP

DWANQTL DWANQFF

ETF NAME

BLOOMBERG TICKER

EXCHANGE TICKER

Fidelity NASDAQ Composite Index Tracking Stock ETF

ONEQ US Equity

ONEQ

PowerShares DWA NASDAQ Momentum Portfolio

DWAQ US Equity

DWAQ

First Trust Dorsey Wright Focus 5 ETF FV US Equity

FV

EXCHANGE NASDAQ GM NYSE Arca NASDAQ GM

REGIONAL

INDEX NAME NASDAQ OMX CHINA TECHNOLOGY NASDAQ GOLDEN DRAGON CHINA INDEX

INDEX SYMBOL CHXN9000

HXC

ETF NAME

BLOOMBERG TICKER

EXCHANGE TICKER

Global X NASDAQ China Technology ETF QQQC US Equity QQQC

PowerShares Golden Dragon China Portfolio

PGJ US Equity

PGJ

EXCHANGE NASDAQ GM NYSE Arca

GREEN

INDEX NAME

NASDAQ CLEAN EDGE GREEN ENERGY

NASDAQ OMX CLEAN EDGE SMART GRID INFRASTRUCTURE

NASDAQ OMX US WATER INDEX NASDAQ OMX GLOBAL WATER INDEX

INDEX SYMBOL

ETF NAME

BLOOMBERG TICKER

EXCHANGE TICKER

CELS

First Trust NASDAQ Clean Edge Green Energy Index Fund

QCLN US Equity

QCLN

QGRD

First Trust NASDAQ Clean Edge Smart

Grid Infrastructure Index Fund

GRID US Equity

GRID

GRNWATUSL PowerShares Water Resources Portfolio PHO US Equity

PHO

GRNWATERL PowerShares Global Water Portfolio PIO US Equity

PIO

EXCHANGE NASDAQ GM

NASDAQ GM NYSE Arca NYSE Arca

FIXED INCOME

INDEX NAME

NASDAQ BULLETSHARES USD HIGH YIELD CORPORATE BOND

NASDAQ BULLETSHARES USD CORPORATE BOND

INDEX SYMBOL BSJKE BSJKF BSJKG BSJKH

BSJKI BSJKJ BSJKK BSCBE BSCBF BSCBG BSCBH BSCBI BSCBJ BSCBK BSCBL BSCBM

ETF NAME

Guggenheim BulletShares 2014 High Yield Corporate Bond ETF

Guggenheim BulletShares 2015 High Yield Corporate Bond ETF

Guggenheim BulletShares 2016 High Yield Corporate Bond ETF

Guggenheim BulletShares 2017 High Yield Corporate Bond ETF

Guggenheim BulletShares 2018 High Yield Corporate Bond ETF

Guggenheim BulletShares 2019 High Yield Corporate Bond ETF

Guggenheim BulletShares 2020 High Yield Corporate Bond ETF

Guggenheim BulletShares 2014 Corporate Bond ETF

Guggenheim BulletShares 2015 Corporate Bond ETF

Guggenheim BulletShares 2016 Corporate Bond ETF

Guggenheim BulletShares 2017 Corporate Bond ETF

Guggenheim BulletShares 2018 Corporate Bond ETF

Guggenheim BulletShares 2019 Corporate Bond ETF

Guggenheim BulletShares 2020 Corporate Bond ETF

Guggenheim BulletShares 2021 Corporate Bond ETF

Guggenheim BulletShares 2022 Corporate Bond ETF

BLOOMBERG TICKER

EXCHANGE TICKER

BSJE US Equity

BSJE

BSJF US Equity

BSJF

BSJG US Equity

BSJG

BSJH US Equity BSJH

BSJI US Equity

BSJI

BSJJ US Equity

BSJJ

BSJK US Equity

BSJK

BSCE US Equity BSCE

BSCF US Equity BSCF

BSCG US Equity BSCG

BSCH US Equity BSCH

BSCI US Equity

BSCI

BSCJ US Equity

BSCJ

BSCK US Equity BSCK

BSCL US Equity

BSCL

BSCM US Equity BSCM

EXCHANGE NYSE Arca NYSE Arca NYSE Arca NYSE Arca NYSE Arca NYSE Arca NYSE Arca NYSE Arca NYSE Arca NYSE Arca NYSE Arca NYSE Arca NYSE Arca NYSE Arca NYSE Arca NYSE Arca

 ................
................

In order to avoid copyright disputes, this page is only a partial summary.

Google Online Preview   Download