State of New York Executive Department



FTA CERTIFICATIONFederal Transit Administration (FTA) CERTIFICATIONSFEDERAL TRANSIT ADMINISTRATION (FTA) PRE-AWARD - POST-DELIVERY REQUIREMENTSFor Rolling Stock Acquisitions Paid for by FTA Grant FundsPLEASE PROVIDE TYPEWRITTEN RESPONSES (OR USE BLACK INK) WHEN PREPARING YOUR BID. BE SURE YOU HAVE INSERTED YOUR COMPANY’S NAME IN THE BOX.Bidder FORMTEXT ?????______________________________________ NYS OGS Invitation for Bids (IFB) 22339(1) SUSPENSION & DEBARMENT, (2) DISADVANTAGED BUSINESS ENTERPRISE and (3) EQUAL EMPLOYMENT OPPORTUNITY CERTIFICATIONS FORMTEXT ?????__________________________________________________________Name of Bidder/Company Name(1) Suspension & DebarmentPursuant to the provisions 49 CFR Part 29, each bidder for this contract must certify that neither it, nor its principals or affiliates is presently debarred, suspended, proposed for debarment, declared ineligible, or voluntarily excluded by any Federal department or agency, and by extension from participation in this FTA-assisted transaction. Absent this certification, properly completed and signed, a bid shall be deemed non-responsive.Certification: I hereby certify, for the bidder named above, that it is not excluded or disqualified as defined at 49 CFR 29.940 and 29.945 and that I am duly authorized by said bidder to make this certification. FORMTEXT ?????______________________________________________________________________(Date of Signature) (Signature of Representative) FORMTEXT ?????_________________________________________________________________________(Signature of Notary(Type or Print Name & Title of that Representative)& SEAL)(2) Transit Vehicle Manufacturer (TVM) Disadvantaged Business EnterprisePursuant to the provisions of Section 105(f) of the Surface Transportation Assistance Act of 1982, each bidder for this contract must certify that it has complied with the requirements of 49 CFR Part 26.49, regarding the participation of disadvantaged business enterprises in FTA-assisted procurements of transit vehicles. Absent this certification, properly completed and signed, a bid shall be deemed non-responsive.Certification: I hereby certify, for the bidder named above, that it has complied with the provisions of 49 CFR Part 26.49 and that I am duly authorized by said bidder to make this certification. FORMTEXT ?????______________________________________________________________________(Date of Signature) (Signature of Representative) FORMTEXT ?????_________________________________________________________________________(Signature of Notary(Type or Print Name & Title of that Representative)& SEAL)(3) Equal Employment OpportunityThe bidder, and any and all subcontractors of the bidder, are required to comply with Executive Order 11246, entitled “Equal Employment Opportunity”, as amended by Executive Order 11375, and supplemented in U.S. Department of Labor regulation (41 CFR Part 60).Certification: I hereby certify, for the bidder named above, that it has complied with the provisions of Executive Order 11246, as amended by Executive Order 11375, and supplemented in U.S. Dept. of Labor Regulation (41 CFR Part 60) and that I am duly authorized by said bidder to make this certification. FORMTEXT ?????______________________________________________________________________(Date of Signature) (Signature of Representative) FORMTEXT ?????_________________________________________________________________________(Signature of Notary(Type or Print Name & Title of that Representative)& SEAL)PLEASE PROVIDE TYPEWRITTEN RESPONSES (OR USE BLACK INK) WHEN PREPARING YOUR BID. BE SURE YOU HAVE INSERTED YOUR COMPANY’S NAME IN THE BOX.FTA CERTIFICATIONBidder FORMTEXT ?????______________________________________ NYS OGS Invitation for Bids (IFB) 22339CERTIFICATION OF COMPLIANCE WITH FEDERAL BUY AMERICA REQUIREMENTS (Part 1 of 2)All vehicles included in this bid must meet the requirements of 49 U.S.C. 5323(j) (49 CFR Part 661 – Buy America, and 49 CFR Part 663.13). Bidders are required to submit certifications of compliance, as incorporated below, with Federal Buy America requirements with their bids in order to be considered responsive.49 CFR Part 661 requires that vehicles purchased with Federal Transit Administration (FTA) funds meet the following criteria:1)All Iron, Steel and Manufactured products used in the manufacture of the vehicle must be produced in the United States (49 CFR 661.5); OR2)The cost of components and subcomponents of the vehicle that are produced in the United States is more than sixty percent (60%) of the cost of all components and subcomponents of the vehicle and final assembly must take place in the United States (49 CFR 661.11). ______________________________________________________________________________________________________Certification of Compliance with 49 U.S.C. 5323(j)(1)The bidder certifies that it will comply with the requirements of 49 U.S.C. 5323(j)(1) and the regulations at 49 CFR Part 661.5. FORMTEXT ?????_________________________________________________________________Signature of authorized representativeType or print name Signature of notary and SEAL FORMTEXT ?????Date of Signature: __________________________________________________________-----OR-----____________________________________Certification of Compliance with 49 U.S.C. 5323(j)(2)(C)The bidder certifies that it will comply with the requirements of 49 U.S.C. 5323(j)(2)(c) and the regulations at 49 CFR Part 661.11. FORMTEXT ?????_________________________________________________________________Signature of authorized representativeType or print name Signature of notary and SEAL FORMTEXT ?????Date of Signature: __________________________________________________________-----OR-----____________________________________Certificate of Non-Compliance with 49 U.S.C. 5323(j)(2)(C)The bidder certifies that it cannot comply with the requirements of 49 U.S.C. 5323(j) and 49 CFR 661.5 or 661.11, but may qualify for a waiver pursuant to the exceptions established under 49 U.S.C. 5323(j)(2)(A), 5323(j)(2)(B), or 5323(j)(2)(D), and 49 CFR 661.7. FORMTEXT ?????_________________________________________________________________Signature of authorized representativeType or print name Signature of notary and SEAL FORMTEXT ?????Date of Signature: ___________________PLEASE PROVIDE TYPEWRITTEN RESPONSES (OR USE BLACK INK) WHEN PREPARING YOUR BID. BE SURE YOU HAVE INSERTED YOUR COMPANY’S NAME IN THE BOX.FTA CERTIFICATIONBidder FORMTEXT ?????______________________________________ NYS OGS Invitation for Bids (IFB) 22339CERTIFICATION OF COMPLIANCE WITH FEDERAL BUY AMERICA REQUIREMENTS (Part 2 of 2)(Federally Mandated Pre-Award and Post-Delivery Audit Requirements)All vehicles included in this bid must meet the requirements of 49 U.S.C. 5323(j) (49 CFR Part 661 – Buy America, and 49 CFR Part 663.13). In accordance with the Federal Government Required Clauses of this IFB, “If the Bidder certifies compliance with Buy America, it shall submit documentation which lists 1) component and subcomponent parts of the rolling stock to be purchased identified by manufacturer of the parts, their country of origin and costs; and 2) the location of the final assembly point for the rolling stock, including a description of the activities that will take place at the final assembly point and the cost of final assembly.” SEQ CHAPTER \h \r 1COST DOCUMENTATIONTotal Cost per Vehicle = 100%Country ofComponent*Manufacturer Origin% of Total Cost1. FORMTEXT ????? FORMTEXT ????? FORMTEXT ????? FORMTEXT ?????2. FORMTEXT ????? FORMTEXT ????? FORMTEXT ????? FORMTEXT ?????3. FORMTEXT ????? FORMTEXT ????? FORMTEXT ????? FORMTEXT ?????4. FORMTEXT ????? FORMTEXT ????? FORMTEXT ????? FORMTEXT ?????5. FORMTEXT ????? FORMTEXT ????? FORMTEXT ????? FORMTEXT ?????6. FORMTEXT ????? FORMTEXT ????? FORMTEXT ????? FORMTEXT ?????7. FORMTEXT ????? FORMTEXT ????? FORMTEXT ????? FORMTEXT ?????8. FORMTEXT ????? FORMTEXT ????? FORMTEXT ????? FORMTEXT ?????9. FORMTEXT ????? FORMTEXT ????? FORMTEXT ????? FORMTEXT ?????10. FORMTEXT ????? FORMTEXT ????? FORMTEXT ????? FORMTEXT ?????*A minimum of seven components must be listed. Component costs should not include final assembly costs. FORMTEXT ?????Total percentage of vehicle manufactured in U.S.: ______________% FORMTEXT ?????Point of final assembly: ____________________________________Major activities to be undertaken at final assembly location: FORMTEXT ?????______________________________________________________________________________________ FORMTEXT ?????______________________________________________________________________________________ FORMTEXT ?????___________________________________________________________________________Signature of authorized representativeType or print name Signature of notary and SEAL FORMTEXT ?????Date of Signature: ___________________PLEASE PROVIDE TYPEWRITTEN RESPONSES (OR USE BLACK INK) WHEN PREPARING YOUR BID. BE SURE YOU HAVE INSERTED YOUR COMPANY’S NAME IN THE BOX.FTA CERTIFICATIONBidder FORMTEXT ?????______________________________________ NYS OGS Invitation for Bids (IFB) 22339CERTIFICATION OF COMPLIANCE WITH FEDERAL MOTOR VEHICLE SAFETY STANDARDS (FMVSS)The bidder hereby certifies that vehicles to be provided under the resultant contract award comply with all stipulated and relevant Federal Motor Vehicle Safety Standards (FMVSS). In accordance with the Federal Government Required Clauses (FTA) of this contract, the bidder shall ensure that all vehicles will be affixed with a bus “manufacturer's FMVSS self-certification sticker information for safety compliance that the vehicle complies with relevant FMVSS”. FORMTEXT ?????___________________________________Name of Bidder/Company Name FORMTEXT ?????_________________________________________________________________Signature of authorized representativeType or print name Signature of notary and SEALREGULATIONS:The Bidder understands through this certification that all vehicles provided under this contract shall conform to Federal and State regulations in effect at time of delivery. Vehicles shall also meet the inspection requirements of Chapter VI, Article 3, Part 720 or 721 of the NYS Transportation Regulations.NOTIFICATION:Name and address of the authorized dealer(s)* of the manufacturer located in New York State where the pre-delivery service will be performed, if other than the contractor’s shop: FORMTEXT ?????1.DEALER NAME: ____________________________________________________________ FORMTEXT ?????STREET ADDRESS: _________________________________________________________ FORMTEXT ?????CITY, STATE, ZIP: __________________________________________________________ FORMTEXT ?????PHONE NUMBER: __________________________________________________________ FORMTEXT ?????2.DEALER NAME: ____________________________________________________________ FORMTEXT ?????STREET ADDRESS: _________________________________________________________ FORMTEXT ?????CITY, STATE, ZIP: __________________________________________________________ FORMTEXT ?????PHONE NUMBER: __________________________________________________________*NOTE: A letter from an authorized New York State dealer(s) agreeing to perform the pre-delivery service must accompany the bid.PLEASE PROVIDE TYPEWRITTEN RESPONSES (OR USE BLACK INK) WHEN PREPARING YOUR BID. BE SURE YOU HAVE INSERTED YOUR COMPANY’S NAME IN THE BOX.FTA CERTIFICATIONBidder FORMTEXT ?????______________________________________ NYS OGS Invitation for Bids (IFB) 22339CERTIFICATION TO RESTRICTIONS ON LOBBYING FORMTEXT ?????I, ___________________________________________________________________, hereby certify (Name and title of official) FORMTEXT ?????on behalf of ______________________________________________________________ that:(Name of Bidder/Company Name)1.No federal appropriated funds have been paid or will be paid, by or on behalf of the undersigned, to any person for influencing or attempting to influence an officer or employee of any agency, a Member of Congress, and officer or employee of Congress, or an employee of a Member of Congress in connection with the awarding of any federal contract, the making of any federal grant, the making of any federal loan, the entering into of any cooperative agreement, and the extension, continuation, renewal, amendment, or modification of any federal contract, grant, loan, or cooperative agreement.2.If any funds other than federal appropriated funds have been paid or will be paid to any person influencing or attempting to influence an officer or employee of any agency, a Member of Congress, and officer or employee of Congress, or an employee of a Member of Congress in connection with the federal contract, grant, loan, or cooperative agreement, the undersigned shall complete and submit Standard Form – LLL, “Disclosure Form to Report Lobbying,” in accordance with its instructions.3.The undersigned shall require that the language of this certification be included in the award documents for all sub-awards at all tiers (including sub-contracts, sub-grants and contracts under grants, loans, and cooperative agreements) and that all sub-recipients shall certify and disclose accordingly.This certification is a material representation of fact upon which reliance was placed when this transaction was made or entered into. Submission of this certification is a prerequisite for making or entering into this transaction imposed by 31 U.S.C. § 1352 (as amended by the Lobbying Disclosure Act of 1995). Any person who fails to file the required certification shall be subject to a civil penalty of not less than $10,000 and not more than $100,000 for each such failure.The undersigned certifies or affirms the truthfulness and accuracy of the contents of the statements submitted on or with this certification and understands that the provisions of 31 U.S.C. Section 3801, et seq., are applicable thereto. FORMTEXT ?????_________________________________________________________________Signature of authorized representativeType or print name Signature of notary and SEAL FORMTEXT ?????Date of Signature: ___________________PLEASE PROVIDE TYPEWRITTEN RESPONSES (OR USE BLACK INK) WHEN PREPARING YOUR BID. BE SURE YOU HAVE INSERTED YOUR COMPANY’S NAME IN THE BOX.FTA CERTIFICATIONBidder FORMTEXT ?????______________________________________ NYS OGS Invitation for Bids (IFB) 22339FTA BUS TESTING (STURRA) CERTIFICATION The undersigned bidder [Contractor/Manufacturer] certifies that the vehicle model or vehicle models offered in this bid submission complies with 49 CFR Part 665 Bus Testing Regulation.A copy of the STURRA test report prepared by the Federal Transit Administration’s (FTA) Altoona, Pennsylvania Bus Testing Center is attached to this certification and is a true and correct copy of the test report as prepared by the facility.If a copy of a STURRA test report prepared by the FTA Altoona, Pennsylvania Bus Testing Center is not attached, the undersigned has completed this certification and appropriately initialed with the understanding that such vehicle model or models either will fully complete Altoona Testing prior to first vehicle orders and that such test report is forwarded to the New York State Department of Transportation, Public Transportation Bureau for verification, or vehicle model or models bid will be subject to disqualification from bid award for non-compliance. The time frame for compliance or non-compliance, for vehicle models bid that do not have a STURRA test report submitted, will be subject to determination by the New York State Department of Transportation, Public Transportation Bureau.The undersigned understands that misrepresenting the testing status of a vehicle acquired with Federal financial assistance may subject the undersigned to civil penalties as outlined in the U.S. Department of Transportation's regulation on Program Fraud Civil Remedies, 49 CFR Part 31. In addition, the undersigned understands that FTA may suspend or debar a manufacturer under the procedures in 49 CFR Part 29. FORMTEXT ?????___________________________________Name of Bidder/Company Name FORMTEXT ?????_________________________________________________________________Signature of authorized representativeType or print name Signature of notary and SEAL FORMTEXT ?????Date of Signature: ___________________Check one that applies: FORMCHECKBOX Copy of STURRA (Altoona) Test Report(s) for vehicle model(s) bid is attached (initial) ______________. FORMTEXT ?????STURRA Test Report #(s): ____________________________ FORMCHECKBOX Copy of STURRA (Altoona) Test Report(s) for vehicle model(s) bid is not attached (initial) _____________.** Manufacturer’s Certificate of Anticipated Testing is required ................
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