Office of Financial Regulation - FABTO

Office of Financial Regulation

Alisa Goldberg Chief, Bureau of Registration

Division of Securities

1

History

? The Office of Financial Regulation (OFR) was created in 203 by section 20.121(3), Florida Statutes, from Cabinet reorganization legislation.

? The OFR is preceded by the former Comptroller's Office dating to the mid1800s.

2

Mission

To protect the citizens of Florida, promote a safe and sound financial marketplace, and

contribute to the growth of Florida's economy with smart, efficient and effective regulation of the financial services industry.

3

Leadership

? The OFR reports to the Financial Services Commission, which is comprised of Florida's Cabinet.

? Headed by a commissioner appointed by the Commission.

? Commission has final rule approval, but all regulatory decisions are vested with the OFR.

4

Budget

? The OFR is self-supporting

? Operating revenues come from the businesses and individuals it regulates

? Total Budget - $38.5 million

5

 ................
................

In order to avoid copyright disputes, this page is only a partial summary.

Google Online Preview   Download