Caldwell & Orkin -Gator Capital Long/Short Fund

SUMMARY EXPOSURES

ASSET ALLOCATION Long Exposure Short Exposure Warrants Cash Gross Exposure Net Exposure

Caldwell & Orkin - Gator Capital Long/Short Fund As of September 30, 2019

82.81% -49.44%

1.95% 11.74% 134.21% 35.33%

TOP HOLDINGS Quantity Top 10 Top 20 Top 30

LONG SHORT

65

46

24.13% -17.47%

42.88% -30.19%

58.12% -39.94%

MARKET CAP Micro Small Mid Large Total

LONG SHORT 0.18% -7.11% 22.78% -29.69% 31.71% -11.18% 30.09% -1.46% 84.77% -49.44%

LONG POSITIONS

TICKER DESCRIPTION

KKR

KKR & CO LP

OMF

ONEMAIN HOLDINGS INC.

CFG

CITIZENS FINANCIAL GROUP

LEN

LENNAR CORP-A

IAC

IAC/INTERACTIVECORP

CS

CREDIT SUISS-ADR

SCHW SCHWAB (CHARLES)

AMBC

AMBAC FINANCIAL GROUP

GS

GOLDMAN SACHS GP

BCS

BARCLAYS PLC-ADR

COF

CAPITAL ONE FINA

WAL

WESTERN ALLIANCE BANCORP

AIG/WS AMERICAN INTNL- CW21

SLM

SLM CORP

BKU

BANKUNITED INC

BRK/B BERKSHIRE HATH-B

WFC

WELLS FARGO & CO

STL

STERLING BANCORP'

BX

BLACKSTONE GROUP

MARKET % OF NET ASSETS CAP (MM) SECTOR

2.87%

21,958

FINANCIALS

2.82%

4,818

FINANCIALS

2.55% 2.55% 2.54%

15,290 17,511 18,411

FINANCIALS CONSUMER DISCRETIONARY COMMUNICATION SERVICES

2.39%

30,365

FINANCIALS

2.19%

49,359

FINANCIALS

2.18%

886

FINANCIALS

2.03%

75,839

FINANCIALS

2.02%

31,336

FINANCIALS

1.99%

41,893

FINANCIALS

1.97%

4,618

FINANCIALS

1.89%

FINANCIALS

1.89%

3,635

FINANCIALS

1.88%

3,107

FINANCIALS

1.84%

506,617 FINANCIALS

1.83%

216,164 FINANCIALS

1.82%

3,995

FINANCIALS

1.82%

56,418

FINANCIALS

INDUSTRY CAPITAL MARKETS CONSUMER FINANCE BANKS HOUSEHOLD DURABLES INTERACTIVE MEDIA & SERVICES CAPITAL MARKETS CAPITAL MARKETS INSURANCE CAPITAL MARKETS BANKS CONSUMER FINANCE BANKS INSURANCE CONSUMER FINANCE BANKS DIVERSIFIED FINANCIAL SERVICES BANKS BANKS CAPITAL MARKETS

1DIAMOND HILL CAPITAL MANAGEMENT, INC. |QUARTERLY GUIDE |DECEMBER 31,2018 |DIAMOND- Gator Capital Management, LLC



LONG POSITIONS (continued)

TICKER DESCRIPTION

MLCO

MELCO RESORTS & ENTERTAIN

AMP

AMERIPRISE FINAN

VCTR

VICTORY CAPITAL HOLDING-A

LVS

LAS VEGAS SANDS

MGM

MGM MIRAGE

JEF

JEFFERIES FINANCIAL GROUP

SEMG SEMGROUP CORP

BBX

BBX CAPITAL CORP

SIVB

SVB FINANCIAL GR

CNOB

CONNECTONE BANCORP INC

ETFC

E*TRADE FINANCIA

LNC

LINCOLN NATL CRP

SXC

SUNCOKE ENERGY INC

SITC

SITE CENTERS CORP

UBS

UBS GROUP AG

FNB

FNB CORP

FNMAT FNMA 8.25 PERP

DB

DEUTSCHE BANK-RG

SYF

SYNCHRONY FINANCIAL

STI

SUNTRUST BANKS

FNMAJ FNMA 7.625 PERP PFD

ALLY

ALLY FINANCIAL, INC.

MS

MORGAN STANLEY

AMTD

TD AMERITRADE HOLDING

DELL

DELL TECH

RJF

RAYMOND JAMES

SRG

SERITAGE GROWTH PROP

PRI

PRIMERICA INC

JNPR

JUNIPER NETWORKS

NAVI

NAVIENT CORP

BSIG

BRIGHTSPHERE INV GROUP

BB

BLACKBERRY LTD

% OF NET ASSETS 1.81%

MARKET CAP (MM) SECTOR

CONSUMER

9,497

DISCRETIONARY

INDUSTRY HOTELS, RESTAURANTS & LEISURE

1.71%

18,419

FINANCIALS

CAPITAL MARKETS

1.67% 1.61% 1.55%

1,004 44,040 14,433

FINANCIALS CONSUMER DISCRETIONARY CONSUMER DISCRETIONARY

CAPITAL MARKETS HOTELS, RESTAURANTS & LEISURE HOTELS, RESTAURANTS & LEISURE

1.54%

5,448

FINANCIALS

DIVERSIFIED FINANCIAL SERVICES

1.52% 1.49%

1,284 466

ENERGY CONSUMER DISCRETIONARY

OIL, GAS & CONSUMABLE FUELS HOTELS, RESTAURANTS & LEISURE

1.46%

10,253

FINANCIALS

BANKS

1.34%

771

FINANCIALS

BANKS

1.34%

8,756

FINANCIALS

CAPITAL MARKETS

1.24%

11,557

FINANCIALS

INSURANCE

1.16% 1.13%

513 2,676

MATERIALS REAL ESTATE

METALS & MINING EQUITY REAL ESTATE INVESTMENT TRUSTS (REITS)

1.09%

42,990

FINANCIALS

CAPITAL MARKETS

1.07%

3,658

FINANCIALS

BANKS

1.06%

NON CONVERTIBLES FINANCIALS

1.05%

14,984

FINANCIALS

CAPITAL MARKETS

1.03%

21,993

FINANCIALS

CONSUMER FINANCE

1.02%

29,961

FINANCIALS

BANKS

1.01%

NON CONVERTIBLES FINANCIALS

1.00%

12,677

FINANCIALS

CONSUMER FINANCE

0.99%

68,392

FINANCIALS

CAPITAL MARKETS

0.98% 0.97%

19,017 37,421

FINANCIALS INFORMATION TECHNOLOGY

CAPITAL MARKETS SOFTWARE

0.96% 0.95%

11,024 1,566

FINANCIALS REAL ESTATE

CAPITAL MARKETS EQUITY REAL ESTATE INVESTMENT TRUSTS (REITS)

0.89% 0.81%

5,150 8,199

FINANCIALS INFORMATION TECHNOLOGY

INSURANCE COMMUNICATIONS EQUIPMENT

0.76%

2,765

FINANCIALS

CONSUMER FINANCE

0.73% 0.68%

861 2,824

FINANCIALS INFORMATION TECHNOLOGY

CAPITAL MARKETS SOFTWARE

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LONG POSITIONS (continued)

TICKER DESCRIPTION

HPE

HEWLETT-PACKARD ENTERPRIS

CIT

CIT GROUP INC

AXTA

AXALTA COATING SYSTEMS

SNV

SYNOVUS FINL

ETM

ENTERCOM COMMUNICATIONS

BGS

B&G FOODS INC

CADE

CADENCE BANCORP

CWK

CUSHMAN & WAKEFIELD PLC

IBKR

INTERACTIVE BROKERS GRO

SF

STIFEL FINANCIAL CORP

MTG

MGIC INVT CORP

SFNC

SIMMONS FIRST NATL CORP

HRB

H&R BLOCK INC

DF

DEAN FOODS CO

VIAB

VIACOM INC-B

SPB

SPECTRUM BRANDS

ZIONW ZIONS BANCORP NA-CW20

PKD

PARKER DRILLING

% OF NET ASSETS 0.64%

MARKET CAP (MM) SECTOR

INFORMATION

19,127

TECHNOLOGY

INDUSTRY TECHNOLOGY HARDWARE, STORAGE & PERIPHERALS

0.57%

4,222

FINANCIALS

BANKS

0.56%

6,935

MATERIALS

CHEMICALS

0.50% 0.50%

5,267 477

FINANCIALS COMMUNICATION SERVICES

BANKS MEDIA

0.46%

1,226

CONSUMER STAPLES FOOD PRODUCTS

0.43% 0.39%

2,210 3,852

FINANCIALS REAL ESTATE

BANKS REAL ESTATE MANAGEMENT & DEVELOPMENT

0.38%

20,315

FINANCIALS

CAPITAL MARKETS

0.37%

3,721

FINANCIALS

CAPITAL MARKETS

0.35%

4,487

FINANCIALS

THRIFTS & MORTGAGE FINANCE

0.23% 0.22%

2,367 4,695

FINANCIALS CONSUMER DISCRETIONARY

BANKS DIVERSIFIED CONSUMER SERVICES

0.18% 0.11%

101 9,775

CONSUMER STAPLES FOOD PRODUCTS

COMMUNICATION

SERVICES

ENTERTAINMENT

0.11%

2,548

CONSUMER STAPLES HOUSEHOLD PRODUCTS

0.06%

FINANCIALS

BANKS

0.01%

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SHORT POSITIONS

TICKER DESCRIPTION

INVH

INVITATION HOMES INC.

EBSB MERIDIAN BANCORP INC

CBPO CHINA BIOLOGIC PRODUCTS

DRIP

DRXN DAILY S&P OIL&GAS BE

NUGT DIREXION DAILY GOLD BULL

WAFD WASHINGTON FEDERAL INC

AMH

AMERICAN HOMES 4 RENT-A

USLV VELOCITYSHARES 3X LNGSLVR

TSLA TESLA INC

DRE

DUKE REALTY CORP

CFFN CAPITOL FEDERAL FINANCIAL

CLS

CELESTICA INC

SSB

SOUTH STATE CORP

WU

WESTERN UNION

FAZ

DIREXION DAILY FINL BEAR

FRC

FIRST REPUBLIC BANK/CA

JNUG DIRXN DLY JR BULL GOLD 3X

HLNE HAMILTON LANE INC

DGAZ VELOCITYSHARES 3X INVERSE

NFBK NORTHFIELD BANCORP INC

NWBI NORTHWEST BANCSHARES INC

DSLV VELOCITYSHARES 3X INVSLVR

LKFN CBU UMBF YANG PDCO SBSI UBSI TRMK

LAKELAND FINANCIAL CORP COMMUNITY BANK SYSTEM INC UMB FINANCIAL DIREXION DAILY FTSE CHINA PATTERSON COS SOUTHSIDE BANCSHARES INC UNITED BANKSHARES INC TRUSTMARK CORP

MARKET % OF NET ASSETS CAP (MM) SECTOR

-2.27%

15,937

REAL ESTATE

INDUSTRY

EQUITY REAL ESTATE INVESTMENT TRUSTS (REITS)

-1.90%

984

FINANCIALS

THRIFTS & MORTGAGE FINANCE

-1.87%

4,395

HEALTH CARE

BIOTECHNOLOGY

-1.82%

44

ENERGY

OIL, GAS & CONSUMABLE FUELS

-1.76%

1,312

MATERIALS

METALS & MINING

-1.72% -1.63%

2,891

FINANCIALS

THRIFTS & MORTGAGE FINANCE

EQUITY REAL ESTATE INVESTMENT

7,779

REAL ESTATE

TRUSTS (REITS)

-1.62% -1.46% -1.42%

294 43,831 12,163

COMMODITIES CONSUMER DISCRETIONARY

REAL ESTATE

COMMODITIES

AUTOMOBILES EQUITY REAL ESTATE INVESTMENT TRUSTS (REITS)

-1.41% -1.34%

1,932

FINANCIALS

THRIFTS & MORTGAGE FINANCE

INFORMATION

ELECTRONIC EQUIPMENT,

893

TECHNOLOGY

INSTRUMENTS & COMPONENTS

-1.33% -1.31% -1.29%

2,550

FINANCIALS

BANKS

INFORMATION

9,843

TECHNOLOGY

IT SERVICES

EXCHANGE TRADED

191

FUNDS (ETF'S)

EXCHANGE TRADED FUNDS (ETF'S)

-1.26%

15,606

FINANCIALS

BANKS

-1.23%

739

MATERIALS

METALS & MINING

-1.19%

3,297

FINANCIALS

CAPITAL MARKETS

-1.19%

242

COMMODITIES

COMMODITIES

-1.18%

780

FINANCIALS

THRIFTS & MORTGAGE FINANCE

-1.09%

1,725

FINANCIALS

THRIFTS & MORTGAGE FINANCE

-1.08%

32

COMMODITIES

COMMODITIES

-1.04% -1.03% -1.02% -0.95% -0.95% -0.89% -0.86% -0.83%

1,103

FINANCIALS

BANKS

3,147

FINANCIALS

BANKS

3,084

FINANCIALS

BANKS

EXCHANGE TRADED

83

FUNDS (ETF'S)

EXCHANGE TRADED FUNDS (ETF'S)

HEALTH CARE PROVIDERS &

1,661

HEALTH CARE

SERVICES

1,135

FINANCIALS

BANKS

3,781

FINANCIALS

BANKS

2,159

FINANCIALS

BANKS

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SHORT POSITIONS (continued)

TICKER DESCRIPTION

Z

ZILLOW GROUP INC

DWT

VELOCITYSHARES 3X IV CRUD

COLB COLUMBIA BANKING SYSTEM

PFS

PROVIDENT FINANCIAL SERV

LC

LENDINGCLUB CORP

NBTB N B T BANCORP INC

CVBF CVB FINANCIAL CORP

YINN

DIREXION DAILY FTSE CHINA

JDST DIRXN DLY JR GOLD BEAR 3X

CBSH COMMERCE BANCSHARES INC

DUST DIREXION DAILY GOLD BEAR

GBCI GLACIER BANCORP INC

UGAZ VELOCITYSHARES 3X LNG NAT

HFWA HERITAGE FINANCIAL CORP

UWT

VELOCITYSHARES 3X LONG CR

GUSH DRXN DAILY S&P OIL&GAS BU

MARKET % OF NET ASSETS CAP (MM) SECTOR

-0.83%

COMMUNICATION

6,135

SERVICES

INDUSTRY INTERACTIVE MEDIA & SERVICES

-0.78%

262

COMMODITIES

COMMODITIES

-0.77%

2,629

FINANCIALS

BANKS

-0.74%

1,620

FINANCIALS

THRIFTS & MORTGAGE FINANCE

-0.74%

1,088

FINANCIALS

CONSUMER FINANCE

-0.70%

1,584

FINANCIALS

BANKS

-0.68% -0.61%

2,859

FINANCIALS

BANKS

EXCHANGE TRADED

312

FUNDS (ETF'S)

EXCHANGE TRADED FUNDS (ETF'S)

-0.61%

171

MATERIALS

METALS & MINING

-0.59%

6,487

FINANCIALS

BANKS

-0.57%

420

MATERIALS

METALS & MINING

-0.57%

3,665

FINANCIALS

BANKS

-0.49%

516

COMMODITIES

COMMODITIES

-0.38%

967

FINANCIALS

BANKS

-0.26%

297

COMMODITIES

COMMODITIES

-0.17%

175

ENERGY

OIL, GAS & CONSUMABLE FUELS

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