IN.gov | The Official Website of the State of Indiana
Date: 7/14/2017
To: SPOE Staff, Assessment Team Members, and Providers and Provider Agencies
From: State First Steps Office
Re: Periodic IFSP review, service authorizations
The purpose of this memorandum is to issue clarification regarding First Steps IFSP policy—specifically the requirements regarding service authorizations and periodic IFSP review.
Periodic IFSP review: Current First Steps policy requires IFSP teams to review each IFSP on a quarterly basis. Federal part C regulations state that the purpose of periodic IFSP review is to determine:
1. The degree to which progress toward achieving the results or outcomes identified in the IFSP is being made, and
2. Whether modification or revision of the results, outcomes, or early intervention services identified in the IFSP is necessary.
Federal regulations also state that this periodic review must be conducted every six months.
Effective immediately, IFSP teams will conduct IFSP review every six months through in-person meetings with the family. SPOEs will develop internal procedures for the implementation of this process change to ensure adherence to best practice in their respective clusters. These procedures will include the development of individualized communication plans for each family to ensure active service coordination and family support between periodic reviews. Please note that direct service providers must continue to submit IFSP progress reports to the SPOE on a quarterly basis. Progress reports are due on the first of the month and providers will be responsible for sharing a physical or electronic copy with the family.
Service authorizations: First Steps policy requires quarterly review of service authorizations. Federal part C regulations require that each child’s IFSP include a statement of the early intervention services necessary to meet the unique needs of the child and family. This statement must include, among other things, the duration of service delivery. Federal regulations define “duration” as projecting when a given service will no longer be provided, or, in other words, when the child is expected to achieve the results or outcomes in his or her IFSP. In the First Steps context, “authorization” refers to the permission to bill for services written in an IFSP. Authorizations should align with the projected duration of services, and while service duration should be part of periodic IFSP review, it is not expected that authorizations be rewritten on a quarterly basis.
Effective immediately, service authorizations will be written for the length of the IFSP and rewritten as changes arise.
Any questions or concerns should be sent to Meghan Smith, First Steps Policy Manager, at Meghan.Smith@fssa..
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Eric Holcomb, Governor
State of Indiana
Division of Disability and Rehabilitative Services
First Steps
402 W. WASHINGTON STREET, P.O. BOX 7083
INDIANAPOLIS, IN 46207-7083
1-800-545-7763
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fssa
Equal Opportunity/Affirmative Action Employer
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