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|JONI ALEXANDER | |
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|Managerial & Advisor Risk Management & Compliance Expert | |
|管理顾问、风险管理与合规专家 | |
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|Joni Alexander is a Chartered Accountant and the principal of her own |琼妮 |
|regulatory consulting firm with clients that include broker-dealers, self |亚历山大是一名注册会计师，同时也是她自己的监管顾问公司的主席，她的客户包括 |
|regulatory organizations, securities commissions, exchanges, and |券商，自律组织，证监局、交易所及其它专业机构。她目前的咨询业务包括担任 MFDA|
|professional organizations. Among her consulting engagements, she is serving|投资人保护公司的兼职总裁。 |
|as part-time President of the MFDA Investor Protection Corporation. | |
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|Prior to establishing her own consulting practice Joni held several senior |在建立自己的顾问公司之前，琼妮曾执业于数个资深的行业职位，包括 Gordon |
|positions in the industry including: Vice President, Compliance and Internal|Capital Corporation合规和内部审计部的副总裁，多伦多股票交易所监理会成员； |
|Audit at Gordon Capital Corporation; member of the Board of Governors of the|加拿大衍生品清算公司的董事会成员；多伦多股票交易所资本和保证金政策的总监。 |
|Toronto Stock Exchange; member of the Board of Directors of Canadian | |
|Derivatives Clearing Corporation; and Director, Capital and Margin Policy at| |
|the Toronto Stock Exchange. | |
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|Her educational background includes a B.Sc. and MBA and she has passed the |她的教育背景包括理学士和工商管理硕士，同时通过了CSI 的多项考试，包括首席财 |
|Canadian Securities Institute’s Chief Financial Officer’s Course, Partners, |务官课程、合伙人、董事和高级管理人员课程、加拿大证券课程及行为守则课程等。 |
|Directors and Senior Officers Course, Canadian Securities Course and Conduct| |
|and Practices Handbook Exam. | |
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|M. A. (MIKE) BASTIAN | |
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|On-line Discount Brokerage & Technology Policy Expert | |
|网上折扣经纪业务与科技政策专家 | |
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|Mr. Bastian’s career has been in the financial services industry principally |巴斯特恩先生的金融服务生涯主要是在加拿大皇家银行。在长达35年的皇家银行工作|
|with RBC Financial Group (RBFG). During his 35 years with RBFG he worked in |经历中，巴斯特恩先生的工作主要集中在支行网络及内部审计业务。踏入金融市场领|
|the branch network and on the internal audit team, before moving into the |域前，他曾在英国伦敦外汇交易集团的总部工作。 |
|financial markets area where he joined the Head Office Foreign Exchange | |
|Trading group in London, England. | |
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|In October 1992 he was appointed to the position of President and CEO of the |1992 年10月，他被任命为皇家银行自助服务经纪业务的总裁和首席执行官。作为该 |
|Bank’s self serve brokerage business and given the task to build it to a |项目的总设计师，他是皇家银行最成功的折扣经纪部门 “Action Direct” (2006年9 |
|nationwide business. As the architect of the business, he is the founding |月30日起改名为RBC直接投资部) 的首任总裁和执行官，全面负责折扣经纪业务的全 |
|President and CEO of the Bank’s successful discount brokerage firm RBC Action|方位运作，通过引进网络服务和在线交易，领导了整个皇家银行折扣经纪业务的不断|
|Direct. (RBC Direct Investing as at Sept. 30 2006) In this position he had |壮大及变革。 |
|complete responsibility for all aspects of the discount brokerage business | |
|and led the business through dramatic growth and change with the introduction| |
|of internet services and on line trade execution. | |
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|During this time Mr. Bastian was appointed to the Bank’s Senior Management |在皇家银行服务期间，巴斯特恩先生曾被任命为银行高管团队委员会委员，并担任皇|
|Group Council, and was a member of the Royal Bank Financial Group’s |家银行金融集团科技政策委员会、电子商务和业务团队委员会委员。 |
|Technology Policy Committee, E-Commerce and Group Business Committee. | |
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|He was also a Director of Royal Investment Services’ and a member of the |他还是皇家投资服务业务的总监，执行委员会委员、信贷管理委员会及加拿大私人客|
|Executive Committee, Credit Steering Committee and the Canadian Private |户集团运营委员会委员。 |
|Client Group Operating Committee. | |
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|Mr. Bastian has been a member of the IDA Discount Broker’s Committee, and a |巴斯特恩先生一直是IDA折扣经纪商委员会委员，还曾担任加拿大银行家协会外汇交 |
|past chairman of the Canadian Bankers Association Foreign Exchange Committee |易委员会主席、及加拿大外汇交易协会的副总裁。 |
|as well as a past vice-president of the Canadian Foreign Exchange | |
|Association. | |
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|In 2002 Mr. Bastian formed his own consulting firm. |2002年 巴斯特恩先生创办了自己的顾问公司。 |
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|BRAD DONEY | |
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|Risk Management & Compliance Expert | |
|风险管理与合规专家 | |
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|Brad is lawyer and former General Counsel, Director, and Executive |布莱德是一位律师，曾先后在美林加拿大公司、米德兰沃尔文资本公司担任前总顾|
|Vice-President of Merrill Lynch Canada Inc. and Midlan Walwyn Capital Inc. He |问、总监和执行副总裁。他还曾担任多伦多证交所的市场政策部经理。 |
|has also served as Manager of Market Policy for the Toronto Stock Exchange | |
|(TSE). | |
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|Brad currently works as a Commissioner for the British Columbia Securities |目前布莱德担任英属哥伦比亚证监会委员(BCSC)，加拿大投资交易商协会（IDA） |
|Commission (BCSC) and serves as a member of the Pacific District Council of the|大西洋地区委员会成员。他同时还在三家加拿大自律组织（SRO）纪律小组任职， |
|Investment Dealers Association (IDA). He has also served on the disciplinary |为证券市场问题提供专家证人和咨询服务。 |
|panels of three Canadian Self-Regulatory Organizations (SROs) and provided | |
|expert witness and consulting services on securities market issues. | |
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|Brad received his LLB from Queen’s University. |布莱德在加拿大女王大学获得法学士学位。 |
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|BRIGITTE J. GEISLER | |
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|Brokerage Law & Compliance Expert | |
|经纪法与合规专家 | |
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|Brigitte Geisler is a Senior Securities Lawyer specializing in brokerage law. |布丽吉特 吉斯乐是一位资深证券律师，擅长经纪法。她于1975年在Osgoode |
|She graduated from Osgoode Hall in 1975, was called to the Bar of Ontario in |Hall法学院毕业，于1977年通过安大略律师资格认证，并在2004年获得法学硕士学 |
|1977, and received her LL.M. in 2004. Her present consulting practice includes |位。她目前的顾问业务包括为IDA和CSI提供咨询服务。她还担任IDA和RS的听证小组|
|work for the IDA and CSI. She also sits on Hearing Panels for the IDA and RS. |成员。吉斯乐女士平时还为继续教育学分班讲授关于合规的课题。 |
|Ms. Geisler lectures on compliance topics for continuing education credits. | |
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|Before establishing her consulting practice, Brigitte was Senior |创建自己的顾问公司前，布丽吉特曾先后担任加拿大Ameritrade公司折扣经纪部的 |
|Vice-President, Legal Counsel, Compliance Officer, and Corporate Secretary for |高级副总裁、法律顾问、合规官及公司秘书长等职务。此前，她曾任加拿大信托的 |
|discount broker, Ameritrade Canada, Inc. Prior to that, Brigitte was a |副总裁，主管法律部门，兼任首席合规官之职。她过去还担任过IDA安河地区委员会|
|Vice-President at Canada Trust heading up the legal department and fulfilling |主席。 |
|the role of Chief Compliance Officer. She is past Chair of the Ontario | |
|District Council of the IDA. | |
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|Brigitte has experience in compliance, managing the legal departments & the |布丽吉特通过她在上市公司合规、法律部门管理及公司机要职能的工作中积累了丰 |
|corporate secretary functions for a public company, in the regulatory area |富经验，同时在担任多伦多证券交易所的监管顾问及为投资交易商协会、CSC和TSE |
|through the Toronto Stock Exchange as regulatory counsel, as well as through |等单位的特殊项目提供专业服务的实践中使自己的专业造诣更加炉火纯青。 |
|special projects for the Investment Dealers Association, the OSC, and the TSE. | |
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|K. THOMAS LIAW, Ph.D. | |
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|Capital Markets / Investment Banking Expert & Academic Specialist | |
|资本市场/投资银行专家，学术专家 | |
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|Thomas Liaw is Professor of Finance and Chair of the Economics and Finance |汤马斯 |
|Department at St. John’s University, New York. He speaks on capital markets |廖是美国纽约圣约翰大学的金融学教授及经济与金融系主任。他在高级管理项目中主 |
|and investment banking for Executive Programs, venues such as APEC & the |讲投资银行和资本市场，并经常参与APEC、世界银行、加拿大证券学会、信息管理网 |
|World Bank Symposium, the Canadian Securities Institute, Information |络大师投资管理会议、大韩银行学会会议、哈佛中国评论和哈佛亚洲商业会议、哈佛 |
|Management Network Masters Investment Management conferences, Korea Banking |亚洲与国际关系会议，及Kellogg管理学院大中华会议等国际性会议。 |
|Institute conferences, Harvard China Review & Harvard Asia Business | |
|conferences, Harvard Project for Asian & International Relations conferences,| |
|and Kellogg School of Management Greater China conferences. | |
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|Professor Liaw served as president of the Chinese American Academic & |廖教授曾担任2005年度的中美学术及专业协会会长。他是Bancorp公司和长岛州立银行|
|Professional Society for 2005. He is a director of State Bancorp, Inc. and |的董事及Review of Pacific Basin Financial Markets and Policies的编辑。他同 |
|State Bank of Long Island. He is an associate editor for Review of Pacific |时担任数家公司的顾问。廖教授持有美国西北大学的博士学位。 |
|Basin Financial Markets and Policies periodical. He serves as an adviser to | |
|several companies. Professor Liaw holds his doctorate from Northwestern | |
|University. | |
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|His latest book, Investment Banking and Investment Opportunities in China, |他的新书《中国的投资银行和投资机会》在2007年7月出版。他亦发表过许多有关投资银|
|was released in July 2007. He has also published books and articles on |行、资本市场、股票和债券、以及中国银行和债券市场的书籍及文章。他的主要教研 |
|investment banking, capital markets, stocks & bonds, and China's banking & |方向包括资本市场，资产管理、风险管理和投资银行。 |
|securities markets. His principal areas of research and teaching include | |
|capital markets, asset management, risk management, and investment banking. | |
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|C.W. KENNETH KENG, m., M.A., Ph.D. | |
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|Dean, International Programs | |
|Economist, International Financial Management Expert | |
|Canadian Securities Institute | |
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|加拿大证券学会国际学院 院长 | |
|经济学家 国际金融管理专家 | |
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|Dr. Keng has been working with the Canadian Securities Institute since 2004. |耿教授自2004年起受聘于加拿大证券学院。作为国际学院院长，他领导CSI中国培训|
|As Dean, International Programs, Dr. Keng plays a key leadership role for the |项目的设计、研发与教学。耿教授自多论多大学获得经济学硕士及博士学位，曾任 |
|development and delivery of all CSI China Programs. Educated as an economist, |加拿大安大略省电力局经济学家兼计划主任、多伦多大学管理学院教授兼亚太部主 |
|he holds M.A. and Ph.D. degrees from University of Toronto. He was Economist |任、维多利亚大学客座教授。他对亚太高级管理人员的培训课程设计、研发和教学 |
|& Project Leader at Ontario Hydro, Director, Asia-Pacific Executive Programs |方面具有丰富经验。耿教授现亦兼任美国德州理工大学商学院管理系研究教授。 |
|at Rotman School of Management, University of Toronto and Visiting Professor | |
|at School of Business, University of Victoria. He has extensive experience in | |
|administering and teaching international educational programs for Asian | |
|executives. Dr. Keng is also a Research Professor at the Rawls College of | |
|Business, Texas Tech University. | |
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|Dr. Keng does research in international financial markets, global business |耿教授的专业领域为全球商务与国际金融、亚太及中国大陆经济发展、计量经济模 |
|strategies, cross-culture knowledge management, econometric forecasting & |型与预测、核能经济及电力公司营运管理等。近年主要研究领域为：亚太及中国经 |
|modeling, and Chinese business market & regional development. He has been a |济发展、区域发展理论、国际金融、风险管理、企业竞争策略与知识管理。着有五 |
|member of the editorial board of the Journal of Contemporary China since 1990.|本中英文专书，其中包括中文著作:中国大陆不平衡经济发展(台北：喜马拉雅基金 |
|Dr. Keng has published more than 50 research papers and 20 commentary |会,2004及北京：社会科学文献出版社，2005)中国区域经济发展(台北：联经出版公|
|articles. His two most recent research books are: China’s Regional Economic |司,2001)等；在国内外学术期刊发表中英文学术论文五十余篇，并在中外报纸与新 |
|Development (Taipei: Linking Publishing Company, 2001) and China’s Unbalanced |闻期刊发表评论二十余篇。他早期发表的论着有：预测方法与应用（多伦多：安大 |
|Economic Growth (Taipei: Hymalaya Foundation, 2004 and Beijing: Social |略省电力局，1983），加拿大与台湾：泛太平洋关系之演变（多伦多：多伦多大学 |
|Sciences Academic Press, 2005). His earlier publications include ¨Forecasting |，1996）。 |
|Methodology and Applications (Toronto: Ontario Hydro, 1983) and Canada-Taiwan:| |
|Evolving Trans-Pacific Relations (Toronto: University of Toronto, 1996). | |
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|Dr. Keng possesses an honorary appointment as a member of the Overseas Expert |耿教授受聘为中华人民共和国国务院侨办海外专家咨询委员会委员（2005-2008及20|
|Advisory Committee, State Council, PRC (2005-2008 & 2008-2011). He holds the |08-2011），曾荣获1990年海外华裔优秀青年奖章，并于1988年、2000年及2003年三|
|1990 Outstanding Overseas Chinese Youth Award and was the winner of the Best |次获得侨联文教基金会华文著述奖学术论着类第一名。 |
|Overseas Chinese Academic Publication Award for 1998, 2000 and 2003. | |
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|BRUCE D. MONUS | |
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|Investment & Portfolio Management Expert & Academic Specialist | |
|投资与组合管理专家，学术专家 | |
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|Bruce has over 20 years of institutional portfolio management experience in |布鲁斯具有20余年的在机构组合管理公司担任高级职位的经历，其中包括帝国石油|
|senior roles with Imperial Oil, Manulife Financial, and ING Investment |公司，中宏人寿保险及ING投资管理公司。他负责接受各类客户包括退休基金、人 |
|Management Inc. His responsibilities included equity and fixed income mandates |寿保险、财产/伤亡账户及共同基金等股票和固定收益的授权投资管理。 |
|with most types of clients including pension funds, life insurance, | |
|property/casualty general accounts, and mutual funds. | |
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|As President of Manufacturers Adviser Corporation, he was responsible for |作为生产商咨询公司的总裁，布鲁斯曾负责投资组合的管理，支持中宏人寿保险美|
|portfolio management in support of Manulife’s US Variable Life Insurance |国可变人寿保险产品。他最近担任过的职位是ING加拿大投资管理公司高级副总裁 |
|Products. More recently, as Senior Vice-President and Managing Director of ING’s|和执行总监，负责监督ING加拿大资产管理，同时负责为ING加拿大共同基金家族IN|
|Canadian Investment Management Company, he oversaw the management of ING |G基金提供咨询。布鲁斯还曾管理过ING的超过20亿元的托管期货组合。 |
|Canada’s assets including responsibility of adviser to ING Canada’s Mutual Fund | |
|Family of ING Funds. Bruce also managed over $2 billion in managed futures | |
|portfolios with ING. | |
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|Bruce has served as a consultant and lecturer to the Canadian Financial Services|在过去9年间布鲁斯在加拿大金融服务业从事顾问和讲师活动，其服务偏重于高级 |
|Industry for the last 9 years with focus on advanced derivatives applications |衍生品应用和对冲基金。布鲁斯在CSI衍生品基础课程的开发过程中担任高级学术 |
|and hedge funds. Bruce served as a Senior Academic Specialist and Subject Matter|专家和课程内容专家，并且是我们的对冲基金研讨会和对冲基金研讨会尽职调查课|
|Expert in the development of CSI’s Derivatives Fundamentals Course and is a |程的主讲老师。他的另类投资业务实践经验包括在创建、审批和管理加拿大一家保|
|principle lecturer for our Hedge Fund Seminar and Due Diligence for Hedge Funds |险公司的第一支对冲基金中担任领导职位。 |
|Seminar. His practical experience with alternative investments includes a | |
|leadership role in the creation, approval, and management of the first hedge | |
|fund in Canada for an Insurance company | |
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|Bruce is registered as an Investment Counsel and Portfolio Manager (ICPM) and a |布鲁斯是一位注册投资顾问和组合经理（ICPM）及商品交易经理（CTM）。他还持 |
|Commodity Trading Manager (CTM). He also holds the CFA designation and is a |有CFA资格，并为多伦多金融分析师协会会员。 |
|member of the Toronto Society of Financial Analysts. | |
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|JOHN MORTON | |
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|Retail Compliance Expert & Academic Specialist | |
|零售合规专家，学术专家 | |
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|John is Managing Director, Head of Retail Compliance at Scotia Capital Inc. In|约翰于 2000 年加入加拿大丰业银行，是丰业资本运营公司的执行董事兼零售合规 |
|that position he functions as the Chief Compliance Officer of the ScotiaMcLeod |部门主要负责人。在此岗位上他担任 ScotiaMcleod 的全面服务部门和自管直接投 |
|full-service and ScotiaMcLeod Direct Investing self-managed brokerage divisions|资部门的首席合规执行官。在此之前John曾为加拿大信用合作社工作了8年，在该单|
|of Scotia Capital Inc. Prior to joining ScotiaMcLeod in 2000, John spent 8 |位的财富管理集团负责过多项工作，包括担任高管、合规、法律及财务等工作，常 |
|years with the Canadian credit union system’s wealth management group in |与投资商、共同基金交易商和共同基金经理合作业务。 |
|various capacities, including senior roles in management, compliance, legal and| |
|finance with the investment dealer, mutual fund dealer, and mutual fund | |
|manager. | |
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|A graduate of the University of Toronto (m.) and the University of British|约翰拥有多伦多大学商学学士学位，英属哥伦比亚大学法学学士。他还拥有特许会 |
|Columbia (LL.B.), John is a Chartered Accountant and a member of the Law |计师资格和上加拿大法律学会的会员资格。应加拿大证券学会（CSI）的多个教育培|
|Society of Upper Canada. He is a contributing author on compliance and related|训项目的要求，他参与编着了关于合规和风险管理方面的课题，其中包括总合规官 |
|risk management topics for various industry educational programs offered by the|课程（CCO）和合伙人、董事和高管人员（PDO）课程。 |
|Canadian Securities Institute (CSI) including the Chief Compliance Officers | |
|(CCO) Course and the Partners, Directors, and Senior Officers (PDO) Course | |
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|John is actively involved in various securities industry associations, and is |约翰在多个证券行业协会的活动也很活跃，目前担任加拿大投资行业监管组织（IIR|
|currently the Vice-Chair of the Ontario District Council of the Investment |OC）安大略省理事会副会长，加拿大投资行业协会（IIAC）合规委员会会长。 |
|Industry Regulatory Organization of Canada (IIROC) and Chair of the Compliance | |
|Committee of the Investment Industry Association of Canada (IIAC). | |
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|TIM MOSELEY | |
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|Compliance Expert & Academic Specialist | |
|合规专家，学术专家 | |
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|Tim Moseley is Senior Vice-President and Chief Compliance Officer at CIBC. |提姆 毛斯里现任CIBC（加拿大帝国商业银行）的高级副总裁兼首席合规官。 |
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|Tim graduated from the University of Toronto with a B.A. in 1984 and an LL.B. in |提姆毕业于多伦多大学，在1984年获得文学士学位，1987年获得法学士学位。1|
|1987. He was called to the Ontario bar in 1989 and over the next six years he |989年他取得了安河律师资格，在后来的6年时间里他先后在两家多伦多律师行 |
|practiced corporate/commercial litigation with two Toronto firms. In 1995 he |从事公司法/商法诉讼。1995年他加入安河证监会执法部门，担任诉讼法律顾问|
|joined the Ontario Securities Commission’s Enforcement Branch as Litigation |，1999年被任命为诉讼经理。 |
|Counsel, and in 1999 was appointed Manager of Litigation. | |
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|In 2001 Tim moved to Merrill Lynch Canada Inc. as Senior Counsel, responsible for |2001年提姆跳槽在美林加拿大公司担任高级法律顾问，负责加拿大境内涉及公 |
|all litigation and regulatory matters involving that firm in Canada. Later that |司的所有诉讼和监管事务。当年稍后，提姆加入了CIBC的法律部，担任诉讼集 |
|year, Tim joined CIBC’s Legal Department, as Head of the Litigation Group. |团的负责人。 |
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|In 2003 Tim was appointed CIBC’s Head of Compliance – Canada. In June 2004 Tim |2003年提姆被任命为CIBC加拿大合规负责人。2004年6月他受命担任CIBC首席合|
|was appointed Chief Compliance Officer for CIBC. He is responsible for overseeing|规官。提姆的主要职责是督察CIBC在全球范围的合规职能（包括加拿大、美国 |
|CIBC’s Compliance functions in all regions (Canada, US, the Caribbean, UK and |、加勒比海、英国和亚太地区），监管CIBC的所有业务范围，包括零售经纪和 |
|Asia-Pacific), and covering all of CIBC’s lines of business, including retail |其它财富管理活动，以及机构证券等。 |
|banking, retail brokerage and other wealth management activities, and | |
|institutional securities. | |
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|PHILIP SMITH-EIVEMARK | |
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|Leadership Essentials & Ethical Best Practices Expert | |
|领导学精要与道德最佳实践专家 | |
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|The tenets of professor Smith-Eivemark’s seminal book, Beyond The Bottom Line |史密斯-埃维马克教授的学术著作《底线之外》中的原理已经被加拿大丰业银行麦劳|
|have been applied to the managerial practices of firms such as ScotiaMcleod and |德证券及蒙特利尔银行的利时证券应用于公司的管理实践。 |
|BMO Nesbitt Burns. | |
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|Philip Smith-Eivemark is an educator who has been creating and implementing |飞利浦 史密斯-埃维马克是一位在道德规范和领导才能领域的教育者，过去14年 |
|training programs, and speaking in the field of ethical practice and leadership |间，他在该领域执教，并创办和执行了许多培训项目。他的丰富行业经验和优异 |
|for the past 14 years. He brings a wealth of practical experience along with |的学术训练对他所从事的行业颇有贡献。 |
|excellent academic training to his vocation. | |
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|Through his company, The Skald Group, he has worked with financial institutions, |他任职斯考德集团经验是其有机会与众多机构合作，其中包括金融机构，联邦和 |
|federal and provincial government departments, the Department of National |省政府部门，国防部，专业协会和培训机构。他有长达12年的在上市公司、私营 |
|Defence, professional associations, and training institutes. He has spent twelve |企业和非盈利部门担任领导和经理。此外，史密斯-埃维马克博士也曾在多所加拿|
|years working as a leader/manager in the public, private, and not for profit |大高等学府讲授道德课程。 |
|sectors. As well, Dr. Smith-Eivemark has taught ethics at a number of post | |
|secondary institutions across Canada. | |
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|KRIS VIKMANIS | |
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|Training & Development Strategic Initiatives Expert | |
|培训与发展策略专家 | |
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|Kris Vikmanis is the former Head of Retirement Markets for BMO Financial Group |Kris Vikmanis曾经担任BMO Financial Group退休市场部的总裁以及BMO Nesbitt|
|and Senior Vice President & Director of BMO Nesbitt Burns. |Burns的高级副总裁和董事。 |
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|She moved to the investment industry, beginning with her position as Economist |进入投资领域后，Kris就职于北美一大型保险公司，先后担任投资研究领域的经 |
|and then as Investment Analyst in the investment research area for a major North |济学家和投资分析师，并负责养老金的资产配置。 |
|American insurance company, where she was also responsible for pension fund asset| |
|allocation. | |
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|During her tenure at BMO Financial Group and its subsidiary companies, she has |在她就职于BMP Financial |
|been accountable for investment analysis, private client investment strategy and |Group及其子公司期间，她先后主要负责投资分析，个人客户投资策略研究，顾问|
|research, advisor recruiting, training and development, financial planning, and |的聘用、培训和发展，理财服务和服务质量。Kris同时也积极地投身于各种业务 |
|service quality. Kris has also been actively involved in many strategic |以及各类客户之间的战略方法研究，这其中就包括她最近的研究重点：婴儿潮时 |
|initiatives crossing lines of business and client segments, including her most |期出生人群对于退休生活的计划所带来的商业机遇和挑战。 |
|recent area of focus, addressing the business opportunity and challenge presented| |
|by baby boomers contemplating their retirement years. | |
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|A CFA charter holder, Kris earned a Joint Honors in Economics and Sociology from |Kris拥有CFA证书，已获得McGill University的经济学和社会学联合荣誉学士学 |
|McGill University and a Masters in Economics from York University. |位以及York University的经济学硕士。 |
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|Kris has been involved in various committees and task forces supporting the |Kris曾作为各种委员会和特殊团队的成员，支持加拿大和美国的金融服务行业发 |
|financial services industry’s interests in both Canada and the U.S. with special |展，特别是在提高顾问的职业水平和保护投资者方面。她曾是证券行业研究所的 |
|emphasis on advisor proficiency and investor protection. She is a graduate and |学生，后担任讲师和理事。她也曾是SIFMA下的投资者教育委员会和地区培训理事|
|former lecturer and trustee of the Securities Industry Institute, as well as a |委员会的成员。由于长期担任加拿大投资交易商协会教育和职业水平委员会的主 |
|former member of SIFMA’s Investor Education Committee and the Regional Training |席，她最近得到了该委员会颁发的第一个荣誉注册职业战略发展证书。 |
|Directors Roundtable. A long time chair of the Canadian Investment Dealers | |
|Association’s Education and Proficiency Committee, she was recently awarded the | |
|first Honorary Chartered Professional Strategic Wealth designation. | |
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|In 2001 – 2002, she was an advisor to a joint project between the Peoples Bank of|2001年到2002年期间，Kris曾担任中国人民银行和麦吉尔大学联合进行的中国金 |
|China and McGill University regarding qualifications for financial professionals |融职业资格项目的顾问。此外她也积极参与教育、医疗和社会服务行业一些非盈 |
|in China. She is also active on several not for profit boards and committees in |利的委员会和理事会 |
|the education, medical and social services sectors. | |
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