Wake Forest Student, Faculty and Staff Web Pages

Objection by FINRA to compensation to be paid to the underwriters. ... examples—5(b)(2) prospectus delivery, 2(a)(10)(a) traditional free writing, Rule 433(b)(2) prospectus delivery, Rule 172 access-equals-delivery ... not subject to requirements if final prospectus given no later than 2 days after sale, or notice sale made pursuant to RS ... ................
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