NYSE IPO Guide - New York Stock Exchange

NYSE IPO Guide Third Edition

NYSE IPO Guide

Third Edition

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Publisher Timothy Dempsey

Project Manager Brian Clarin

Consulting Editor Michael Harris, Global Head of Capital Markets, NYSE Group

NYSE IPO Guide, Third Edition Update, is published by Caxton Business & Legal, Inc. 777 Brickell Avenue #500-9311 Miami, FL 33131 Phone: +1 312 361 0821 Email: tjd@ Web:

ISBN: 978-0-9964982-5-8

Copyright in individual sections rests with the copublishers. No photocopying: copyright licenses do not apply.

DISCLAIMER

The NYSE IPO Guide, Third Edition (the "Guide"), contains summary information about legal and regulatory aspects of the IPO process and is current as of August 2023. The Guide should not be relied upon as a substitute for specific legal or financial advice from a professional. Although efforts have been made to ensure that the information herein is correct, the Guide may contain errors or omissions, and the NYSE, the publishers, and the contributing authors disclaim any responsibility for, or duty to update or correct, any such errors or omissions. The views expressed in the Guide are those of the authors alone.

NYSE IPO Guide Third Edition

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In order to avoid copyright disputes, this page is only a partial summary.

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