FINANCIAL PLANNING, CASE ANALYSIS AND PROJECTS



Sample Comprehensive Fee ScheduleA Comprehensive Fee Schedule is a client-facing piece that defines the pricing methods and fees for the services, offerings and products a firm provides. This information is shared with clients and prospects, so they clearly understand what services will cost and how they will be charged. Structuring fees in a consistent and transparent manner not only adds more revenue certainty to your business but solidifies the expectations of your clients, who will better understand exactly what they are paying and what they are getting for their money.This sample outlines the level of detail that a fee schedule should provide. A finalized fee schedule should be clear about what is provided for stated prices. This document is not a legal document, nor an official recommendation or endorsement of any kind. It is not intended to replace any client agreements needed to deliver services to your clients.AssetMark has versions of this document that allow financial advisors to customize the template to include firm logo, value proposition, font, and color palette. Additionally, you can consider using this as a starting point for developing a customized piece with a design firm. If you are interested in learning more about how AssetMark can help your firm, call 800-845-2957 or visit our website.-24063119688IMPORTANT INFORMATION This is for informational purposes only, is not a solicitation, and should not be considered investment or tax advice. This information has been drawn from sources believed to be reliable, but its accuracy is not guaranteed, and is subject to change.Investing involves risk, including the possible loss of principal. Past performance does not guarantee future results. AssetMark, Inc. is an investment adviser registered with the Securities and Exchange Commission. AssetMark and third-party strategists and service providers are separate and unaffiliated companies. ?2019 AssetMark, Inc. All rights reserved.M19-61240 | 11/2019 | EXP 11/30/202000IMPORTANT INFORMATION This is for informational purposes only, is not a solicitation, and should not be considered investment or tax advice. This information has been drawn from sources believed to be reliable, but its accuracy is not guaranteed, and is subject to change.Investing involves risk, including the possible loss of principal. Past performance does not guarantee future results. AssetMark, Inc. is an investment adviser registered with the Securities and Exchange Commission. AssetMark and third-party strategists and service providers are separate and unaffiliated companies. ?2019 AssetMark, Inc. All rights reserved.M19-61240 | 11/2019 | EXP 11/30/2020COMPREHENSIVE FEE SCHEDULEWe are committed to providing proactive service to all of our clients. In order to accomplish this, we strive to communicate our value not only through working diligently to help you realize your financial goals and visions, but also through administering fees consistently that are transparent and fair. Below, we outline the fee schedule for the services we provide. We welcome any questions, at any time, that you may have in regard to these prices and services. FINANCIAL PLANNING, CASE ANALYSIS AND PROJECTSCommon Analyses ProvidedComprehensive Financial Plan401(k) Plan investment choicesPension income choice analysisInvestment PlanWealth IndexPortfolio Analysis/ReviewsRetirement PlansLoan re-financing analysisHome mortgage analysis Capital gain / loss analysisLife insurance analysisAnnuitization analysisInvestment Policy StatementsVehicle purchase/lease optionsEach analysis includes: data gathering, research and analysis, finding presentation, and advisor consulting to discuss and answer questions.Account SizeYear 1Annual MaintenanceUnder $500,000Hourly based on estimateHourly based on estimateOver $500,000Hourly based on estimateIncluded in ongoing account feesEstimates of time required will be provided in advance.Support TypeHourly FeeSenior Financial Planner$250.00Financial Planner$150.00Paraplanner$100.00General Staff$50.00Annual Service Model MaintenanceAnnual review meetingAccess to plannersDebt managementSavings bond analysisSurvivorship programGenerational consultingRoth conversation analysisCharitable gift planning72T calculation Beneficiary analysisASSET MANAGEMENT ACCOUNTSWhat Is ProvidedOur team of experienced advisors will direct and supervise the investment management of your assets. This is accomplished by maintaining an appropriate portfolio asset allocation in light of your changing needs and market conditions. Quarterly, systematic fee compensation will be charged for this personalized service as per the fee schedule that follows. Portfolio review meetings between our advisors and our clients are of paramount importance and are scheduled annually, semi-annually and quarterly based upon each client’s situation. Most annual and semi-annual meetings are held in our office. Quarterly meetings are usually accomplished via conference calls. During this review your fee will be adjusted to reflect any change in account size.All mutual fund shares are acquired at net asset value (NAV) or on a “no-load” basis.The following fee schedule includes the following services:Investment Management Account billingRecord keeping of original cost basis (or entry of original cost basis if purchased prior to account management)No cost for the purchase and sale of securitiesCertain mutual funds available in this program pay 12b-1 feesNo commissions are chargedThere is a five one-hundredth of one percent charge (0.005%), per year, for each additional account, when we manage a “household” account.ASSET MANAGEMENT ACCOUNTSAccount SizeAnnual Fee$100,000 – $249,9991.35%$250,000 – $499,9991.25%$500,000 – $999,9991.10%$1,000,000 – $3,000,0000.90%$3,000,000 - $5,000,0000.75%For amounts over $5,000,000 fees are negotiable.Please note that this fee schedule does not include platform and/or custody fees which are dependent upon the size of your portfolio and the specific investments you decide to implement. ................
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