Caveat Emptor Restricted Securities - TD Ameritrade

Caveat Emptor Restricted Securities

As of May 25, 2021, TD Ameritrade will restrict orders in Caveat Emptor designated OTC securities to liquidating trades only.

A Caveat Emptor security is a designation the OTC Markets Group places on a security after a determination was made surrounding the company that there may be potential risk to investors which include a questionable stock promotion, known investigation of fraudulent activity committed by the company or insiders, regulatory suspensions, or disruptive corporate actions, among other reasons.

The current list of Caveat Emptor restricted securities is below as of April 12, 2021 and is subject to change at any time. Please visit for additional details and real time Caveat Emptor desiginations.

CUSIP Identifier 68276T100 28251Q109 00252R303 003695103 003709102 00400M206 000875104 00737M200 00737P104 007521107 00758C107 00753A205 00760V101 007614100 00104Y100 000944207 00831F101 00853R108 00950T106 010196103 011295102 01374L109 01663A202 01663C109 01677T106 01749A101 018265108 02079E101 02080A106 02152D103 02152E200 02287P104 02475Y206 02520T103 02563A102 02639T200 02650U201 02744X104 02755P107 029155306 02928P109 029441300 029569407

Trading Symbol OPMZ EIGH AAXT ABZT ABLE ABZUF ACGJ ASPR ADST ADTC AENG AVLS AVGG ADVT APLN AERN ABVG EURI ARTR AKSY ALME ALMY HYII PTPF ADGL APRO ALRY AWWI AHAD ADEC AEGY ANSU ARBU ACNI AEDC AMNE AHII ADLI AMBD AMRA ARHI ASFX ARSC

Company Name 1pm Industries, Inc. 8000 Inc. Aamaxan Transport Group, Inc. Ablaze Technologies, Inc. Able Energy, Inc. Abzu Gold, Ltd. ACI Global Corp. Adsouth Partners, Inc. AdStar, Inc. Advanced Deposition Technologies, Inc. Advanced Engine Technologies, Inc. Advanced Lighting Solutions, Inc. Advanced Technologies Group, Ltd. Advantis Corporation AE Holding I, Inc. AER Energy Resources, Inc. Affinity Beverage Group, Inc. AgriEuro Corp. AirTrona International, Inc. Aksys, Ltd. Alamo Energy Corp. Alchemy Creative, Inc. All Grade Mining, Inc. All Marketing Solutions Inc. AllDigital Holdings, Inc. Allegiant Professional Business Services, Inc. Allenergy Inc. Alpha Wastewater Inc Alphacom Holdings, Inc. Alternative Energy Development Corp. Alternative Energy Partners Inc. Amanasu Technologies Corp. American Business Corp. American Community Newspapers, Inc. American Energy Development Corp. American Green Group, Inc. American Heritage International Inc. American Medical Technologies, Inc. American Mobile Dental Corp. American Racing Capital, Inc. American Restaurant Holdings, Inc. American Scientific Resources, Inc. American Security Resources Corp.

03029A207 030556104 03065P100 031535107 035203108 03704T109 037340106 03836L107 03815L102 00203T200 038399101 03875V206 03959D205 04029E108 040405102 040732109 042259101 04268T105 04269N107 04315D400 04315X109 043509108 00210T102 046259107 00213J101 047438304 00216B105 G06055100 049156102 04915Y309 05350B100 053495305 05357E107 05365X105 053793105 053801304 00244W303 05463W108 002457109 05462R209 05476W103 055000202 05500N608 057589103 057690109 05989W103 06682M509 072500101 073068306 05532D206 05532D107 07557Q401 05540J203 077867109 07831X107 081520108

ATHI ADBN ATMO AMTA AGTT AGGG ANVV CBDC APPB AQCP AQIS ARBI ARCS ARGW ARST AKVA ARME ARWJF ARYC ARTD AIGI ASCBQ ASFJ ATOR ATCV AHROQ ATIN ALCN ATPL ATNP ATAR AVXT AVNE AVEW AVSA AVTI AWGL AIOM AXMP AXTC AZBCF AZGSQ AZDDQ BKEN BEEI BNGI BNYN BAYN BAYP BLIBQ BLIAQ BBDA BFTI BLLB ECGR BTAM

American Transportation Holdings, Inc. Americana Distribution, Inc. AmericaTowne Holdings, Inc. Amistar Corp. Angstrom Technologies, Inc. Antilia Group Corp Anvia Holdings Corp. Apotheca Biosciences, Inc. Applied Biosciences Corp. AQ Corp. Aquis Communications Group, Inc. Arbios Systems, Inc. Arcis Resources Corporation Argus Worldwide Corp. Arista Financial Corp. Arkanova Energy Corp. Armor Electric, Inc. Aroway Energy, Inc. Arrayit Corp. ARTISTdirect, Inc. Artistmss International Group, Inc. Ascendia Brands, Inc. ASFG, Inc. Astor Explorations Corp. ATC Venture Group Inc. Atheronova, Inc. ATI Nationwide Holding Corp. Atlantic Central Enterprise Ltd. Atlantis Plastics, Inc. Atlantis Technology Group Avatar Ventures Corp. AVAX Technologies, Inc. Aventura Equities, Inc. AVEW Holdings, Inc. Avisana Corp. Avitar, Inc. AWG, Ltd. Axiom Holdings, Inc. AXM Pharma, Inc. Axtive Corporation Azabache Energy Inc. Aztec Oil & Gas, Inc. Azure Dynamics Corp. Bakken Energy Corp. Bald Eagle Energy, Inc. Bangi Inc. Banyan Corp. Bay National Corp. Bayport International Holdings, Inc. BB Liquidating Inc. BB Liquidating Inc. Bebida Beverage Co. Befut Global, Inc. Bell Buckle Holdings, Inc. Bellatora Inc. Ben-Tam, Inc.

08373X109 08660F209 087766101 087866109 088641105 055431100 089695100 09076B105 09063B100 09062Q108 090620105 09074V202 09075H202 09075D102 09072T100 09175E109 09179E303 09238B308 09250L101 09258J108 09369F102 09540T104 09547W209 095602108 09605C301 09689P103 097616106 10532W105 10568D302 10567L107 10921P109 10947N104 11132D109 112093109 120613203 13000A209 13000B108 130266109 134422609 135317105 137003109 137003208 137098109 13765P102 137649109 137651204 14115Q105 141406207 141614206 14167F106 144463106 14584P109 14739W207 147526107 14756F103 125013102

BGMO BWAV BETW BHBCQ DOCKF BGII BIGG BKIT BLRS BMGP BIMO BIIO DEVV BIXT BIZM BTGN BZRT BLRZF BKMP BPOL BBLC BEAG BERI BLHI BLSP BDYS BOLV BNDT BVTK OGNG BRTE BTSR BFLD BRKO BHLL CLBN CABE CAGR CBLRF CASG COWP COWPP COECF CNCC CBGI MJTK CBRJ CNWI CVSC CCHZ CAHI CDVM CDIV CCPR CSFSF CUBG

Bergamo Acquisition Corp. Betawave Corp. Bettwork Industries Inc. Beverly Hills Bancorp, Inc. BEYOND MED TECHNOLOGIES INC. BGI, Inc. Big Tree Group, Inc. Biohemp International Inc. BioLife Remedies, Inc. Biomagnetics Diagnostics Corp. BioNeutra International, Ltd. Bionovate Technologies Corp. Bioscience Neutraceuticals Inc. Bioxytran, Inc. Biozoom, Inc. Bitcoin Generation Inc. , Inc. Blackhawk Growth Corp. Blackout Media Corp. BlackPoll Fleet International, Inc. Blockchain Loyalty Corp. Blue Eagle Lithium, Inc. Blue Earth Resources, Inc. Blue Holdings, Inc. Blue Sphere Corp. BodyScan Corp. Bolivar Mining Corp. Brandt, Inc. Bravatek Solutions, Inc. Bravo Enterprises Ltd. Brightec, Inc. BrightStar Information Technology Group, Inc. Broadcast Live Digital Corp. Broke Out, Inc. Bunker Hill Mining Corp. Caliber Energy, Inc. Calibre Energy, Inc. California Grapes International, Inc. Campbell Resources Inc. Canadian Aerospace Group International, Inc. Canal Capital Corp. Canal Capital Corp. CanAm Coal Corp. Canna Corporation Cannabusiness Group, Inc. CannaSys, Inc. Carbon Race Corp. Cardiac Network, Inc. Cardiovascular Sciences, Inc. Career College Holding Co., Inc . Carrier Alliance Holdings, Inc. Carson Development Corporation Cascadia Investments, Inc. CaseyCorp Enterprises, Inc. Cash Store Financial Services, Inc. (The) C-Cube Genetics, Inc.

15100P101 15103A101 15103Y109 15235P109 153423108 153479100 15607P109 156661100 12516R102 159427202 161258108 164865305 166871103 16870R202 16934U100 16936M106 169378106 16943H108 16942B102 16951R105 168910206 16949L103 168915106 169415106 16948G105 171127103 17133V105 12545L100 17286C201 17776P209 180461105 185066107 125624106 18914T301 18977V102 190426106 190744201 192079101 192589109 19461P106 19560Q203 20036M107 20036U109 20084U209 20262C104 202630208 20338W100 204510101 20650N100 20753R107 207146101 208757203 21014R100 21050T101 21871R102 218700102

CLTY CELX CXUS CNTO ENGY CEFB CWIR CYPE CEOA CPEU CHOB CHIT CYRS CRVH CHMR CCCI CHFI CGDI CHHL CMCI CHNGQ CGPI CRNY CIAS CTVZ KKUR CNCN CIAU CDFT CTCC CLRN CSYS CLCI CDWD CMEY CCAJ CTCK PPII CCTL CLXS CBCPQ CMPY COCM CPLT CCAQ CXIA CSYT CCOP CNDD CNCM CNXS CSBF CSGU CPSV CORX CFCC

Celerity Solutions, Inc. Celexpress, Inc. Celexus, Inc. Centor Energy, Inc. Central Energy Partners L.P. Central Florida State Bank (Belleview FL) Central Wireless, Inc. Century Petroleum Corp. CEO America, Inc. Chapeau, Inc. Charter Oak Bank (CA) Cherubim Interests, Inc. Cheyenne Resources Corp. Chilco River Holdings, Inc. Chimera Energy Corp. China Cable & Communication, Inc. China Finance, Inc. China Growth Development, Inc. China Holdings, Inc. China Modern Agricultural Information Inc. China Natural Gas, Inc. China Redstone Group, Inc. China Renyuan International, Inc. China Score, Inc. China Travel Resort Holdings, Inc. Chromocure, Inc. Chun Can Capital Group CIAO Group, Inc. Citadel EFT, Inc. City Capital Corp. Clarent Corp. ClearStory Systems, Inc. CLIC Technology, Inc. Cloudward, Inc. cMoney, Inc. Coastal Capital Acquisition Corp. Coattec Industries, Inc. Coenzyme A Inc. Coin Citadel Collexis Holdings, Inc. Colonial Capital Trust IV Comepay, Inc. Comerton Corp. CommercePlanet, Inc. Committed Capital Acquisition Corporation II Commodore Applied Technologies, Inc. Communications Synergy Technologies, Inc. Competitive Companies, Inc. Concorde America, Inc. Connected Media Technologies, Inc. Connexus Corporation Consolidated Biofuels, Inc. Consolidated Sports Media Group Consumer Products Services Group, Inc. Core Lithium Corp. Corfacts, Inc.

21887N103 219623105 22004Y105 22004M101 22528W205 226270106 22821R101 23126J208 231555103 232441105 23245E106 23246Y101 23247S103 23254W104 23258A108 235845104 23768T100 23804Q102 23955L100 242284206 24276R206 243443108 243699204 24372P104 243723103 244635108 24478T109 247018104 24778R308 248013203 24983U104 P35054132 251912101 25253R309 252838107 25381F102 25380X104 25385H203 25455W106 255531105 G7982P104 23324S208 23324C104 23324Q202 257118109 26152X207 26210M102 268817301 270318108 27032F200 277253100 277774105 27783V107 27785J102 278578109 27888G104

CXBS CORC CRRSQ COUV FITX CSTJ CBCA CURM CMOT CYBD CYPJ CYRD CKYS CYPW CYNK DANR DTEV DLGI SYNJ DLAD DRSV DECN DPBE DPER DPFD DFTS DGMA DTSL DLTA DTRO DMSI DHHXF DGCRF DIAAF DYXC DGLT DGMS DBMM DTCO DLII DJSP DLDG DNAT DNAG DMEC DRYN DSUS EPEO EFTI EWKS ETBI EAPH HBOSF ESYL EACC ESSI

Corix Bioscience, Inc. Cornwall Resources, Inc. Corporate Resource Services, Inc. Corporate Universe, Inc. Creative Edge Nutrition, Inc. Creston Resources, Ltd. Crown Baus Capital Corp. CUR Media, Inc. Curtiss Motorcycles Company, Inc. Cyber Digital, Inc. Cyber Operations, Inc. CybeRecord, Inc. CyberKey Solutions, Inc. Cyclone Power Technologies, Inc. Cynk Technology Corp. Dana Resources Data Evolution Holdings, Inc. DataLogic International, Inc. Day TradeXchange, Inc. DealerAdvance, Inc. Debt Resolve, Inc. Decision Diagnostics Corp. Deep Blue Marine, Inc. Deep Earth Resources, Inc. Deep Field Technologies, Inc. Defense Technology Systems, Inc. Degama Software Solutions, Inc. Delivery Technology Solutions, Inc. Delta Oil & Gas, Inc. Deltron, Inc. Dermisonics, Inc. Desarrolladora Homex SA de CV DiagnoCure Inc. Diamant Art Corp. DiaSys Corp. Digiliti Money Group, Inc. digiMedical Solutions, Inc. Digital Brand Media & Marketing Group, Inc. Direct Coating, Inc. Dixie Lee International Industries, Inc. DJSP Enterprises, Inc. DLD Group, Inc. DNA Medical Technologies, Inc. DNAPrint Genomics, Inc. Domestic Energy Corp. Drayton Richdale Corp. Drone Services USA, Inc. E' Prime Aerospace Corp. EarthFirst Technologies, Inc. Earthworks Entertainment, Inc. Eastgate Biotech Corp. Easton Pharmaceuticals, Inc. EastWest Bioscience Inc. Easylink Solutions Corp. eAutoclaims, Inc. Eco Science Solutions, Inc.

27888A206 27887U104 27922X105 27928J100 26841X105 28027T106 28225B105 28224E209 28239Q205 282459106 28264Y107 283284107 284853306 285835104 28618U108 Q34480105 28660U105 28661E100 29077B102 29085V207 29101N106 29100M109 29102A103 26875S105 292276201 29252L107 29257B104 29381C200 294081203 29408L100 29406L201 29413N109 294113105 293922100 29414L102 294280201 26884H207 26884Q108 26884K309 26884J203 296064207 29669E209 29760J107 269230108 29872Y208 26927L108 299765107 300154101 300398401 30049J108 30050F201 300624103 30162U104 30216E106 30226Y209 30233L109

ECOS ECCI ESPHQ ECUI EDTA EGIL EFLT EFLN EHOS EHYD EKWX EMLL ELGT ESNR ELGL ELTLF EENR ELTZ EMBA EMMD EENC EMRH EWPI EMNC EPRA ENCW ENCS ETAR EIHC EPTI EPGRQ ECGP EESO ENZH EOPT EPXY ERUC ERMG ERFB ERHE ESCSQ ESIV ETAH ETIC ESLP EVTP EVTI EGRN EVRN EVBC EVSO EXER ELED EXPH EMOC AXCG

Ecolocap Solutions, Inc. Ecoloclean Industries, Inc. Ecosphere Technologies, Inc. Ecuity, Inc. E-data Corp. EdgeTech International, Inc. eFleets Corporation Efuel EFN Corp. Ehouse Global, Inc. Ehydrogen Solutions, Inc. Ekwan-X, Inc. El Maniel International, Inc. Electric & Gas Technology, Inc. Electronic Sensor Technologies, Inc. Element Global, Inc. Elementos Ltd. Elite Energies, Inc. Elite Group, Inc. eMamba International Corp. Emedia Group Inc. Emergent Energy Corp. Emerging Holdings, Inc. Emerging World Pharma, Inc. E-, Inc. Emporia, Inc. Enchanted World Inc Encore Energy Systems, Inc. Entertainment Arts, Inc. Environmental Infrastructure Holdings Corp. Environmental Packaging Technologies Holdings, Inc. Environmental Power Corp. Envit Capital Group, Inc. Enzyme Environmental Solutions, Inc. Enzymes of America Holding Corp. Eos Petro, Inc. Epoxy, Inc. ER Urgent Care Holdings, Inc. ERecord Management, Inc. ERF Wireless, Inc. ERHC Energy Inc. Escalera Resources Co. Essential Innovations Technology Corp. Eternity Healthcare, Inc. ETI International, Inc. Euro Solar Parks Inc. EV Transportation, Inc. Eventure Interactive, Inc. Evergreen-Agra Global Investments, Inc. Everock Inc. Evolution Blockchain Group Inc. Evolution Solar Corp. Exact Energy Resources, Inc. ExeLED Holdings, Inc. Expo Holdings, Inc. Extreme Motorsports of California, Inc. Eyes on the Go, Inc.

30234Q107 30304D101 30732T108 30734V101 31189L101 30243M105 30242M106 31563B109 315746107 31932X105 321006504 338126105 34520U103 34630A104 34637U301 34960C100 34984W108 357051101 35904X209 35908J107 359851102 361042104 36113H100 302677208 361282106 36316C304 363902206 364611103 366652105 368108205 36156J104 368469102 36867M107 369332200 371001108 37148T101 37229R305 371924101 37251H100 372621201 373114107 37369U100 36172E105 36173L108 375250107 376366100 37949X103 378977102 379382104 37944G105 378955207 37947A105 378984108 37945M200 37946M209 37945L202

EZCL FUEG FEWP FVSTA FBSE FFPM XXFPL FBCE FDEI BITCF FMFN FTFY FNRG FVRG FRMC FRTD FRMB FRLI FRNV FRGY FULO FQCC FSPM FVPI GSML GLPH GARQF GMEI GRUA GAWK GCHT GOCH GNCC GNMP GSIL GNZR GNPR GNOLF GEFI GTCP GABA GEPC GHTI GIFX GLLA GMPW GAHD GBDX GBNW GERI GSNC GGRN GHEU GBLHF GITH GBMS

Ezy Cloud Holding Inc. Face Up Entertainment Group, Inc. Far East Wind Power Corp. Far Vista Petroleum Corp. Fastbase Inc. FFP Marketing Co., Inc. FFP Partners, L.P. FiberCore, Inc. Fidelis Energy, Inc. First Bitcoin Capital Corp. First Montauk Financial Corp. Fit After Fifty, Inc. ForceField Energy Inc. ForeverGreen Worldwide Corp. Formcap Corp. Fortitude Group, Inc. Forum Mobile, Inc. Frelii, Inc. Frontera Investment, Inc. Frontier Energy Corp. FullNet Communications, Inc. Fuquan Capital Management, Inc. Fusion Pharm, Inc. FV Pharma International Corp. G&S Minerals, Inc. Gala Pharmaceutical, Inc. Gallery Resources Limited Gambit Energy, Inc. Garuda Capital Corp. Gawk Inc GC China Turbine Corp. Geeks On Call Holdings, Inc. Genco Corp. General Chemical Group Inc. (The) General Store International Corp. (THE) Generation Zero Group, Inc. Genius Products, Inc. Genoil Inc. Geo Finance Corp. Georgetown Corp Georgia Bancshares, Inc. Gepco, Ltd. G-H-3 International, Inc. Gifa, Inc. Gilla, Inc. GiveMePower Corp. Global Agricultural Holdings, Inc. Global Diamond Exchange, Inc. Global Energy Networks Corp. Global Energy Resources, Inc. Global eScience Corp. Global Green Solutions, Inc. Global Healthcare & Education Management, Inc. Global Hunter Corp. Global IT Holdings, Inc. Global Materials & Services, Inc.

37943L105 37955G101 37951C302 37949P100 379448103 3621M4107 38019R109 38078N106 38105U107 38114W102 381149103 38210N105 38386T100 385420203 387015100 389461104 389806100 39012M105 39142B102 39141Y103 39260U106 39260A100 392710208 39304T107 39303U204 39303P106 393177100 393220108 393422308 39417P109 394176101 39537G104 39679A105 39806G108 398163105 398782102 40051Y109 40053Y107 36230D206 362369100 40066R107 400685202 400694105 402109102 404165102 404369100 406089201 41162R207 41164A103 418756102 420121105 420677106 40421W106 42224G502 42234M101 42331P106

GMDP GLBB GBEN GTGP GLWA GNSG GSLO GDAR GNGT GPTC GPXM GLCC GWPD GMSC GWON GRYW GPKE GBFL GWIO GWMGF GHIL GACR GRBG GYOG GELV GRGR GRNO GNPT GTSO GCLL GCHK WSHE GWYT GSTN GFCI GROG GRPI GRUI GSVI GTLA GHGH GPRC GGBL GAEC HERC HTRE HFBG HBTC HTDS HKBV HWPR HYDN HDVW HCEI HRTT HLXW

Global Medical Products Holdings, Inc. Global Quest Ltd Global Resource Energy, Inc. Global Technologies Group, Inc. Global Water Asset Corp. GNS Group, Inc. (The) Go Solar USA, Inc. Golden Age Resources, Inc. Golden Gate Partners, Inc. Golden Patriot Corp. Golden Phoenix Minerals, Inc. Good Life China Corp. GP Solutions, Inc. Grand Entertainment & Music, Inc. Grandwon Corp. Grayling Wireless USA, Inc. Graystone Park Enterprises, Inc. Great Basin Financial Corp. Great Western Iron Ore Properties, Inc. Great Western Minerals Group Ltd. Green and Hill Industries, Inc. Green Automotive Company Green Bridge Industries, Inc. Green Energy Enterprises, Inc. Green Energy Live, Inc. Green Energy Resources, Inc. Green Oasis Environmental, Inc. Green Parts International, Inc. Green Technology Solutions, Inc. GreenCell, Inc. Greenchek Technology, Inc. GreenLink International Inc. Greenway Technology GreyStone Digital Technology, Inc. Grifco International, Inc. GroGenesis, Inc. GRUPO International, Inc. Grupo Resilient International Inc. GSV, Inc. GT Legend Automotive Holdings Inc. GuanHua Corporation Guanwei Recycling Corp. Guar Global Ltd. Gulf Alternative Energy Corp. H.E.R.C. Products Inc. H3 Enterprises, Inc. Hall of Fame Beverages, Inc. Harbourton Capital Group, Inc. Hard to Treat Diseases, Inc. Hat Trick Beverage, Inc. Hawk Protection Systems Inc. Hayden Hall, Inc. HD View 360, Inc. Healthy Coffee International, Inc. Heart Tronics Inc. Helix Wind, Corp.

 ................
................

In order to avoid copyright disputes, this page is only a partial summary.

Google Online Preview   Download