Investment FraudBINGO F R A U D

Investment Fraud BINGO

F RAUD

14 30

Senior Specialists - No questions are

what are their dumb or silly when it

credentials and what comes to your hard

do they mean?

earned money.

34

Set goals and stick to them.

48

It is much less risky to hang up.

62

Nigerian Letter Scam, promising millions for help with foreign business

exchange.

2

Been victimized? Call the DoBS at 1-

800-PA-BANKS

25

Ask to have information sent.

Check it out!

45

Report investment scams to the PA Department of

Banking and Securities.

52 71

Scam artists use Understand the risks

Internet tools such of viatical and life

as unsolicited email

settlements.

to spread false

information

13 27

Keep in mind that Is the company or

good manners don't person registered to

indicate personal sell securities in your

integrity.

state?

FREE

Fraud Info:

Call the PA Department of Banking and

Securities 1-800-PA-BANKS

49

If you are told the investment should be kept a secret,

walk away.

70

Investment seminars may offer free

dinner, but there is never a free lunch.

1 18 32 55 67

Ask for

Very few people Be very skeptical of Financial crimes can If you discover a

recommendations in ever get money back people who promise be among the most problem with your

writing.

from illegal

big profits.

devastating

finances, act quickly.

securities dealers.

experiences.

5

Many victims of financial fraud are

smart and welleducated.

16 38

Don't rely on

Take your time and

testimony of others ask for written

regardless of how

information.

well you know them.

50

Learn the signs of investment fraud.

69

Your money is your responsibility.

The Pennsylvania Department of Banking and Securities developed this tool and format for consumer education purposes and has provided its use for such purposes free to the public and other regulatory bodies. The PA DoBS does not endorse or approve any modifications from its original format.

Investment Fraud BINGO

F RAUD

2 30

Been victimized? No questions are Call the DoBS at 1- dumb or silly when it

800-PA-BANKS comes to your hard earned money.

31

Understand what your adviser is

allowed to sell you.

60 66

Tax preparers and

Don't let

insurance agents embarrassment or

must have a license fear keep you from

to sell you securities. reporting investment

fraud.

8

Older persons are most likely to be targets of invesment

fraud.

25

Ask to have information sent.

Check it out!

34

Set goals and stick to them.

54 72

Promissory notes - a Seniors are the

promise isn't always number one target of

a promise.

investment fraud.

14 16

Senior Specialists -

Don't rely on

what are their testimony of others

credentials and what regardless of how

do they mean? well you know them.

FREE

Fraud Info:

Call the PA Department of Banking and

Securities 1-800-PA-BANKS

49

If you are told the investment should be kept a secret,

walk away.

70

Investment seminars may offer free

dinner, but there is never a free lunch.

9 18 36 55 68

Check your financial Very few people Know how much risk Financial crimes can Never buy an

statements for ever get money back you're willing to take be among the most investment under

accuracy.

from illegal

and how much

devastating

pressure - sleep on it.

securities dealers. money you're willing

experiences.

to lose.

10

Know your investments.

24

Hang up on highpressure sales

pitches.

42

Keep information about your bank accounts and credit cards to yourself.

46

If the sales person cannot give you detailed answers, hang up!

74

Be careful. Recovering your

money is very difficult.

The Pennsylvania Department of Banking and Securities developed this tool and format for consumer education purposes and has provided its use for such purposes free to the public and other regulatory bodies. The PA DoBS does not endorse or approve any modifications from its original format.

Investment Fraud BINGO

F RAUD

13

Keep in mind that good manners don't

indicate personal integrity.

24

Hang up on highpressure sales

pitches.

42

Keep information about your bank accounts and credit cards to yourself.

49

If you are told the investment should be kept a secret,

walk away.

62

Nigerian Letter Scam, promising millions for help with foreign business

exchange.

11

Don't be drawn by appearances, scam

artists know the importance of first

impressions.

27

Is the company or person registered to sell securities in your

state?

34

Set goals and stick to them.

59

Be alert when you hear "Last chance, you must act now."

Hang up!

72

Seniors are the number one target of

investment fraud.

4 26

Keep copies of all

Diversify your

financial documents. investments: Don't

put all your eggs in

one basket.

FREE

Fraud Info:

Call the PA Department of Banking and

Securities 1-800-PA-BANKS

56 71

Red flag: "Risk free." Understand the risks of viatical and life settlements.

14

Senior Specialists what are their

credentials and what do they mean?

23

Read the fine print before you sign up.

31 54 69

Understand what Promissory notes - a Your money is your

your adviser is promise isn't always responsibility.

allowed to sell you.

a promise.

15

If you become an investment fraud

victim, let the authorities know.

21 35

Don't give out

Know your goals

personal information before choosing your

because of an

investments.

unsolicited sales

pitch.

50

Learn the signs of investment fraud.

74

Be careful. Recovering your

money is very difficult.

The Pennsylvania Department of Banking and Securities developed this tool and format for consumer education purposes and has provided its use for such purposes free to the public and other regulatory bodies. The PA DoBS does not endorse or approve any modifications from its original format.

Investment Fraud BINGO

F RAUD

2

Been victimized? Call the DoBS at 1-

800-PA-BANKS

23

Read the fine print before you sign up.

34

Set goals and stick to them.

47 72

If in doubt, say "NO!" Seniors are the Trust your instincts. number one target of

investment fraud.

10

Know your investments.

26

Diversify your investments: Don't put all your eggs in

one basket.

31

Understand what your adviser is

allowed to sell you.

55

Financial crimes can be among the most

devastating experiences.

73

There is no such thing as a "no risk"

investment.

11

Don't be drawn by appearances, scam

artists know the importance of first

impressions.

30

No questions are dumb or silly when it comes to your hard

earned money.

FREE

Fraud Info:

Call the PA Department of Banking and

Securities 1-800-PA-BANKS

59

Be alert when you hear "Last chance, you must act now."

Hang up!

70

Investment seminars may offer free

dinner, but there is never a free lunch.

4

Keep copies of all financial documents.

24

Hang up on highpressure sales

pitches.

45

Report investment scams to the PA Department of

Banking and Securities.

46

If the sales person cannot give you detailed answers, hang up!

75

Free investment advice is worth what

you paid for it.

7 28

Low risk and high

Log on to

returns usually do for

not go hand in hand. the Senior Investor

Resource Center.

32 56 71

Be very skeptical of Red flag: "Risk free." Understand the risks

people who promise

of viatical and life

big profits.

settlements.

The Pennsylvania Department of Banking and Securities developed this tool and format for consumer education purposes and has provided its use for such purposes free to the public and other regulatory bodies. The PA DoBS does not endorse or approve any modifications from its original format.

Investment Fraud BINGO

F RAUD

4

Keep copies of all financial documents.

23 36 55

Read the fine print Know how much risk Financial crimes can

before you sign up. you're willing to take be among the most

and how much

devastating

money you're willing

experiences.

to lose.

73

There is no such thing as a "no risk"

investment.

5

Many victims of financial fraud are

smart and welleducated.

17

Be leary when contacted by someone you don't know about an investment.

34 47 64

Set goals and stick If in doubt, say "NO!" Many scams are just

to them.

Trust your instincts. variations on older

themes.

13

Keep in mind that good manners don't

indicate personal integrity.

26

Diversify your investments: Don't put all your eggs in

one basket.

FREE

Fraud Info:

Call the PA Department of Banking and

Securities 1-800-PA-BANKS

48

It is much less risky to hang up.

66

Don't let embarrassment or fear keep you from reporting investment

fraud.

15

If you become an investment fraud

victim, let the authorities know.

19

Don't fall for a promise over the

phone.

43

When in doubt, check out the

company.

60 72

Tax preparers and Seniors are the insurance agents number one target of must have a license investment fraud. to sell you securities.

10

Know your investments.

16 41

Don't rely on Don't send money to

testimony of others anyone who insists

regardless of how

on immediate

well you know them.

payment.

46

If the sales person cannot give you detailed answers, hang up!

69

Your money is your responsibility.

The Pennsylvania Department of Banking and Securities developed this tool and format for consumer education purposes and has provided its use for such purposes free to the public and other regulatory bodies. The PA DoBS does not endorse or approve any modifications from its original format.

Investment Fraud BINGO

F RAUD

4 30

Keep copies of all No questions are financial documents. dumb or silly when it

comes to your hard earned money.

34

Set goals and stick to them.

53 72

Affinity fraud - "I'm Seniors are the

like you so you can number one target of

trust me" scam

investment fraud.

13

Keep in mind that good manners don't

indicate personal integrity.

27 37

Is the company or Resist high pressure

person registered to

sales tactics.

sell securities in your

state?

59

Be alert when you hear "Last chance, you must act now."

Hang up!

68

Never buy an investment under pressure - sleep on it.

6 29

If it sounds too good If you suspect an

to be true, it

unsuitable

probably is.

investment, get your

concerns on the

record.

FREE

Fraud Info:

Call the PA Department of Banking and

Securities 1-800-PA-BANKS

46

If the sales person cannot give you detailed answers, hang up!

63

Ponzi Schemes Only Ponzi

promoters get rich.

3

Billions of dollars a year are lost to investment fraud.

25

Ask to have information sent.

Check it out!

31

Understand what your adviser is

allowed to sell you.

49

If you are told the investment should be kept a secret,

walk away.

62

Nigerian Letter Scam, promising millions for help with foreign business

exchange.

9 20 35 51

Check your financial Think twice about Know your goals

A registered

statements for sending your money before choosing your securities dealer

accuracy.

offshore.

investments.

doesn't guarantee

that you will receive

good service.

65

Educate family and friends on how to identify and act against investment

fraud.

The Pennsylvania Department of Banking and Securities developed this tool and format for consumer education purposes and has provided its use for such purposes free to the public and other regulatory bodies. The PA DoBS does not endorse or approve any modifications from its original format.

Investment Fraud BINGO

F RAUD

12 27 32

Obtain a prospectus Is the company or Be very skeptical of

or other written person registered to people who promise

information when sell securities in your

big profits.

making an

state?

investment.

50

Learn the signs of investment fraud.

73

There is no such thing as a "no risk"

investment.

9

Check your financial statements for accuracy.

17

Be leary when contacted by someone you don't know about an investment.

1 20

Ask for

Think twice about

recommendations in sending your money

writing.

offshore.

40

Before you send money, talk to a friend or advisor.

54 68

Promissory notes - a Never buy an

promise isn't always investment under

a promise.

pressure - sleep on it.

FREE

Fraud Info:

Call the PA Department of Banking and

Securities 1-800-PA-BANKS

49

If you are told the investment should be kept a secret,

walk away.

64

Many scams are just variations on older themes.

4 22 36 59

Keep copies of all Not all investments Know how much risk Be alert when you

financial documents. are suitable for every you're willing to take hear "Last chance,

investor.

and how much you must act now."

money you're willing

Hang up!

to lose.

61

If you don't understand how the investment works,

don't buy it.

3

Billions of dollars a year are lost to investment fraud.

24

Hang up on highpressure sales

pitches.

37

Resist high pressure sales tactics.

51

A registered securities dealer doesn't guarantee that you will receive

good service.

62

Nigerian Letter Scam, promising millions for help with foreign business

exchange.

The Pennsylvania Department of Banking and Securities developed this tool and format for consumer education purposes and has provided its use for such purposes free to the public and other regulatory bodies. The PA DoBS does not endorse or approve any modifications from its original format.

Investment Fraud BINGO

F RAUD

9 29 32

Check your financial If you suspect an Be very skeptical of

statements for

unsuitable

people who promise

accuracy.

investment, get your

big profits.

concerns on the

record.

46

If the sales person cannot give you detailed answers, hang up!

61

If you don't understand how the investment works,

don't buy it.

11 21 36 60 68

Don't be drawn by

Don't give out Know how much risk Tax preparers and

Never buy an

appearances, scam personal information you're willing to take insurance agents investment under

artists know the

because of an

and how much must have a license pressure - sleep on it.

importance of first unsolicited sales money you're willing to sell you securities.

impressions.

pitch.

to lose.

13

Keep in mind that good manners don't

indicate personal integrity.

17

Be leary when contacted by someone you don't know about an investment.

FREE

Fraud Info:

Call the PA Department of Banking and

Securities 1-800-PA-BANKS

47 66

If in doubt, say "NO!"

Don't let

Trust your instincts. embarrassment or

fear keep you from

reporting investment

fraud.

6 20 37

If it sounds too good Think twice about Resist high pressure

to be true, it

sending your money

sales tactics.

probably is.

offshore.

49

If you are told the investment should be kept a secret,

walk away.

67

If you discover a problem with your finances, act quickly.

12

Obtain a prospectus or other written information when making an investment.

28

Log on to for the Senior Investor Resource Center.

43

When in doubt, check out the

company.

57

Red flag: "Guaranteed."

64

Many scams are just variations on older themes.

The Pennsylvania Department of Banking and Securities developed this tool and format for consumer education purposes and has provided its use for such purposes free to the public and other regulatory bodies. The PA DoBS does not endorse or approve any modifications from its original format.

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