SECURITIES AND EXCHANGE COMMISSION
SECURITIES AND EXCHANGE COMMISSION
FORM D
Official notice of an offering of securities that is made without registration under the Securities Act in reliance on an exemption provided by Regulation D and Section 4(6) under the Act.
Filing Date: 2013-07-09
SEC Accession No. 0001580683-13-000003 (HTML Version on )
FILER
QS Investors DBI Global Emerging Markets Equity Fund LP
CIK:1580683| IRS No.: 421774860 | State of Incorp.:DE | Fiscal Year End: 1231 Type: D | Act: 33 | File No.: 021-199225 | Film No.: 13958977
Mailing Address 880 THIRD AVENUE 7TH FLOOR NEW YORK NY 10022
Business Address 880 THIRD AVENUE 7TH FLOOR NEW YORK NY 10022 2128869200
Copyright ? 2013 . All Rights Reserved. Please Consider the Environment Before Printing This Document
UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM D
Notice of Exempt Offering of Securities
OMB APPROVAL
OMB Number: 3235-0076
Expires:
June 30, 2012
Estimated average burden
hours per response:
4.00
1. Issuer's Identity
CIK (Filer ID Number)
Previous Name(s)
0001580683
Name of Issuer
QS Investors DBI Global Emerging Markets Equity Fund LP
Jurisdiction of Incorporation/ Organization
DELAWARE
Year of Incorporation/Organization
Over Five Years Ago
Within Last Five Years (Specify Year) 2013
Yet to Be Formed
None
Entity Type
Corporation Limited Partnership Limited Liability Company General Partnership Business Trust Other
2. Principal Place of Business and Contact Information
Name of Issuer
QS Investors DBI Global Emerging Markets Equity Fund LP
Street Address 1
880 THIRD AVENUE
City
State/Province/Country
NEW YORK
NEW YORK
Street Address 2 7TH FLOOR ZIP/Postal Code 10022
Phone No. of Issuer 2128869200
3. Related Persons Last Name QS Investors Fund Management LLC Street Address 1 880 Third Avenue City
New York
First Name N/A Street Address 2 7th Floor State/Province/Country
NEW YORK
Relationship: Executive Officer Director Promoter
Clarification of Response (if Necessary) General Partner
Last Name Shtern Street Address 1 880 Third Avenue City
First Name Russell Street Address 2 7th Floor State/Province/Country
Middle Name ZIP/Postal Code 10022
Middle Name ZIP/Postal Code
Copyright ? 2013 . All Rights Reserved. Please Consider the Environment Before Printing This Document
New York
NEW YORK
Relationship: Executive Officer Director Promoter
Clarification of Response (if Necessary)
Last Name Hurley Street Address 1 880 Third Avenue City
New York
First Name Jacqueline Street Address 2 7th Floor State/Province/Country
NEW YORK
Relationship: Executive Officer Director Promoter
Clarification of Response (if Necessary)
Last Name LaBella Street Address 1 880 Third Avenue City
New York
First Name Michael Street Address 2 7th Floor State/Province/Country
NEW YORK
Relationship: Executive Officer Director Promoter
Clarification of Response (if Necessary)
Last Name Ripper Street Address 1 880 Third Avenue City
New York
First Name Michael Street Address 2 7th Floor State/Province/Country
NEW YORK
Relationship: Executive Officer Director Promoter
Clarification of Response (if Necessary)
Last Name Wang Street Address 1 880 Third Avenue City
New York
First Name Robert Street Address 2 7th Floor State/Province/Country
NEW YORK
Relationship: Executive Officer Director Promoter
Clarification of Response (if Necessary)
10022
Middle Name ZIP/Postal Code 10022
Middle Name ZIP/Postal Code 10022
Middle Name ZIP/Postal Code 10022
Middle Name ZIP/Postal Code 10022
Copyright ? 2013 . All Rights Reserved. Please Consider the Environment Before Printing This Document
4. Industry Group
Agriculture Banking & Financial Services Commercial Banking Insurance Investing Investment Banking Pooled Investment Fund Hedge Fund
Private Equity Fund
Venture Capital Fund
Other Investment Fund
*Is the issuer registered as an investment company under the Investment Company Act of 1940?
Yes No Other Banking & Financial
Services
Business Services Energy Coal Mining Electric Utilities Energy Conservation Environmental Services Oil & Gas Other Energy
5. Issuer Size
Revenue Range
No Revenues
$1 - $1,000,000
$1,000,001 - $5,000,000
$5,000,001 - $25,000,000
$25,000,001 - $100,000,000
Over $100,000,000
Decline to Disclose
Not Applicable
Health Care
Biotechnology Health Insurance Hospitals & Physicians Pharmaceuticals Other Health Care Manufacturing Real Estate
Commercial Construction REITS & Finance Residential Other Real Estate
Retailing Restaurants
Technology
Computers Telecommunications Other Technology Travel
Airlines & Airports Lodging & Conventions Tourism & Travel Services Other Travel Other
Aggregate Net Asset Value Range No Aggregate Net Asset Value $1 - $5,000,000 $5,000,001 - $25,000,000 $25,000,001 - $50,000,000 $50,000,001 - $100,000,000 Over $100,000,000 Decline to Disclose Not Applicable
6. Federal Exemption(s) and Exclusion(s) Claimed (select all that apply)
Rule 504(b)(1) (not (i), (ii) or (iii)) Rule 505
Rule 504 (b)(1)(i)
Rule 506
Rule 504 (b)(1)(ii)
Securities Act Section 4(6)
Rule 504 (b)(1)(iii)
Investment Company Act Section 3(c)
Section 3(c)(1) Section 3(c)(9)
Section 3(c)(2) Section 3(c)(10)
Copyright ? 2013 . All Rights Reserved. Please Consider the Environment Before Printing This Document
Section 3(c)(3) Section 3(c)(4) Section 3(c)(5) Section 3(c)(6) Section 3(c)(7)
Section 3(c)(11) Section 3(c)(12) Section 3(c)(13) Section 3(c)(14)
7. Type of Filing
New Notice Date of First Sale 2013-07-01 First Sale Yet to Occur Amendment
8. Duration of Offering
Does the Issuer intend this offering to last more than one year? Yes No
9. Type(s) of Securities Offered (select all that apply)
Pooled Investment Fund Interests Tenant-in-Common Securities
Mineral Property Securities
Security Right to
to be Acquired Upon Acquire Security
Exercise
of
Option,
Warrant
or
Other
Equity
Debt
Option, Warrant or Another Security
Other
Right
to
Acquire
Other (describe)
10. Business Combination Transaction
Is this offering being made in connection with a business combination transaction, such as a merger, acquisition or exchange offer?
Clarification of Response (if Necessary)
Yes No
11. Minimum Investment Minimum investment accepted from any outside investor $ 0 USD
12. Sales Compensation Recipient
(Associated) Broker or Dealer None
Street Address 1
City
State(s) of Solicitation (select all that apply) Check "All States" or check individual States
Recipient CRD Number None
(Associated) Broker or Dealer CRD Number Street Address 2
State/Province/Country
All States
Foreign/non-US
None
ZIP/Postal Code
13. Offering and Sales Amounts
Total Offering Amount
$
USD or Indefinite
Copyright ? 2013 . All Rights Reserved. Please Consider the Environment Before Printing This Document
................
................
In order to avoid copyright disputes, this page is only a partial summary.
To fulfill the demand for quickly locating and searching documents.
It is intelligent file search solution for home and business.
Related searches
- securities and exchange commission filings
- securities exchange commission filings
- base salary and commission structures
- securities and exchange commissions filing s page
- joint commission and verbal orders
- security exchange commission philippines
- security and exchange commission filings
- look up company security and exchange commission
- security exchange commission website
- labor and wage commission texas
- arkansas game and fish commission website
- net and gross commission calculator