Investment Advisers Compliance “To Do” list for SEC ...
2 March FOR INVESTMENT MANAGERS: IARD Fees: SEC-registered advisers and exempt reporting advisers are required to pay IARD fees before the submission of the Form ADV annual amendment (by March 31, 2018). Form ADV Annual Updating Amendment: Existing registered advisers must update their Form ADV within 90 days of their fiscal year end (Forms 1A and 2A). ................
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