Listing of Style Manager Strategies Accounts that have ...
[Pages:13]2-01-2023
Listing of Style Manager Strategies - Merrill Lynch Investment Advisory Program (the "Program")
The Style Manager Strategies and Premium Access Strategy (PAS) Style Manager Strategy available in the Program are listed below, together with the associated Max Style Manager Rate or PAS Manager Rate. PAS Manager Fee is determined by reference to the rate agreed to and negotiated directly by the client and the PAS Manager. This information is current as of February 1, 2023. Availability of Style Manager and PAS Style Manager Strategies is subject to change. MLPF&S and certain Affiliates are Style Managers for certain Style Manager Strategies (a "Related Style Manager Strategy"). The Style Manager Expense Rate for a Related Style Manager Strategy will not be charged to Retirement Accounts that have invested in the Related Style Manager Strategy. All terms used in this document, unless otherwise defined herein, are used as defined in the Brochure.
For a Style Manager Strategy with a Style Manager Expense Rate Schedule: "Assets" are those assets used for the purpose of determining the applicable Style Manager Rate for a client's Account in that Style Manager Strategy. For this purpose, "Assets" are assets in such client's Account in the Strategy and, in our discretion, certain other assets in the Program relating to the Style Manager held by you or others. For additional information, see the "Program Fee and Other Charges" section in the Program Brochure.
Legend For Style Manager indicator
1 = Discretionary Manager that has investment and trading discretion 2 = Discretionary Manager with the authority to place orders for particular (but not all) transactions 3 = Balanced Style expense rate shown is the maximum possible payable rate using the higher of the component equity and fixed income expense rates; the actual expense rate may be lower 4 = Related Style Manager 5 = Style Manager Strategy Expense Rate Schedule 6 = Includes one or more Style Manager Strategy(ies) that has a Style Manager Expense Rate Schedule 7 = Expense rate shown is the maximum possible payable rate using the higher of the component Style Manager rates and your actual expense rate may be lower based on the composition and allocation of the Style Manager Strategy 8 = A Tax Efficient Management (TEM) Style Manager that has full investment discretion for its Style Manager Strategy but provides transaction orders for Accounts to Managed Account Advisors LLC which has trading authority for those orders. 9 = Strategy may be offered by Merrill Financial Solutions Advisor 10=A PAS Tax Efficient Management (TEM) Strategy where its portfolio management approach is tied to a selected market index and investment activity in the portfolio is based on opportunistic selling of securities with a loss and investing proceeds in strategy-aligned replacement securities or taking other tax lost harvesting approaches
Style Manager
Strategy
Max Style Manager Rate
Assets Starting At Assets Up To But Not Including
All Cap Core: Active Index Advisors/Natixis Advisors, LLC (5,8)
All Cap Core TEM- S&P 1500
Aperio Group, LLC. (8) Aperio Group, LLC. (8) Davidson Investment Advisors (2)
Russell 3000 TEM Tax-Loss Harvest Russell 3000 TEM Tax-Loss Neutral All Cap Core
Davis Advisors Federated MDT Advisers Trillium Asset Management, LLC Bank of America, N.A. (BANA)/Chief Investment Office (4)
All Cap Core All Cap Core All Cap Core - SRI All Cap Core- Women and Girls Equality Strategy
Bank of America, N.A. (BANA)/Chief Investment Office (4) Bank of America, N.A. (BANA)/Chief Investment Office (4)
Bank of America, N.A. (BANA)/Chief Investment Office (4)
Bank of America, N.A. (BANA)/Chief Investment Office (4)
Bank of America, N.A. (BANA)/Chief Investment Office (4)
Parametric Portfolio Associates (8) Zacks Investment Management, Inc. (2,5) All Cap Growth: Alta Capital Management, LLC Franklin Templeton Private Portfolio Group, LLC/ClearBridge Investments, LLC Franklin Templeton Private Portfolio Group, LLC/ClearBridge Investments, LLC Riverbridge Partners, LLC (2) Tran Capital Management, L.P. William Blair & Company, LLC (2) Zevenbergen Capital Investments LLC All Cap Value: Boston Partners Global Investors, Inc. DeRoy & Devereaux Private Investment Counsel, Inc. (2) Equity Investment Corporation Foundry Partners
All Cap Core- Socially Innovative Investing All Cap Core- Socially Innovative Investing Environment Stewardship and Sustainability All Cap Core- Socially Innovative Investing Carbon Reserve Free All Cap Core- Socially Innovative Investing Social Equality and Inclusion All Cap Core- Socially Innovative Investing Religious Voice and Values All Cap Core-Russell 3000 All Cap Core
All Cap Growth All Cap Growth
All Cap Growth-ESG
All Cap Growth All Cap Growth All Cap Growth All Cap Growth-Aggressive Growth
All Cap Value All Cap Value All Cap Value All Cap Value
0.20% 0.18% 0.15% 0.13% 0.12%
0.18% 0.18% 0.30% 0.25% 0.20%
0.33% 0.30% 0.30% 0.30%
0.30% 0.30%
0.30%
0.30%
0.30%
0.18% 0.28%
0.30% 0.30%
0.30%
0.30% 0.28% 0.30% 0.30%
0.30% 0.30% 0.30% 0.30%
$0 $25,000,000 $50,000,000 $100,000,000 $500,000,000 and above
$25,000,000 $50,000,000 $100,000,000 $500,000,000
-
$0 $10,000,000 $50,000,000
$10,000,000 $50,000,000 $500,000,000 and above
Page 1 of 13
2-01-2023
Style Manager
Strategy
Max Style Manager Rate
Hotchkis and Wiley Capital Management, LLC Balanced: AB
Anchor Capital Advisors, LLC BlackRock Investment Management, LLC (3) BlackRock Investment Management, LLC (1, 3) BlackRock Investment Management, LLC (1, 3) BlackRock Investment Management, LLC (1, 3) BlackRock Investment Management, LLC (1, 3) BlackRock Investment Management, LLC (1, 3) BlackRock Investment Management, LLC ( 3) BlackRock Investment Management, LLC (3) Neuberger Berman LLC (1, 3) Neuberger Berman LLC (3) Neuberger Berman LLC (2, 3) Neuberger Berman LLC (2, 3) Nuveen Asset Management, LLC (3) Nuveen Asset Management, LLC (3) PIMCO/NFJ (2,3) Voya Investment Management (2, 3) Convertibles:
Lord, Abbett & Co. LLC (1) Victory Capital Management, Inc. Emerging Markets:
Lazard Asset Management, LLC (2) Lazard Asset Management, LLC (2) Martin Currie, Inc. Neuberger Berman LLC (2) Foreign Ordinary:
BlackRock Investment Management, LLC Capital Research and Management Company (2) EARNEST Partners, LLC Kleinwort Benson Investors
MFS Institutional Advisors, Inc. (2) Cullen Capital Management (2) Global Foreign Ordinary:
Mirova US LLC Global Equity:
Aperio Group, LLC. (8)
Aperio Group, LLC. (8)
BlackRock Investment Management, LLC BlackRock Investment Management, LLC Osmosis Investment Management US LLC.
Capital Research and Management Company (2) Capital Research and Management Company (2) Franklin Templeton Private Portfolio Group, LLC/ClearBridge Investments, LLC Cohen & Steers Capital Management, Inc.(2) Epoch Investment Partners, Inc./MainStay Investments (2,5) Polen Capital Management, LLC Ninety One North America, Inc. Lazard Asset Management, LLC (2) Parametric Portfolio Associates (8) Richard Bernstein Advisors (2)
UBS Global Asset Management (5) Bank of America, N.A. (BANA)/Chief Investment Office (4) WestEnd Advisors, LLC (2)
Value Opportunities
Balanced - LCC Balanced - ACV Balanced - LCC Balanced - LCC Muni Balanced - Equity Dividend Balanced - Global Dividend Balanced - Equity Dividend Muni Balanced - Global Dividend Muni Balanced - Growth and Income Balanced - Equity Income Balanced-Muni Balanced Balanced - LCV Balanced - LCV Ex-Corporates Balanced-Moderate Balanced Balanced Balanced - LCC/Value
Convertibles Convertibles
Emerging Markets Developing Mks Eq Select ADR/GDR Emerging Markets Emerging Markets
International - Foreign Ordinary International - Foreign Ordinary International - Foreign Ordinary International - Foreign Ordinary International - Foreign Ordinary International - Foreign Ordinary
Global- Foreign Ordinary
Global Core TEM-MSCI ACWI TAX-LOSS HARVEST Global Core TEM-MSCI ACWI TAX-LOSS Neutral Global Equity Global Dividend Global Growth Global Core Global Growth-ADR Global Value-ADR
Global Value-Infrastructure Global Equity Global Growth-ADR Global Growth Global Value Global Core-MSCI WORLD Global Core-ETF Only Global Core -Sustainable Equity Global Core-WTAP Global Core-ETF only
Global Multi Asset: Richard Bernstein Advisors (2) Sage Advisory Services WestEnd Advisors, LLC (2) Global REIT: Cohen & Steers Capital Management, Inc.(2) CBRE Clarion Securities International Core: Aperio Group, LLC. (8) Aperio Group, LLC. (8)
Aperio Group, LLC. (8)
Aperio Group, LLC. (8)
Aristotle Capital Management Bank of America, N.A. (BANA)/Chief Investment Office (4) Bank of America, N.A. (BANA)/Chief Investment Office (4) BlackRock Investment Management, LLC Boston Common Asset Management, LLC Osmosis Investment Management US LLC.
Global Multi Asset Global Multi Asset Global Multi Asset-Balanced
Global REIT Global REIT
International Core TEM- MSCI EAFE Tax Loss International Core TEM - MSCI EAFE Tax Neutral International Core TEM - Environment MSCI EAFE Tax Loss International Core TEM - Environment MSCI EAFE Tax Neutral International Core International Core International Core -Socially Innovative Investing International Core International Core-ESG International Core - ADR
Page 2 of 13
0.35%
0.256% 0.268% 0.280% 0.280% 0.280% 0.300% 0.280% 0.300% 0.280% 0.300% 0.280% 0.280% 0.280% 0.280% 0.280% 0.280% 0.330% 0.280%
0.28% 0.28%
0.35% 0.40% 0.50% 0.35%
0.35% 0.32% 0.35% 0.35% 0.35% 0.30%
0.35%
0.18%
0.18%
0.30% 0.30% 0.30% 0.32% 0.32% 0.30%
0.30% 0.30% 0.30% 0.30% 0.30% 0.18% 0.30% 0.30% 0.30% 0.30%
0.30% 0.20% 0.30%
0.36% 0.36%
0.18% 0.18%
0.18%
0.18%
0.30% 0.30% 0.30% 0.30% 0.30% 0.30%
Assets Starting At Assets Up To But Not Including
2-01-2023
Style Manager
Strategy
First Eagle Seprate Account Management, LLC
Goldman Sachs Asset Management JP Morgan Asset Management (2) Neuberger Berman LLC (2) Osmosis Investment Management US LLC.
Parametric Portfolio Associates (8) Parametric Portfolio Associates (8) Strategic Global Advisors, LLC
Thomas White International Thornburg Investment Management (2) UBS Global Asset Management International Growth:
AB Capital Research and Management Company (2) Fidelity Institutional Wealth Adviser Fiera Capital Corporation/Apex Capital Management Inc. (2) Polen Capital Management, LLC
Invesco Advisers, Inc. MFS Institutional Advisors, Inc. (2) Nuveen Asset Management, LLC Renaissance Investment Management Schroder Investment Management William Blair & Company, LLC (2) International Value: Cambiar Investors, LLC (2)
Causeway Capital Management LLC Franklin Templeton Private Portfolio Group, LLC/ClearBridge Investments, LLC Lazard Asset Management, LLC (2) Lazard Asset Management, LLC (2) METROPOLE Gestion Cullen Capital Management (2) Large Cap Core:
AB Active Index Advisors/Natixis Advisors, LLC (5,8)
International Core - ADR International Core - ADR ESG International Core - ADR International Core International Core - ADR International Core TEM- MSCI EAFE International Core TEM - MSCI ACWI Ex-US International Core - ADR International Core - ADR International Core - ADR International Core
International Growth - ADR International Growth - ADR International Growth - ADR International Growth - ADR International Growth - ADR International Growth - ADR International Growth International Growth - ADR International Growth - ADR International Growth International Growth
International Value- ADR International Value- ADR International Value
International Value International Value - w/ Emerging Mkts International Vale-European Equity International Value- ADR
Large Cap Core Large Cap Core TEM-S&P 500
Max Style Manager Rate
Assets Starting At Assets Up To But Not Including
0.30% 0.27% 0.30% 0.30% 0.30% 0.18% 0.18% 0.30% 0.30% 0.30% 0.30%
0.30% 0.32% 0.30% 0.30% 0.30% 0.30% 0.30% 0.30% 0.30% 0.30% 0.30%
0.35% 0.33% 0.30%
0.30% 0.30% 0.30% 0.30%
0.28% 0.20% 0.18% 0.15% 0.13% 0.12%
$0 $25,000,000 $50,000,000 $100,000,000 $500,000,000 and above
$25,000,000 $50,000,000 $100,000,000 $500,000,000
-
Aperio Group, LLC. (8) Aperio Group, LLC. (8) Aperio Group, LLC. (8)
Aperio Group, LLC. (8)
AQR Capital Management, LLC Atlanta Capital Management Company, LLC Bahl & Gaynor Investment Counsel BlackRock Investment Management, LLC BlackRock Investment Management, LLC (8) BlackRock Investment Management, LLC (8) Campbell Newman Asset Management (2) Calvert / Atlanta (2) Capital Research and Management Company (2) Franklin Templeton Private Portfolio Group, LLC/ClearBridge Investments, LLC Franklin Templeton Private Portfolio Group, LLC/ClearBridge Investments, LLC Columbia Management Investment Advisers, LLC Columbia Management Investment Advisers, LLC Eagle Asset Management, Inc. Fayez Sarofim & Co. Federated Investment Counseling Goldman Sachs Asset Management (8) John Hancock Investment Management/Manulife Investment Management (US) LLC Hartford Funds Management Company, LLC (Sub-Advised by Wellington Management LLP) (5) Martingale Asset Management, L.P.
Neuberger Berman LLC (2) Nuveen Asset Management, LLC Nuveen Asset Management, LLC Parametric Portfolio Associates (8)
Large Cap Core TEM-S&P 500 Tax Loss Large Cap Core TEM-S&P 500 Tax Neutral Large Cap Core TEM-S&P 500 Environment Tax Loss Large Cap Core TEM-S&P 500 Environment Tax Neutral Large Cap Defensive Large Cap Core Large Cap Core - Income Growth Large Cap Core Large Cap Core-S&P 500 Tax Loss Large Cap Core-S&P 500 Tax Neutral Large Cap Core - Dividend Growth Large Cap Core - SRI Large Cap Core Large Cap Core
Large Cap Core
Large Cap Core-Dividend Income Large Cap Core-Contrarian Core Large Cap Core - Dividend Focused Large Cap Core Large Cap Core - Dividend Focused Large Cap Core-S&P 500 Tax Loss Large Cap Core
Large Cap Core
Large Cap Core-Low Volatility Large Cap Core-SRI Large Cap Core Large Cap Core - Dividend Focused Large Cap Core-S&P 500
The London Company (2) T.ROWE PRICE ASSOCIATES, INC. Bank of America, N.A. (BANA)/Chief Investment Office (4) Bank of America, N.A. (BANA)/Chief Investment Office (4) Voya Investment Management (2)
Large Cap Core - Dividend Focused Large Cap Core Large Cap Core- Managed Active Core Large Cap Core- Socially Innovative Investing Large Cap Core - Value
Page 3 of 13
0.18% 0.18% 0.18%
0.18%
0.25% 0.28% 0.28% 0.28% 0.18% 0.18% 0.28% 0.28% 0.28%
0.28%
0.28% 0.28% 0.28% 0.28% 0.28% 0.28% 0.20% 0.28%
0.28%
0.32% 0.30% 0.28% 0.28% 0.18%
0.28% 0.28% 0.28% 0.28% 0.28%
2-01-2023
Style Manager
WestEnd Advisors, LLC (2) WestEnd Advisors, LLC (2) Large Cap Growth AB (5)
Strategy
Large Cap Core Large Cap Core-U.S Sector ETF Only Large Cap Growth
American Century Investments BlackRock Investment Management, LLC BlackRock Investment Management, LLC Brown Advisory LLC Capital Research and Management Company (2) Franklin Templeton Private Portfolio Group, LLC/ClearBridge Investments, LLC Franklin Templeton Private Portfolio Group, LLC/ClearBridge Investments, LLC Columbia Management Investment Advisers, LLC Fidelity Institutional Wealth Adviser Franklin Advisers, Inc/Legg Mason Private Portfolio Group, LLC, Goldman Sachs Asset Management Janus Henderson Investors US LLC Jennison Associates LLC JP Morgan Asset Management (2) JP Morgan Asset Management (2) Loomis, Sayles & Co., LP/Natixis-AMA (2) Mar Vista Investment Partners, LLC MFS Institutional Advisors, Inc. (2) Morgan Stanley Investment Management Nuveen Asset Management, LLC Parametric Portfolio Associates (8) Principal Global Investors Amundi Pioneer Institutional Asset Management, Inc. Raub Brock Capital Management LP Renaissance Investment Management
TCW Investment Management Co. Newton Investment Management North America, LLC (2) Victory Capital Management Inc. Winslow Capital Management, Inc. Large Cap Value: Affinity Investment Advisors, LLC Aristotle Capital Management
BlackRock Investment Management, LLC BlackRock Investment Management, LLC BlackRock Investment Management, LLC BlackRock Investment Management, LLC Boston Partners Capital Research and Management Company (2) Cambiar Investors, LLC (2) Columbia Management Investment Advisers, LLC Davis Advisors Delaware Capital Management Eaton Vance Management (2) Foundry Partners Goldman Sachs Asset Management Harris Associates L.P. Invesco Advisers, Inc. JP Morgan Asset Management (2) M.D. Sass (2) MFS Institutional Advisors, Inc. (2) Neuberger Berman LLC (2) NFJ Investment Group Parametric Portfolio Associates (8) Putnam Investment Management, LLC Cullen Capital Management (2) Sound Shore Management TCW Investment Management Co. Wellington Management Company, LLP Mid Cap Core:
EARNEST Partners, LLC Principal Global Investors Schroder Investment Management The London Company (2) Mid Cap Growth:
BlackRock Investment Management, LLC Baird Equity Asset Management Congress Asset Management Company Eagle Asset Management, Inc.
Federated MDT Advisers Janus Henderson Investors US LLC
Large Cap Growth Large Cap Growth - Traditional Large Cap Growth - Capital Appreciation Large Cap Growth Large Cap Growth Large Cap Growth - Conservative
Large Cap Growth - ESG
Large Cap Growth - Aggressive Large Cap Growth -Growth Opportunities Large Cap Growth
Large Cap Growth Large Cap Growth - Aggressive Large Cap Growth Large Cap Growth - Traditional Large Cap Growth - Dynamic Growth Large Cap Growth - Conservative Large Cap Growth-Strategic Growth Large Cap Growth Large Cap Growth Large Cap Growth - Traditional Large Cap Growth-Russell 1000 Growth Large Cap Growth Large Cap Growth Large Cap Growth -Dividend Growth Large Cap Growth Large Cap Growth - Aggressive Large Cap Growth - Traditional Large Cap Growth - Aggressive Large Cap Growth - Traditional
Large Cap Value Large Cap Value Large Cap Value - Traditional Large Cap Value - Focus Value Large Cap Value - Equity Dividend Large Cap Value Large Cap Value - Traditional Large Cap Value Large Cap Value - Traditional Large Cap Value - Relative Large Cap Value - Relative Large Cap Value - Traditional Large Cap Value - Traditional Large Cap Value - Traditional Large Cap Value - Traditional Large Cap Value Large Cap Value - Deep Value Large Cap Value - Equity Income Large Cap Value - Relative Large Cap Value - Traditional Large Cap Value Large Cap Value - Dividend Focused Large Cap Value-Russell 1000 Value Large Cap Value Large Cap Value - Dividend Focused Large Cap Value - Traditional Large Cap Value - Relative Large Cap Value - Traditional
Mid Cap Core Mid Cap Core Mid Cap Core Mid Cap Core
Mid Cap Growth Mid Cap Growth Mid Cap Growth Mid Cap Growth Mid Cap Growth Mid Cap Growth
Page 4 of 13
Max Style Manager Rate
0.28% 0.28%
0.28% 0.25% 0.24%
0.25% 0.28% 0.28% 0.28% 0.28% 0.28%
0.28%
0.27% 0.23% 0.28%
0.28% 0.28% 0.25% 0.28% 0.28% 0.28% 0.28% 0.28% 0.28% 0.28% 0.18% 0.28% 0.24% 0.28% 0.25% 0.28% 0.28% 0.28% 0.28%
0.28% 0.28% 0.28% 0.28% 0.28% 0.28% 0.275% 0.280% 0.25% 0.28% 0.33% 0.28% 0.28% 0.28% 0.28% 0.29% 0.28% 0.28% 0.28% 0.28% 0.26% 0.33% 0.18% 0.28% 0.28% 0.28% 0.28% 0.35%
0.30% 0.30% 0.30% 0.30%
0.28% 0.30% 0.30% 0.30% 0.30% 0.30%
Assets Starting At Assets Up To But Not Including
$0 $2,000,000 $5,000,000
$2,000,000 $5,000,000 $500,000,000 and above
2-01-2023
Style Manager
Jennison Associates LLC Mid Cap Value: Anchor Capital Advisors, LLC BlackRock Investment Management, LLC Boston Partners Hahn Capital Management, LLC JP Morgan Asset Management NFJ Investment Group (2) Janus Henderson Investors US LLC Thompson, Siegel & Walmsley LLC (2) Wedge Capital Management (2) Allspring Funds Management, LLC REIT: AEW Capital Management/Natixis-AMA Cohen & Steers Capital Management, Inc. (2) Heitman Real Estate Securities LLC
Sector/Thematic ARK Investment Management LLC CBRE Clarion Securities Columbia Management Investment Advisers, LLC Global X Management Company LLC Goldman Sachs Asset Management Janus Henderson Investors US LLC Neuberger Berman LLC (2) Small Cap Core: Active Index Advisors/Natixis Advisors, LLC (5,8)
Strategy
Mid Cap Growth
Mid Cap Value Mid Cap Value Mid Cap Value Mid Cap Value Mid Cap Value Mid Cap Value Mid Cap Value Mid Cap Value Mid Cap Value Mid Cap Value
REIT REIT REIT
Sector: Miscellaneous Sector: Infrastructure Sector: Communications Sector: Miscellaneous/Global ETF only Sector: Utilities Sector: Health Sector: Communications
Small Cap Core TEM-S&P 600
Atlanta Capital Management Company, LLC (2) Franklin Templeton Private Portfolio Group, LLC/ClearBridge Investments, LLC Calvert Research & Management Delaware Capital Management EARNEST Partners, LLC Fuller & Thaler Asset Management, Inc. GW&K Investment Management, LLC (2)
Glenmede Investment Management LP (2) John Hancock Investment Management/Manulife Investment Management (US) LLC Parametric Portfolio Associates (5,8) The London Company (2) Victory Capital Management Inc. Small Cap Growth: American Century Investments
Fred Alger Management, LLC Franklin Templeton Private Portfolio Group, LLC/ClearBridge Investments, LLC Eagle Asset Management, Inc. Geneva Capital Management Granite Investment Partners, LLC (2) Lisanti Capital Growth, LLC Peregrine Capital Management, Inc.(2) Riverbridge Partners, LLC (2) Small Cap Value: American Century Investments
Chartwell Investment Partners Fuller & Thaler Asset Management, Inc. NFJ Investment Group LLC (2) Nuveen Asset Management NWQ Investment Management Co., LLC (2) Allspring Funds Management, LLC SMID Cap Core:
Atlanta Capital Management Company, LLC (2) Bahl & Gaynor Investment Counsel
EARNEST Partners, LLC Great Lakes Advisors Jennison Associates LLC Luther King Capital Management Trillium Asset Management, LLC SMID Cap Growth:
Fiera Capital Corporation/Apex Capital Management Inc. (2) Newton Investment Management North America, LLC (5) Riverbridge Partners, LLC (2) Bank of America, N.A. (BANA)/Chief Investment Office (4) SMID Cap Value:
AB
Small Cap Core Small Cap Core
Small Cap Core Small Cap Core Small Cap Core Small Cap Core Small Cap Core Small Cap Core Small Cap Core
Small Cap Core-S&P 600 Small Cap Core Small Cap Core
Small Cap Growth Small Cap Growth Small Cap Growth
Small Cap Growth Small Cap Growth Small Cap Growth Small Cap Growth Small Cap Growth Small Cap Growth
Small Cap Value-Dividend Small Cap Value Small Cap Value Small Cap Value Small Cap Value Small Cap Value Small Cap Value
SMID Cap Core SMID Cap Core SMID Cap Core SMID Cap Core SMID Cap Core SMID Cap Core SMID Cap Core
SMID Cap Growth SMID Cap Growth SMID Cap Growth SMID Cap Growth
SMID Cap Value
Page 5 of 13
Max Style Manager Rate
0.30%
0.30% 0.28% 0.30% 0.30% 0.30% 0.35% 0.30% 0.30% 0.30% 0.30%
0.30% 0.30% 0.30%
Assets Starting At Assets Up To But Not Including
0.45% 0.35% 0.35% 0.00% 0.38% 0.45% 0.35%
0.20% 0.18% 0.15% 0.13% 0.12%
0.35% 0.35%
0.35% 0.35% 0.35% 0.35% 0.34% 0.35% 0.32%
0.18% 0.35% 0.35%
0.35% 0.35% 0.35%
0.35% 0.35% 0.35% 0.35% 0.35% 0.35%
0.35% 0.35% 0.35% 0.35% 0.35% 0.35% 0.35%
0.30% 0.30% 0.30% 0.30% 0.30% 0.30% 0.30%
0.30% 0.30% 0.30% 0.30%
0.30%
$0 $25,000,000 $50,000,000 $100,000,000 $500,000,000 and above
$25,000,000 $50,000,000 $100,000,000 $500,000,000
-
2-01-2023
Style Manager
Strategy
Max Style Manager Rate
Assets Starting At Assets Up To But Not Including
EARNEST Partners, LLC Guggenheim Investments NWQ Investment Management Co., LLC (2) Bonds - Tax Exempt:
AB (1)
AB (1)
AB (1) AB (1,5)
SMID Cap Value SMID Cap Value SMID Cap Value
Municipal - Tax Aware (Low Bracket) MultiStrategy Municipal - Tax Aware (Medium Bracket) MultiStrategy Municipal - Tax Aware (High Bracket) MultiStrategy Municipal Income
Appleton Partners, Inc. (1) Appleton Partners, Inc. (1) Allspring Funds Management, LLC (1) BlackRock Investment Management, LLC (1, 5)
Municipal - Intermediate Maturity Municipal - Limited Maturity Municipal - Core Builder Municipal Income Municipal - Long Maturity
BlackRock Investment Management, LLC (1, 5)
Municipal - Short Maturity
BlackRock Investment Management, LLC (1, 5)
Municipal - Intermediate Maturity
BlackRock Investment Management, LLC (1,9) BlackRock Investment Management, LLC (1,9) BlackRock Investment Management, LLC (1,9) BlackRock Investment Management, LLC (1,9) BlackRock Investment Management, LLC (1,9) Breckinridge Capital Advisors, Inc. (1) Breckinridge Capital Advisors, Inc. (1)
Bank of America, N.A. (BANA)/Chief Investment Office (4,9)
Municipal - Laddered 1-5 Yrs Municipal - Laddered 1-10 Yrs Municipal - Laddered 5-15 Yrs Municipal - Laddered 10-20 Yrs Municipal -Intermediate Multistartegy Municipal - Intermediate Maturity Municipal - Intermediate Sustainable Tax Efficient Management Municapal Municipal - California 15 Year Laddered
Bank of America, N.A. (BANA)/Chief Investment Office (4,9) Municipal - National 15 Year Laddered
Bank of America, N.A. (BANA)/Chief Investment Office (4,9) Municipal - New York 15 Year Laddered
Clinton Investment Management, LLC (1) Parametric Portfolio Advisors LLC. (1) Parametric Portfolio Advisors LLC. (1) Parametric Portfolio Advisors LLC. (1) Parametric Portfolio Advisors LLC. (1,9)
Municipal - High Yield Municipal - Limited Maturity Municipal - Intermediate Maturity Municipal - Long Maturity Municipal - TABS Laddered 1-5 Yrs A- Minimum
Parametric Portfolio Advisors LLC. (1,9)
Municipal - TABS Laddered 1-8 Yrs A- Minimum
Parametric Portfolio Advisors LLC. (1,9) Parametric Portfolio Advisors LLC. (1,9) Parametric Portfolio Advisors LLC. (1,9) Parametric Portfolio Advisors LLC. (1,9)
Municipal - TABS Laddered 1-14 Yrs AMinimum Municipal - TABS Laddered 5-15 Yrs AMinimum Municipal - TABS Laddered 10-20 Yrs AMinimum Municipal - TABS Laddered 1-5 Yrs A- Minimum
Parametric Portfolio Advisors LLC. (1,9) Parametric Portfolio Advisors LLC. (1,9) Parametric Portfolio Advisors LLC. (1,9) Parametric Portfolio Advisors LLC. (1,9) Parametric Portfolio Advisors LLC. (1,9)
Municipal - TABS Laddered 1-8 Yrs AAMinimum Municipal - TABS Laddered 1-14 Yrs AAMinimum Municipal - TABS Laddered 5-15 Yrs AAMinimum Municipal - TABS Laddered 10-20 Yrs AAMinimum Municipal - TABS Laddered 1-5 Yrs A- Minimum
Parametric Portfolio Advisors LLC. (1,9) Parametric Portfolio Advisors LLC. (1,9) Parametric Portfolio Advisors LLC. (1,9) Parametric Portfolio Advisors LLC. (1,9) Parametric Portfolio Advisors LLC. (1,9) Parametric Portfolio Advisors LLC. (1,9)
Municipal - TABS Laddered 1-8 Yrs BBB Minimum Municipal - TABS Laddered 1-14 Yrs BBB Minimum Municipal - TABS Laddered 5-15 Yrs BBB Minimum Municipal - TABS Laddered 10-20 Yrs BBB Minimum Municipal - TABS Laddered 1-10 Yrs AMinimum No Turnover Municipal - TABS Laddered 1-10 Yrs AAMinimum No Turnover
Page 6 of 13
0.30% 0.30% 0.30%
0.28%
0.28%
0.28%
0.23% 0.22% 0.20% 0.19% 0.17% 0.22% 0.22% 0.27% 0.22% 0.20% 0.18% 0.17% 0.22% 0.20% 0.18% 0.17% 0.22% 0.20% 0.18% 0.17% 0.10% 0.10% 0.10% 0.10% 0.16% 0.12% 0.12%
0.10%
0.10%
0.10%
0.32% 0.17% 0.17% 0.17% 0.12%
0.12%
0.12%
0.12%
0.12%
0.12%
0.12%
0.12%
0.12%
0.12%
0.12%
0.12%
0.12%
0.12%
0.12%
0.12%
0.12%
$0 $2,000,000 $5,000,000 $10,000,000 $25,000,000 and above
$2,000,000 $5,000,000 $10,000,000 $25,000,000
-
$0 $2,000,000 $5,000,000 $10,000,000 and above
$0 $2,000,000 $5,000,000 $10,000,000 and above
$0 $2,000,000 $5,000,000 $10,000,000 and above
$2,000,000 $5,000,000 $10,000,000
$2,000,000 $5,000,000 $10,000,000
$2,000,000 $5,000,000 $10,000,000
-
2-01-2023
Style Manager
Strategy
Max Style Manager Rate
Assets Starting At Assets Up To But Not Including
Parametric Portfolio Advisors LLC. (1,9)
Parametric Portfolio Advisors LLC. (1) Parametric Portfolio Advisors LLC. (1) Parametric Portfolio Advisors LLC. (1) Franklin Advisers, Inc /Legg Mason Private Portfolio Group, LLC, (1) Franklin Advisers, Inc /Legg Mason Private Portfolio Group, LLC, (1) Franklin Advisers, Inc /Legg Mason Private Portfolio Group, LLC, (1) GW&K Investment Management, LLC (1) GW&K Investment Management, LLC (1) GW&K Investment Management, LLC (1)
Lord, Abbett & Co. LLC (1) Lord, Abbett & Co. LLC (1) Lord, Abbett & Co. LLC (1,9) Lord, Abbett & Co. LLC (1,9) Lord, Abbett & Co. LLC (1,9) Lord, Abbett & Co. LLC (1,9) Lord, Abbett & Co. LLC (1,9) Lord, Abbett & Co. LLC (1,9) Loomis, Sayles & Company, L.P (1) Neuberger Berman LLC (1,5)
Municipal - TABS Laddered 1-10 Yrs BBB Minimum No Turnover Municipal - TABS Multi-Strategy (Long) Municipal - TABS Multi-Strategy (Interm) Municipal - TABS Multi-Strategy (Limited) Municipal- Intermediate
Municipal - Multi-Strategy
Municipal - Enahanced Muni Income MultiStrategy Municipal - Intermediate Maturity Municipal - Multi-Strategy Municipal - 2-8 Year Active Muni Municipal - Long Maturity Municipal - Intermediate Maturity Municipal - Ladders 1-5 Yr A- Minimum Municipal - Ladders 1-10 Yr A- Minimum Municipal - Ladders 1-20 Yr A- Minimum Municipal - Ladders 1-15 Yr A- Minimum Municipal - Ladders 5-10 Yr A- Minimum Municipal - Ladders 5-15 Yr A- Minimum Municipal - Intermediate Maturity Municipal - Intermediate Maturity
Neuberger Berman LLC (1,5)
Municipal - Limited Maturity
Nuveen Asset Management, LLC (1,9) Nuveen Asset Management, LLC (1,9) Nuveen Asset Management, LLC (1,9) Nuveen Asset Management, LLC (1,9) Nuveen Asset Management, LLC (1,9) Nuveen Asset Management, LLC (1) Nuveen Asset Management, LLC (1) Nuveen Asset Management, LLC (1) PIMCO (1,9) PIMCO (1,9) PIMCO (1,9) PIMCO (1,9) PIMCO (1,9) RSW Investments (1) Charles Schwab Investment Management, Inc-Wasmer, Schroeder Strategies (1) Charles Schwab Investment Management, Inc-Wasmer, Schroeder Strategies (1) Western Asset Management (1)
Western Asset Management (1) Bonds - Taxable:
BlackRock Investment Management, LLC BlackRock Investment Management, LLC BlackRock Investment Management, LLC (1) BlackRock Investment Management, LLC (1, 5)
Municipal - Ladders 1- 7 Yr A Minimum Municipal - Ladders 1- 10Yr A Minimum Municipal - Ladders 1- 15 Yr A Minimum Municipal - Ladders 5- 15 Yr A Minimum Municipal - Ladders 10- 25 Yr A Minimum Municipal - Intermediate Maturity Municipal - Multi-Strategy Municipal - Limited Maturity Municipal - Ladders 1- 6 Year Municipal - Ladders 1- 12 Year Municipal - Ladders 1- 18 Year Municipal - Ladders 3- 11 Year Municipal - Ladders 3- 17 Year Municipal - Intermediate Maturity Municipal - Strategic Long Maturity
Municipal - Intermediate Maturity
Municipal - Current Market Intermediate Maturity
Municipal - Multi-Strategy
Taxable - Multi-Strategy Core Bond Taxable - Multi Strategy Limited Maturity Taxable-Intermediate -NRC Taxable-Intermediate
BlackRock Investment Management, LLC (1) BlackRock Investment Management, LLC (1, 5)
Taxable-Fundamental Core -NRC Taxable-Fundamental Core
BlackRock Investment Management, LLC (1) BlackRock Investment Management, LLC (1, 5)
Taxable-Short Term -NRC Taxable-Short Term
BlackRock Investment Management, LLC (1, 5)
Taxable-Government Corporate
Bank of America, N.A. (BANA)/Chief Investment Office (4,9) Corporate Laddered 1-5yr Bank of America, N.A. (BANA)/Chief Investment Office (4,9) Corporate Laddered 1-10yr
0.12%
0.32% 0.32% 0.32% 0.15%
0.25%
0.25%
0.22% 0.35% 0.15% 0.22% 0.22% 0.14% 0.14% 0.14% 0.14% 0.14% 0.14% 0.20% 0.22% 0.20% 0.18% 0.22% 0.20% 0.18% 0.12% 0.12% 0.12% 0.12% 0.12% 0.22% 0.32% 0.22% 0.10% 0.10% 0.10% 0.10% 0.10% 0.14% 0.19%
0.19%
0.20%
0.28%
0.22% 0.22% 0.22% 0.22% 0.20% 0.18% 0.17%
0.22% 0.22% 0.20% 0.18% 0.17% 0.22% 0.22% 0.20% 0.18% 0.17% 0.22% 0.20% 0.18% 0.17% 0.10%
0.10%
$0 $10,000,000 $25,000,000
$0 $10,000,000 $25,000,000
$10,000,000 $25,000,000 $500,000,000+ $10,000,000 $25,000,000 $500,000,000+
$0 $2,000,000 $5,000,000 $10,000,000 and above
$2,000,000 $5,000,000 $10,000,000
-
$0 $2,000,000 $5,000,000 $10,000,000 and above
$0 $2,000,000 $5,000,000 $10,000,000 and above
$0 $2,000,000 $5,000,000 $10,000,000 and above
$2,000,000 $5,000,000 $10,000,000
-
$2,000,000 $5,000,000 $10,000,000
$2,000,000 $5,000,000 $10,000,000
-
Bank of America, N.A. (BANA)/Chief Investment Office (4) Bank of America, N.A. (BANA)/Chief Investment Office (4) Bank of America, N.A. (BANA)/Chief Investment Office (4)
Taxable - Short Maturity Taxable - Intermediate Maturity Taxable
Page 7 of 13
0.12% 0.12% 0.12%
2-01-2023
Style Manager
Strategy
Max Style Manager Rate
Bank of America, N.A. (BANA)/Chief Investment Office (4,9) Taxable-6 Month Treasury Ladder
Bank of America, N.A. (BANA)/Chief Investment Office (4,9) Taxable-12 Month Treasury Ladder
Ducenta Squared Asset Management (1) Breckinridge Capital Advisors, Inc. (1)
Breckinridge Capital Advisors, Inc. (1)
Parametric Portfolio Advisors LLC. (1,9) Parametric Portfolio Advisors LLC. (1,9) Parametric Portfolio Advisors LLC. (1,9) Parametric Portfolio Advisors LLC. (1,9) Parametric Portfolio Advisors LLC. (1,9) Parametric Portfolio Advisors LLC. (1,9) Parametric Portfolio Advisors LLC. (1,9) Parametric Portfolio Advisors LLC. (1,9) Parametric Portfolio Advisors LLC. (1) Parametric Portfolio Advisors LLC. (1) Parametric Portfolio Advisors LLC. (1) John Hancock Investment Management/Manulife Investment Management (US) LLC John Hancock Investment Management/Manulife Investment Management (US) LLC(5) Loomis, Sayles & Co., LP/Natixis-AMA (1) Lord, Abbett & Co. LLC (2) Lord, Abbett & Co. LLC (2, 5)
Taxable - High Yield Taxable- Intermediate Sustainable Government Credit Taxable- Intermediate Government Credit Gender Lens Corporate Laddered A- 1-5yr Corporate Laddered A- 5-10yr Corporate Laddered A- 1-10yr Corporate Laddered A- 3-7yr Corporate Laddered BBB- 1-5yr Corporate Laddered BBB- 5-10yr Corporate Laddered BBB- 1-10yr Corporate Laddered BBB- 3-7yr U.S. Treasury 1-12 Month Ladder U.S. Treasury 1-24 Month Ladder U.S. Treasury 1-5 Year Ladder Taxable - Multi-Strategy
Taxable - Multi-Strategy Core Plus
Taxable - Multi-Strategy Taxable - Government Taxable - Limited Maturity
Neuberger Berman LLC (2, 5)
Taxable - Core
Neuberger Berman LLC (2, 5)
Neuberger Berman LLC (2, 5)
PIMCO (2) PIMCO (2) PIMCO (1,9) PIMCO (1,9) PIMCO (1,9) PIMCO (1,9) PIMCO (1) PIMCO (1) PIMCO (1) Richard Bernstein Advisors Seix Investment Advisors LLC (1) Seix Investment Advisors LLC (1) Seix Investment Advisors LLC (1) Voya Investment Management (1) Voya Investment Management (1) Charles Schwab Investment Management, Inc-Wasmer, Schroeder Strategies (1) Charles Schwab Investment Management, Inc-Wasmer, Schroeder Strategies (1,5) Western Asset Management/Legg Mason Western Asset Management/Legg Mason Western Asset Management/Legg Mason (9) Western Asset Management/Legg Mason (9) Bonds - Preferreds: Cohen & Steers Capital Management, Inc. (2) Cohen & Steers Capital Management, Inc. (2) Nuveen Asset Management, LLC (1) Spectrum Asset Management, Inc. (2) Spectrum Asset Management, Inc. (2) Spectrum Asset Management, Inc. (2) Spectrum Asset Management, Inc. (2) Premium Access Strategies (PAS) AB (1) AB (1) AB (1) Aperio Group, LLC. (1,10) Aperio Group, LLC. (1,10)
Taxable - Limited Maturity
Taxable - Intermediate Maturity
Taxable - Real Return Taxable - Total Return Corporate Laddered- 1-5yr Corporate Laddered- 1-11yr Corporate Laddered- 3-8yr Corporate Laddered- 3-11yr U.S. Government 0-18 Month Ladder U.S. Government 1-3 Year Ladder U.S. Government 1-10 Year Bond Ladder Taxable-Core Plus Total Return ETF Only Taxable - Core Taxable - Intermediate Maturity Taxable - High Yield Taxable - Intermediate Maturity Taxable - Multi-Strategy Taxable - Intermediate Maturity/Positive Impact
Taxable - Intermediate Maturity
Taxable - Multi-Strategy Taxable - Multi-Strategy Core Plus Corporate Laddered 1-5yr Corporate Laddered 1-10yr
Preferreds Preferreds-Multi Strategy Preferreds Preferreds Preferreds-Tax advanced Preferreds-NRC Preferreds-Multi Strategy
Municipal - Tax Aware Multi-Strategy Custom Municipal - High Quality Custom Municipal Income Custom Non US Taxable Custom US Taxable Custom
0.08%
0.08%
0.30% 0.12%
0.12%
0.12% 0.12% 0.12% 0.12% 0.12% 0.12% 0.12% 0.12% 0.08% 0.08% 0.08% 0.26%
0.29%
0.35% 0.22% 0.22% 0.20% 0.18% 0.17% 0.16% 0.14% 0.12% 0.22% 0.20% 0.18% 0.15% 0.22% 0.20% 0.18% 0.22% 0.20% 0.18% 0.32% 0.32% 0.16% 0.16% 0.16% 0.16% 0.07% 0.07% 0.07% 0.30% 0.21% 0.21% 0.29% 0.22% 0.35% 0.25%
0.25%
0.32% 0.32% 0.14% 0.14%
0.25% 0.25% 0.40% 0.25% 0.25% 0.25% 0.30%
0.28% 0.14% 0.23% 0.18% 0.18%
Assets Starting At Assets Up To But Not Including
$0 $2,000,000 $5,000,000 $10,000,000 $25,000,000 $100,000,000 $250,000,000
$0 $10,000,000 $25,000,000 $50,000,000
$0 $10,000,000 $25,000,000
$0 $10,000,000 $25,000,000
$2,000,000 $5,000,000 $10,000,000 $25,000,000 $100,000,000 $250,000,000 $500,000,000+ $10,000,000 $25,000,000 $50,000,000 $500,000,000+ $10,000,000 $25,000,000 $500,000,000+ $10,000,000 $25,000,000 $500,000,000+
Page 8 of 13
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