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[Pages:11]U.S. EXCHANGE TRADED FUNDS MONTHLY FLASH

SEPTEMBER 2017

NYSE ARCA U.S. EXCHANGE TRADED FUNDS (ETFs)

HIGHLIGHTS FROM SEPTEMBER 2017

? In September, 16 new ETFs1 listed on NYSE Arca

? At the end of September, 1,451 ETFs were listed on NYSE Arca

? US ETP notional volume represented 24.53% of all CTA issues in September 2017

? US ETP daily average turnover was approximately $66.34 billion in September 2017

? NYSE Arca was at the NBBO 91.92% of the time, leading all US exchanges

? NYSE Arca had 22.70% of all US ETP trading volume, leading all US exchanges

1ETFs include all exchange traded products

NEW YORK STOCK EXCHANGE

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NYSE ARCA U.S. EXCHANGE TRADED FUNDS (ETFs)

Top 10 Most Actively Traded Securities in the U.S (by Turnover Volume) September

Symbol

SPY AAPL QQQ IWM NVDA BABA AMZN

FB EEM TSLA

SPY QQQ IWM EEM XLF VXX TLT GDX GLD EFA

Name

Product Type

Consolidated Trading Volume

Consolidated Turnover Volume ($)

Average Daily Trading Volume

SPDR S&P 500 ETF Trust

ETF

1,286,405,280 $320,233,692,976

64,320,264

Apple Inc.

Stock

680,442,092

$107,073,964,701

34,022,105

PowerShares QQQ Trust, Series 1

ETF

632,248,250

$91,642,313,704

31,612,413

iShares Russell 2000 ETF

ETF

488,888,410

$70,064,143,952

24,444,421

Nvidia Corp

Stock

361,216,519

$63,735,932,644

18,060,826

Alibaba Group Holding Limited

Stock

363,936,427

$63,298,766,052

18,196,821

Inc

Stock

59,407,011

$57,544,410,032

2,970,351

Facebook, Inc. Class A

Stock

304,828,762

$51,702,650,435

15,241,438

iShares MSCI Emerging Markets ETF

ETF

1,069,823,018

$48,208,764,376

53,491,151

Tesla, Inc. Common Stock

Stock

111,525,988

$40,066,839,197

5,576,299

Top 10 Most Actively Traded ETFs in the U.S. (by Turnover Volume) in September

SPDR S&P 500 ETF Trust

ETF

1,286,405,280 $320,233,692,976

64,320,264

PowerShares QQQ Trust, Series 1

ETF

632,248,250

$91,642,313,704

31,612,413

iShares Russell 2000 ETF iShares MSCI Emerging Markets ETF

ETF

488,888,410

$70,064,143,952

ETF

1,069,823,018

$48,208,764,376

24,444,421 53,491,151

Financial Select Sector SPDR Fund

iPath S&P 500 VIX Short-Term Futures ETN due 1/30/2019

iShares 20+ Year Treasury Bond ETF

ETF ETN ETF

1,169,102,529 563,844,730 191,950,714

$29,072,942,995 $24,850,976,636 $24,349,359,489

58,455,126 28,192,237 9,597,536

VanEck Vectors Gold Miners ETF

ETF

919,329,439

$22,238,467,385

45,966,472

SPDR Gold Trust, SPDR Gold Shares iShares MSCI EAFE ETF

ETV

174,234,304

$21,788,912,960

ETF

307,521,439

$20,857,819,864

8,711,715 15,376,072

NEW YORK STOCK EXCHANGE

Average Daily Turnover Volume ($)

$16,011,684,649 $5,353,698,235 $4,582,115,685 $3,503,207,198 $3,186,796,632 $3,164,938,303 $2,877,220,502 $2,585,132,522 $2,410,438,219 $2,003,341,960

$16,011,684,649 $4,582,115,685 $3,503,207,198 $2,410,438,219 $1,453,647,150

$1,242,548,832 $1,217,467,974 $1,111,923,369 $1,089,445,648 $1,042,890,993

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NYSE ARCA U.S. EXCHANGE TRADED FUNDS (ETFs)

New ETPs Launched on NYSE Arca in September (con't)

Symbol

HTRB BSCR BSJP MXDU RBIN RBUS UBRT DBRT

Listing Date

Name

Product Type

Consolidated Trading Volume

Consolidated Turnover Volume ($)

Average Daily Trading

Volume

Average Daily Turnover Volume ($)

9/28/2017

Hartford Total Return Bond ETF

ETF

9/27/2017

Guggenheim BulletShares 2027 Corporate Bond ETF

ETF

9/27/2017

Guggenheim BulletShares 2025 High Yield Corporate Bond ETF

ETF

9/18/2017

Nationwide Maximum Diversification U.S. Core Equity ETF

ETF

9/18/2017

Nationwide Risk-Based International Equity ETF

ETF

9/18/2017

Nationwide Risk-Based U.S. Equity ETF

ETF

9/15/2017

Credit Suisse AxelaTrader 3x Long Brent Crude Oil ETN

ETN

9/15/2017

Credit Suisse AxelaTrader 3x Inverse Brent Crude Oil ETN

ETN

495,100 18,530 4,453 56,956 11,504 29,500

900 203

19,828,755 370,558 111,633 1,413,732 288,990 735,404 98,422 20,130

247,550 6,177 1,484 5,696 1,150 2,950 82 18

$9,914,378 $123,519 $37,211 $141,373 $28,899 $73,540

$8,947 $1,830

NEW YORK STOCK EXCHANGE

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NYSE ARCA U.S. EXCHANGE TRADED FUNDS (ETFs)

New ETPs Launched on NYSE Arca in September

Symbol

IBDS OBOR GHYB MFUS MFEM MFDX FLMI FLMB

Listing Date

Name

Product Type

9/14/2017

iShares iBonds Dec 2027 Term Corporate ETF

ETF

9/8/2017

Kraneshares MSCI One Belt One Road Index ETF

ETF

9/7/2017

Goldman Sachs Access High Yield Corporate Bond ETF

ETF

9/6/2017

PIMCO RAFI Dynamic Multi-Factor U.S. Equity ETF

ETF

9/6/2017

PIMCO RAFI Dynamic Multi-Factor Emerging Markets Equity ETF

ETF

9/6/2017

PIMCO RAFI Multi-Factor International Equity ETF

ETF

9/5/2017

Franklin Liberty Intermediate Municipal Opportunities ETF

ETF

9/5/2017 Franklin Liberty Municipal Bond ETF

ETF

Consolidated Trading Volume

Consolidated Turnover Volume ($)

Average Daily Trading

Volume

26,606 215,325 58,182 80,403 45,477 86,553

1,731 101

661,452 5,352,805 2,908,527 2,054,548 1,136,105 2,208,479

43,283 2,531

2,217 13,458 3,422 4,467 2,527 4,809

91 5

Average Daily Turnover Volume ($)

$55,121 $334,550 $171,090 $114,142 $63,117 $122,693

$2,278 $133

NEW YORK STOCK EXCHANGE

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NYSE ARCA U.S. EXCHANGE TRADED FUNDS (ETFs)

1400

1200

1000

# of Products

800

600

400

200

0

Apr15

May15

Jun15

Jul-15

Aug15

Sep15

Oct15

Nov- Dec15 15

Jan16

Feb16

Mar16

Apr16

May16

Jun16

Jul-16

Aug16

Sep16

Oct16

Nov16

Dec16

Jan17

Feb17

Mar17

Apr17

May17

Jun17

Jul-17

Aug17

Sep17

ETF

1221 1234 1240 1262 1281 1296 1311 1314 1317 1322 1322 1309 1305 1301 1302 1315 1318 1297 1304 1309 1308 1275 1270 1274 1275 1274 1278 1282 1262 1218

ETV

78 78 78 76 76 75 75 75 75 75 75 75 73 73 73 73 73 71 70 70 70 70 71 71 73 73 73 73 75 76

ETN

183 183 184 184 170 170 171 177 177 177 175 180 180 179 179 177 181 173 165 164 165 165 167 166 167 167 166 163 163 165

AUM ($ trillion) 1.98 2.02 2.03 2 2.14 2.07 1.98 1.975 2.02 2.001 1.9 1.88 1.98 2.052 1.97 2.06 2.17 2.2 2.42 2.21 2.28 2.35 2.43 2.52 2.55 2.63 2.67 2.98 2.78 2.557

? As of September 2017, 2,032 ETFs were listed in the U.S., 1,451 of which were listed on NYSE Arca ? NYSE Arca listed ETFs have a total AUM of approximately $2.61 trillion

NEW YORK STOCK EXCHANGE

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NYSE ARCA ETFs (BY ISSUER)

Issuer Academy Funds

# of ETFs 1

New in September

AdvisorShares

18

AlphaClone

2

ALPS

17

ARK

4

ArrowShares

2

Barclays

71

Cambria

3

Charles Schwab

21

Citigroup

3

ClearShares

1

Columbia Management

10

Credit Suisse

9

2(UBRT,DBRT)

CSOP

3

Deutsche Bank

28

db X-trackers

16

DeltaShares

4

Diamond Hill

1

Direxion Shares

75

ETF Managers Group

10

ETF Securities

8

Exchange Traded Concepts

7

Exponential ETFs

1

Fidelity

20

Fieldstone

2

FirstTrust

37

FlexShares

18

Franklin Templeton

10

2(FLMI,FLMB)

Global X

40

Goldman Sachs

2

Goldman Sachs Asset Management

10

GraniteShares

3

Guggenheim

79

Hartford Funds

8

Horizons

1

IndexIQ

20

Inspire Investing

3

Invesco PowerShares

88

NEW YORK STOCK EXCHANGE

1(GHYB)

2(BSCR,BSJP) 1(HTRB)

New YTD 1

1 1

1 2

4 8 3 1 1 2 4

3

3 2 3 3 1 1 3 1

Turnover $41,305,006 $131,181,451 $2,751,220 $2,188,383,209 $163,325,745 $12,952,367 $25,719,434,091 $56,076,496 $6,211,085,681

$405,594 $12,381,094 $168,243,841 $61,103,828 $2,475,193 $2,499,133,663 $1,934,944,611

$115,094

$2,993,005 $34,189,850,402

$231,529,205 $321,477,851 $564,659,616

$912,801 $957,396,477

$2,831,959 $5,180,077,795 $564,661,486

$33,084,703

$2,005,228,381

$3,090,526

$446,126,068

$8,034,152 $5,143,261,227

$55,243,098 $3,752,528 $277,875,574 $6,544,520 $99,449,256,418

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NYSE ARCA ETFs (BY ISSUER)

Issuer iShares Janus John Hancock JPMorgan Chase & Co. JP Morgan ETFs Krane Shares LocalShares

Merk Morgan Stanley

Nationwide Natixis Nuveen

Oppenheimer O'Shares PIMCO Principal ProShares

QuantShares RealityShares

Reaves Renaissance Capital

RexShares SerenityShares

SPDR ETFs Sprott Asset Management

Strategy Shares Swedish Export Credit (SEK)

Teucrium Tortoise

UBS United States Commodity Funds

LLC U.S. Global Investors

VanEck Vectors Vanguard

VelocityShares Virtus ETF Solutions

WBI WisdomTree

NEW YORK STOCK EXCHANGE

# of ETFs 209 3 12 2 10 4 1 1 5 3 1 2 7 7 15 1 109 5 1 1 2 1 1 128 6 2 7 5 1 41

15

2 54 49 9 8 12 53

New in September 1(IBDS)

1(OBOR) 3(RBUS,RBIN,MXDM)

3(MFDX,MFEM,MFUS)

New YTD 2

1 1

3 1 1 3 2

1 1

2 2 1 1 2 3 1

Turnover $396,400,957,960

$55,114,061 $36,476,274 $175,528,125 $987,555,268 $630,047,595

$172,016 $34,563,977 $2,733,332 $2,438,126

$761,060 $8,885,986 $145,257,125 $37,511,256 $1,952,626,705 $4,069,638 $56,826,609,895 $2,338,815 $12,031,696 $418,930 $1,510,015 $15,485,608 $432,784 $521,514,897,267 $188,723,016 $5,730,114 $15,093,458 $75,849,964 $19,484,452 $489,520,169

$4,798,757,448

$40,091,728 $46,789,183,812 $70,648,429,205 $28,271,760,273

$172,434,887 $35,757,344 $6,857,171,405

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