Administrative Proceeding: JOHN B. HOFFMANN and KEVIN J ...

Buy rated stocks. For the first six months of 2001, according to this analysis, the price of Grubman’s Buy-rated stocks fell 16.83 percent while all other SSB Buy-rated stocks rose 6.9 percent. Because Grubman did not downgrade the ratings of certain of his stocks in 2000 and ................
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