OSFI-525 (2018 Long Form Version)
OSFI-525 (2018 Long Form Version)
(Report under section 83.11 of the Criminal Code and under
section 7 of the Regulations Implementing the United Nations
Resolutions on the Suppression of Terrorism
and section 5.1 of the United Nations Al-Qaida and Taliban Regulations)
|The Long Form version can be used by financial institutions to file a POSITIVE Report only. To file a NIL Report, please use the Short Form Version of the |REPORTING MONTH: |
|OSFI-525 | |
| | |
|This report must be filed with the Office of the Superintendent of Financial Institutions, Regulatory Data Management Division via the Regulatory Reporting | |
|System (RRS). | |
|Name of Financial Institution: |Type of Financial Institution (check one): |Filing Options: |
| |( Bank ( Trust or Loan Company | |
| |( Insurance Company ( Fraternal Benefit Society |RRS – OSFI-525 Long Form |
| |( Cooperative Credit Assoc. ( Foreign Bank Branch | |
| |( Foreign Insurance Company | |
|If this is a joint Report, insert the names of the other Federally Regulated |Name of other FRFI(s): |
|Financial Institutions (FRFI) included in this Report (see Instruction 12): | |
| Yes The above financial institution(s) have an account in the name of a Designated Person*, or have a contract with a Designated Person, or possess or control property that is owned or controlled by or on |
|behalf of a Designated Person. |
|Please complete the table below and the certificate at the end of this form. |
|Definitions: |
|“No.” means “number”, and refers to the number of accounts, policies or contracts associated with a Designated Person . |
|“Property” includes assets under administration (both discretionary and non-discretionary). |
|“SRO” means Self Regulatory Organization |
|“Federally Regulated Financial Institution” means a Financial Institution that is regulated by OSFI. |
|* Please refer to # 4 of the “Instructions OSFI-525 Report”, for the definition of “Designated Person” |
|Type of Dealing with Designated Person|Total value of Dealing and type of entity involved |Total |
| |Federally Regulated |Regulated Canadian |Non-regulated Canadian |Regulated Foreign Financial |Non-regulated Foreign | |
| |Financial Institution |Financial Institution |entity |Institution supervised by a |entity | |
| | |supervised by another | |foreign regulator or SRO | | |
| | |Canadian regulator or SRO | | | | |
| |No. |
|Cash, cash equivalents, demand and term deposits |
|Mortgages, overdrafts, credit card balances, term loans, lines of credit balances, other indebtedness |
|Life insurance policies with no cash surrender value (face value) | | | |
Reminder: Section 83.1 of the Criminal Code, Section 8 of the Regulations Implementing the United Nations Resolutions on the Suppression of Terrorism and section 5.2 of the United Nations Al-Qaida and Taliban Regulations, requires every person in Canada and every Canadian outside Canada to disclose forthwith to the Royal Canadian Mounted Police and the Canadian Security Intelligence Service (a) the existence of property in their possession or control that is owned or controlled by or on behalf of a Designated Person and (b) information about a transaction or proposed transaction in respect of property in their possession or control that is owned or controlled by or on behalf of a Designated Person. In addition, under to the Proceeds of Crime (Money Laundering) and Terrorist Financing Act, persons subject to Part 1 of that Act are also required to report to the Financial Transactions and Reports Analysis Centre of Canada.
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PROTECTED WHEN COMPLETED AND FILED WITH OSFI
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