Executive Branch Personnel Public Financial Disclosure ...
[Pages:16]Nominee Report | U.S. Office of Government Ethics; 5 C.F.R. part 2634 | Form Approved: OMB No. (3209-0001) (March 2014)
Executive Branch Personnel Public Financial Disclosure Report (OGE Form 278e)
Filer's Information
Elwood, Courtney Simmons General Counsel, Central Intelligence Agency Other Federal Government Positions Held During the Preceding 12 Months: Member, Advisory Committee on Procedures, U.S. Court of Appeals for the D.C. Circuit (7/2012 - Present) See endnote Names of Congressional Committees Considering Nomination: q Select Committee on Intelligence
Electronic Signature - I certify that the statements I have made in this form are true, complete and correct to the best of my knowledge. /s/ Elwood, Courtney Simmons [electronically signed on 02/13/2017 by Elwood, Courtney Simmons in ]
Agency Ethics Official's Opinion - On the basis of information contained in this report, I conclude that the filer is in compliance with applicable laws and regulations (subject to any comments below). /s/ Truehart, Carrie, Certifying Official [electronically signed on 03/23/2017 by Truehart, Carrie in ]
Other review conducted by
U.S. Office of Government Ethics Certification /s/ Apol, David, Certifying Official [electronically signed on 03/27/2017 by Apol, David in ]
1. Filer's Positions Held Outside United States Government
#
ORGANIZATION NAME
CITY, STATE
ORGANIZATION POSITION HELD FROM TYPE
1
Kellogg Huber Hansen Todd Evans & Figel, See Endnote
Washington,
Law Firm
PLLC
District of
Columbia
Partner
11/2007
2
Estate of Family Member
Fairfax, Virginia Estate
Executor
1/2014
TO Present Present
2. Filer's Employment Assets & Income and Retirement Accounts
#
DESCRIPTION
EIF
1
Kellogg Huber Hansen Todd Evans & Figel, See Endnote
N/A
PLLC (law firm)
2
Kellogg Huber Hansen Todd Evans & Figel,
N/A
PLLC, anticipated LLC distribution
3
Kellogg Huber Hansen Todd Evans & Figel,
N/A
PLLC, capital account
4
Kellogg Huber Hansen Todd Evans & Figel,
N/A
PLLC, anticipated contingency fees (value
not readily ascertainable)
5
Kellogg Huber Hansen Todd Evans & Figel,
N/A
PLLC
6
Kellogg Huber Hansen Todd Evans & Figel,
N/A
PLLC
7
Kellogg Huber Hansen Todd Evans & Figel,
N/A
PLLC 401(k) Profit Sharing Plan
7.1
-Vanguard Institutional Target Retirement
Yes
2035 Fund
8
Schwab Roth IRA
8.1
-iShares S&P MidCap 400 Value Index (ETF)
Yes
(IJJ)
VALUE
$250,001 $500,000 $50,001 $100,000
INCOME TYPE
INCOME AMOUNT
LLC Distribution $2,882,544
None (or less than $201)
None (or less than $201)
None (or less than $201)
State taxes paid $5,475 on Filer's behalf
Insurance paid $2,023 on Filer's behalf
$500,001 $1,000,000
$1,001 - $15,000
$15,001 $50,000
None (or less than $201)
#
DESCRIPTION
8.2
-DoubleLine Total Return Bond Fund Class I
(DBLTX)
8.3
-Fidelity Low-Priced Stock Fund (FLPSX)
8.4
-Fidelity New Markets Income Fund (FNMIX)
8.5
-Vanguard Mid-Cap Value Index Fund
Investor Shares (VMVIX)
8.6
-Vanguard Small Capitalization Value Index
Fund Investor Shares (VISVX)
8.7
-Walthausen Small Cap Value Fund (WSCVX)
EIF
VALUE
INCOME TYPE INCOME
AMOUNT
Yes
$1,001 - $15,000
$201 - $1,000
Yes
$1,001 - $15,000
Yes
$1,001 - $15,000
Yes
$15,001 -
$50,000
Yes
$15,001 -
$50,000
Yes
$50,001 -
$100,000
$201 - $1,000
$201 - $1,000
None (or less than $201)
None (or less than $201)
$1,001 - $2,500
3. Filer's Employment Agreements and Arrangements
#
EMPLOYER OR PARTY
1
Kellogg Huber Hansen Todd Evans & Figel,
PLLC
2
Kellogg Huber Hansen Todd Evans & Figel,
PLLC
3
Kellogg Huber Hansen Todd Evans & Figel,
PLLC
CITY, STATE
Washington, District of Columbia
Washington, District of Columbia
Washington, District of Columbia
STATUS AND TERMS
DATE
Following my withdrawal from the firm, I will receive a 2/2017 lump sum payment of my capital account.
Following my withdrawal from the firm, I will receive my final LLC distribution for 2016 in a lump-sum payment of $230,091.
Following my withdrawal from the firm, I will receive my final 2017 LLC distribution for non-contingency matters. My total 2017 non-contingency distribution will be a pro rata amount of my 2016 noncontingency fee distribution, minus the amount of monthly draws and any other distributions made in 2017 prior to my withdrawal. This amount will be calculated as of the date of my withdrawal, and a portion of that amount will be contributed to my 401(k) plan with the balance paid to me in a lump sum.
2/2017 2/2017
#
EMPLOYER OR PARTY
4
Kellogg Huber Hansen Todd Evans & Figel,
PLLC
5
Kellogg Huber Hansen Todd Evans & Figel,
PLLC
6
Kellogg Huber Hansen Todd Evans & Figel,
PLLC
CITY, STATE Washington, District of Columbia
Washington, District of Columbia
Washington, District of Columbia
STATUS AND TERMS
DATE
For two contingency cases captioned National Credit Union Administration Bd. v. UBS Securities, LLC, Case No. 12-cv-2591-JWL-JPO (D. Kan.) and National Credit Union Administration Bd. v. Credit Suisse Securities, Case No. 12-cv-2648-JWL-JPO (D. Kan.), I will be paid a standard partner share of any fee awarded in these cases if these cases are resolved prior to my withdrawal from the firm. The standard partner share has previously been 1%. It will be paid in a lump sum if and when monies are received by the firm, and may occur after I enter U.S. government services. Expected date and value of any payouts is unknown.
2/2017
For the contingency case captioned Dial Corporation v. News Corp. Civil Action No. 13-CV-6802-WHP (SDNY), I will be paid a standard partner share of any fee award in this case to be paid in a lump sum if and when monies are received by the firm, and may occur after I enter U.S. government services. Expected payout is in March 2017.
For the contingency case captioned In re: Steel Antitrust Litigation, Case No. 08-cv-5214 (N.D. Ill.), I will be paid a standard partner share of any fee award in this case to be paid in a lump sum if and when monies are received by the firm, and may occur after I enter U.S. government services. Expected payout is first half of 2017.
If, after I withdraw from the firm, the firm pays any State tax liability for 2016 and/or 2017 on my behalf, the firm will notify me within 10 days and I will reimburse the firm by check. Following my withdrawal from the firm, the long-term disability insurance that I acquired through the firm will be terminated.
2/2017
Following my withdrawal from the firm and the final contribution to my 401(k) described above (i.e., 5% of my distributions up to $13,250), there will be no additional contributions to this 401(k) plan while I am in government service. However, I plan to keep this 401(k) plan through the firm.
2/2017
#
EMPLOYER OR PARTY
7
Kellogg Huber Hansen Todd Evans & Figel,
PLLC
CITY, STATE
Washington, District of Columbia
STATUS AND TERMS
DATE
In accordance with standard firm practice, the firm paid for some of my office furniture in late 2007, early 2008. Following my withdrawal from the firm, I will retain some of that office furniture, which has now fully depreciated. This is consistent with the practice for other departing partners who have fully depreciated furniture.
2/2017
4. Filer's Sources of Compensation Exceeding $5,000 in a Year
#
SOURCE NAME
1
Kellogg Huber Hansen Todd Evans & Figel,
PLLC
2
Global Tel*Link Corp.
3
Citadel Investment Group
4
Curo Health Services, LLC
5
University of Michigan
6
National Education Assoc.
CITY, STATE
Washington, District of Columbia
Reston, Virginia
Chicago, Illinois
Mooresville, North Carolina
Ann Arbor, Michigan
Washington, District of Columbia
BRIEF DESCRIPTION OF DUTIES
Partner attorney at this firm.
Legal services (client of Kellogg, Huber, Hansen, Todd, Evans & Figel, PLLC)
Legal services (client of Kellogg, Huber, Hansen, Todd, Evans & Figel, PLLC)
Legal services (client of Kellogg, Huber, Hansen, Todd, Evans & Figel, PLLC)
Legal services (client of Kellogg, Huber, Hansen, Todd, Evans & Figel, PLLC)
Legal services (client of Kellogg, Huber, Hansen, Todd, Evans & Figel, PLLC)
5. Spouse's Employment Assets & Income and Retirement Accounts
#
DESCRIPTION
EIF
VALUE
1
Vinson & Elkins, LLP (law firm)
N/A
2
Vinson & Elkins, capital account
N/A
$50,001 -
$100,000
INCOME TYPE
partnership share
INCOME AMOUNT
None (or less than $201)
#
DESCRIPTION
EIF
3
Schwab Roth IRA
3.1
-iShares S&P MidCap 400 Value Index (ETF)
Yes
(IJJ)
3.2
-DoubleLine Total Return Bond Fund Class I
Yes
(DBLTX)
3.3
-Fidelity Low-Priced Stock Fund (FLPSX)
Yes
3.4
-Fidelity New Markets Income Fund (FNMIX)
Yes
3.5
-Vanguard Mid-Cap Value Index Fund
Yes
Investor Shares (VMVIX)
3.6
-Vanguard Small Capitalization Value Index
Yes
Fund Investor Shares (VISVX)
3.7
-Walthausen Small Cap Value Fund (WSCVX)
Yes
4
Vanguard Roth IRA
4.1
-Vanguard 500 Index Fund Admiral Shares
Yes
(VFIAX)
5
Vinson & Elkins L.L.P. Retirement Plan A ? See Endnote
Vanguard
5.1
-Vanguard Actively Managed Large Cap US
Yes
Equity Fund
5.2
-Vanguard Actively Managed US SMID Cap
Yes
Growth Equity Fund
5.3
-Vanguard General Investment Fund
Yes
5.4
- State St Global All Cap Eq Ex-U.S. Index
Yes
Non-Lending Series Fund (SSGLX)
5.5
- State St Russell Sm/Mid Cap Index Non-
Yes
Lending Series Fund; Class K
5.6
-State Street S&P 500 Index Non-Lending
Yes
Series Fund; Class K
VALUE
INCOME TYPE
INCOME AMOUNT
$1,001 - $15,000
$1,001 - $15,000
$1,001 - $15,000 $1,001 - $15,000 $15,001 $50,000 $15,001 $50,000 $15,001 $50,000
None (or less than $201)
$201 - $1,000
$201 - $1,000
$201 - $1,000
None (or less than $201)
None (or less than $201)
$1,001 - $2,500
$100,001 $250,000
$1,001 - $2,500
$1,001 - $15,000
$50,001 $100,000
$50,001 $100,000
$1,001 - $15,000
$100,001 $250,000
$15,001 $50,000
#
DESCRIPTION
EIF
5.7
-State St U.S. Inflation Protected Bond Index
Yes
Non-Lending Ser Fund, Cl C
6
Vinson & Elkins L.L.P. Retirement Plan B ? See Endnote
Vanguard
6.1
- Vanguard Actively Managed Large Cap US
Yes
Equity Fund
6.2
- Vanguard Actively Managed US SMID Cap
Yes
Growth Equity Fund
6.3
- Vanguard General Investment Fund
Yes
6.4
- State St Global All Cap Eq Ex-U.S. Index
Yes
Non-Lending Series (SSGLX)
6.5
-State Street Russell Small/Mid Cap Index
Yes
Non-Lending Series Fund; Class K
6.6
-State Street S&P 500 Index Non-Lending
Yes
Series Fund; Class K
6.7
- State St U.S. Infltn Protected Bond Index
Yes
Non-Lending Ser Fund; Class C
6. Other Assets and Income
#
DESCRIPTION
EIF
1
U.S. Bank Account #1 (cash)
N/A
2
U.S. Bank Account # 2 (cash)
N/A
3
Electric Guitars Collection
N/A
4
VA 529 inVEST College Savings Plan #1
No
VALUE
$50,001 $100,000
INCOME TYPE
INCOME AMOUNT
None (or less than $1,001)
$15,001 $50,000
$50,001 $100,000
$1,001 - $15,000
$15,001 $50,000
$1,001 - $15,000
$15,001 $50,000
VALUE
$50,001 $100,000
$1,000,001 $5,000,000
$15,001 $50,000
INCOME TYPE Interest Interest
INCOME AMOUNT
None (or less than $201)
$15,001 $50,000
None (or less than $201)
#
DESCRIPTION
4.1
-Aggressive Growth Portfolio (Vanguard
LifeStrategy Growth Fund (VASGX))
5
VA 529 inVEST College Savings Plan #2
5.1
-Aggressive Growth Portfolio (Vanguard
LifeStrategy Growth Fund (VASGX))
6
VA CollegeAmerica 529 Savings Plan ? Class
529A Shares, #1
6.1
-American Funds American Mutual Fund
(CMLAX)
6.2
-American Funds The Growth Fund of
America (CGFAX)
6.3
-American Funds New Perspective Fund
(CNPAX)
6.4
-American Funds College 2024 Fund (CFTAX)
7
VA CollegeAmerica 529 Savings Plan - Class
529A, #2
7.1
-American Funds American Mutual Fund
(CMLAX)
7.2
-American Funds The Growth Fund of
America (CGFAX)
7.3
-American Funds New Perspective Fund
(CNPAX)
7.4
-American Funds College 2024 Fund (CFTAX)
8
Capco Partners, Ltd.
8.1
- Microsoft Corp
8.2
-Raven Industries
EIF
VALUE
INCOME TYPE INCOME
AMOUNT
Yes
$100,001 -
$250,000
None (or less than $201)
No
Yes
$100,001 -
$250,000
None (or less than $201)
No
Yes
$50,001 -
$100,000
Yes
$50,001 -
$100,000
Yes
$15,001 -
$50,000
Yes
$100,001 -
$250,000
No
None (or less than $201)
None (or less than $201)
None (or less than $201)
None (or less than $201)
Yes
$50,001 -
$100,000
None (or less than $201)
Yes
$50,001 -
$100,000
None (or less than $201)
Yes
$15,001 -
$50,000
None (or less than $201)
Yes
$100,001 -
$250,000
None (or less than $201)
No
Dividends
$15,001 -
Capital Gains
$50,000
Interest
N/A
$100,001 -
$250,000
N/A
$50,001 -
$100,000
................
................
In order to avoid copyright disputes, this page is only a partial summary.
To fulfill the demand for quickly locating and searching documents.
It is intelligent file search solution for home and business.
Related searches
- student loan financial disclosure form
- us department of education financial disclosure form
- financial disclosure statement student loans
- public company disclosure requirements
- the executive branch for kids
- executive branch responsibilities
- executive branch facts for kids
- executive branch powers
- executive branch responsibilities for kids
- executive branch responsibilities worksheet
- executive branch of government chart
- us executive branch org chart