Account Transfer Form Instructions

[Pages:4]AccountTransferFormInstructions Page1of2

ImportantInstructions

1.Attachacompletecopyofyourmostrecentstatement(within90days)foreachaccountyouaretransferring.

2.Besureallauthorizedsignatories(trusteesfortrustaccounts)signtheform.

3.IfyouarealsoopeningaSchwabaccount,encloseacompletedaccountapplicationandanyotherapplicableforms.

4.ReturnyourcompletedAccountTransferForm,statementandnewaccountapplication(ifapplicable)toyourInvestmentAdvisor.

5.Forassistanceincompletingthisform,pleasecontactyourInvestmentAdvisor.

AdditionalInformation

InordertoexpeditethetransferofassetstoSchwab,thefollowinghelpfulpointswillassistyouinunderstandingthetransferprocessandwill providethedeliveringfirmwiththeappropriateinformationnecessarytoavoiddelays.

1. PossibleFees PleasenotethatthedeliveringfirmmaychargeafeetoyouraccountbeforecompletingthetransfertoSchwab,foranyofthefollowing reasons:wiredfunds,IRAtermination,outgoingtransfer,surrenderofassets.Thislistisnotmeanttobeexhaustive.

2. TimingofTransfersandAccesstoAssets Completionoftransfersmaytakeseveralweeksdependingonthetypeofsecuritiesbeingtransferredandtheproceduresoftheinstitution sendingtheassets.Duringthetransferprocess,theassetsmaybeunavailablefortrading,liquidatingormeetingyourcashneeds.Consult withyourInvestmentAdvisororthedeliveringfirmifyouhaveanyquestionsaboutthetransferprocess.

3. Non-StandardAssets CertainassetsmaynotbetransferabletoSchwab.PleasecallyourInvestmentAdvisorforhelpinidentifyingthesenon-standardassets. AlsonotethatSchwabchargesaregistrationfeeandanannualmaintenancefeefornon-standardassetssuchasRegisteredLimited Partnerships.Non-standardassetswillrequirecompletionofSchwab'sAlternativeInvestmentCustodyAgreement.(Pleasecontactyour InvestmentAdvisorfortheappropriateform.)

4. LiquidatingAssetsPriortoTransfer IfthereareassetsthatneedtobeliquidatedbeforebeingtransferredtoSchwab,pleaseinstructthedeliveringfirmtoliquidatethe assetsinyourbrokerageortrustcompanyaccountandcanceldividendreinvestmentpriortosendingthisformtoSchwab.Thishelps ensurethatliquidationsproceedefficiently,becausemanybrokerageortrustcompanieswillnotacceptinstructionsfromSchwabtoliquidateassets.

Onamutualfundtransfer,wherethefundishelddirectlywiththemutualfundcompany,youmayutilizeSection3BoftheAccountTransfer Formtofacilitatetheliquidation.

5. AdditionalDocumentation Someaccounttransfersmayrequirenewaccountdocuments(e.g.,CertificationofTrustee,PartnershipAgreement).Pleasenotethefollowing: TrustAccounts?PleaseattachanotarizedcopyoftheSchwabCertificationofTrustee,oranon-notarizedCertificationofTrustee accompaniedbyselectedpagesofthetrust(showingnameanddateofthetrust,namesoftrustorsandtrustees,pagessettingforthinvestmentpowersandsignaturepage). PartnershipAccounts?PleaseattachacopyofthePartnershipAgreement. CorporateAccounts?Pleaseattachacompletecopyofeither(a)thecompany'scorporateresolutionor(b)aSchwabOrganizationAccount Agreementlistingtheindividualswhoareauthorizedtoactonbehalfoftheaccount. CustodialAccounts?Ifaminorisnowofageandistransferringintoasingleaccount,pleasesupplyacopyofthebirthcertificateoracopy ofthedriver'slicense.BoththecustodianandminorshouldsigntheAccountTransferForm.

6. InsuranceCompanyAnnuityTransfers SchwabInstitutional?canacceptproceedsfromliquidatedannuities.Totransfernon-qualifiedannuityassetstoTheSchwabVariable Annuity,?contactSchwab'sAnnuityTransferServiceforAdvisorsat1-888-667-2145formoreinformation.Annuitycontractsareissuedby Great-WestLife&AnnuityInsuranceCompany(inNewYorkState,byFirstGreat-WestLife&AnnuityInsuranceCompany)anddistributed byCharlesSchwab&Co.,Inc.

Yourinsurancecompanymaychargeafeeforliquidation.

7.403(b)(7)Transfers TheInternalRevenueCoderestrictsinvestmentsof403(b)(7)CustodialAccountstomutualfundsonly;investmentsinequitiesorbondsare notallowed.Ifyour403(b)(7)iscurrentlyinvestedinmoneymarketfunds,mutualfundsnotavailableatSchwab,investmentproductsoffered exclusivelybyotherinstitutions,oranannuity,youwillneedtoconverttheassetstocashbeforetransferringtoSchwab.TheminimumtransferamountforSchwab403(b)(7)accountsis$1,000.RulesfordistributionsfromyourSchwab403(b)(7)accountmaybemorerestrictive thanfromyourprevious403(b)(7)accountorcontract.

WB ?2004CharlesSchwab&Co.,Inc. Allrightsreserved. MemberSIPC. SchwabInstitutionalisadivisionofCharlesSchwab&Co.,Inc. CRS21936(1203-01031) APP10864-12(12/04)

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ImportantDetailsforCompletingtheTransferForm

Section1--SchwabAccountInformation

1.Ifyouareopeninganaccount,pleaseremembertoattachanaccountapplicationtothisform.

2.Pleasebesurethetitleofyouraccountregistrationasrecordedonthetransferformis"liketolike."Forexample:

DeliveringFirmAccountTitle:

JohnDoeIRARollover

SchwabAccountTitle:

JohnDoeIRARollover

3.Ifyouraccountregistrationtitleisnotthesame,pleasecallyourInvestmentAdvisortodiscussyouralternatives.

Section2--InformationAbouttheAccountYouAreTransferring (Ifregistrationsarenotidentical,pleaseaskyourInvestmentAdvisorforeligibilityand/oradditionalcomments.) 1.Pleaserefertothestatementfortheaccountwhichyouaretransferringfortheinformationrequestedinthissection. 2.Attachacompletecopyofyourlateststatement(nomorethan90daysold)tothisform.

Section3--TypeofTransfer 1.Pleaseuseaseparateformforeachaccountyoutransfer.Twoaccounttransferformsareattachedtotheseinstructions. 2.PleasecompleteonlyONEofthefollowingsections:A,BorC.

SectionA--BrokerageorTrustCompanyAccountTransfer 1. Attachacompletecopyofyourmostrecentstatement(nomorethan90daysold)foreachaccountyouaretransferring.

2. CallyourInvestmentAdvisortomakesurethatallofyourassetsaretransferabletoSchwab.Insomecases,Schwabdoesnotaccept ClassBandCshares.Ifliquidationisnecessary,instructthedeliveringfirmtocompletetheliquidationandcanceldividendreinvestment priortosubmittingthisformtoSchwab.Youcannotdesignateliquidation(sell)instructionsonthetransferformformutualfundsorother securitiesheldinabrokerageaccount.

3. IfyouarealsoopeningaSchwabaccount,encloseacompletedaccountapplicationandotherappropriateforms.

4. Completeaseparateformforeachaccountyouaretransferring.Twotransferformsareattachedtotheseinstructions.

5. Forfullaccounttransfers,skiptotheSignatureSection(4).

6. Ifyouaretransferringpartofyouraccount,listonlytheassetsyouwanttransferredtoSchwab.

SectionB--MutualFundCompanyTransfer 1. CallyourInvestmentAdvisortomakesurethatyourfundistransferabletoSchwab.

2. DoNOTcompletethissectionifSectionAismarked.

3. Pleaseuseaseparateformforeachmutualfundcompanyandaccounttypefromwhichyouaretransferringassets.

4. Youcanlistsixmutualfundsfromonefundcompanyonthesameform.(Ifyouhavemorethansixfundsfromthesamefundcompany, pleasefilloutaseparateformandattach,alongwithyoursignature.)

5. Totransferyourmutualfundposition,check"InKind."Ifyouwouldliketosellyourfundandhavedollarstransferred,check"Liquidate."

6. Besuretochooseadividendreinvestmentoptionwhentransferringyourmutualfundsinkind.

7. Ifyoudonotindicatehowyouwouldlikeyoursharestransferredandyourdividendsandcapitalgainscredited,Schwabwilltransferall requestedsharesandreinvestyourdividendsandcapitalgainsdistributions.IfdividendreinvestmentisnotavailableatSchwabforthe sharesyouaretransferring,Schwabwillautomaticallypayallfuturedividendsandcapitalgainsdistributionsincash.

8. Requeststosellmutualfundpositionsaredependentuponthedeliveringfirmreceivingandprocessingtherequestandmaytake severalweekstocomplete.

SectionC--Bank,Savings&Loan,CreditUnionorInsuranceCompanyAnnuityTransfer 1. Pleaseuseoneformforeachaccountyouaretransferring.

2. TotransfertheproceedsofamaturingCD,initiateyourtransfertwoorthreeweeksbeforethematuritydate.

3. IfyouareliquidatingandtransferringaCDbeforeitmatures,youmayincuranearlywithdrawalpenalty.Checkwithyourbankto determinethepenaltyamount.

4. SchwabInstitutional?canacceptproceedsfromliquidatedannuities.Yourinsurancecompanymaychargeafeeforliquidation.

5. Fundsinanannuitymoneymarketsubaccountmaystillbesubjecttosurrendercharges.

6. Mostinsurance/annuitycompaniesrequirepolicyholderstocompletetheirdocumentstofacilitateatransfer/rollover. Pleasecontactyourinsurance/annuitycompanytoconfirmiftheyrequireadditionaldocumentation,andthenforwardall requireddocumentstoSchwabforfurtherprocessing.

Section4--AuthorizationtoTransfer 1.AllAccountHoldersontheaccountyouaretransferring,aswellastheSchwabaccount,mustsignanddatewherenoted.

2.Iftransferringfromanindividualaccounttoajointaccount,useSection5.

WB ?2004CharlesSchwab&Co.,Inc. Allrightsreserved. MemberSIPC. SchwabInstitutionalisadivisionofCharlesSchwab&Co.,Inc. CRS21936(1203-01031) APP10864-12(12/04)

AccountTransferForm

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SchwabClearingNumber:0164

ForSchwabUseOnlyBrokerClearingNumber_________________________________________

BrokerChangeOnly Partial

Keogh/Qualified Brokerage

ACAT Non-ACATFull

IRA MutualFund

Rollover 403(b)

1.SchwabAccountInformationSchwabrespectsyourprivacy.Wewillusetheinformationyouprovidetoprocessyourtransferofaccountrequest.

NameasItAppearsonYourAccount

SchwabAccountNumber(eightdigits)

rmationAbouttheAccountYouAreTransferring

SocialSecurityNumber/TaxID

NameofFirm,MutualFundCompanyorInsuranceCompany

YourAccountNumber

NameandTitleoftheAccountasShownonYourStatement

3.TypeofTransferPleasecompleteonlyONEofthefollowingsections:A,BorC.

IMPORTANT:Inordertotransferthisaccount,acompletecopyofyourmostrecentstatement(noolderthan90days)isrequiredandmustbeattached.

A.BrokerageorTrustCompanyAccountTransfer(Selecttheappropriateoption.) Transfermyentireaccount.(PleaseskiptoSection4.)

ForSchwabUseOnly(Non-ACATtransfers) Deliverallsecuritiesinkindanduninvestedcreditbalance.

Transferonlythefollowingassetsfrommyaccount.(PleaseDONOTCOMPLETEthe followingsectionifyouaretransferringyourentireaccountorifyouaretransferringfrom

Issueacertificateforwholeshares,liquidateallfractionalshares anddiscontinuedividendreinvestment.

amutualfundcompany.ThissectionistobeusedforPARTIALTRANSFERSONLY.Pleaseattachadditionalformsifnecessary.)

DescriptionofAsset(moneymarket,stocks,bonds,etc.)

(Partialtransfersonly)

Quantity (Indicate#of sharesor"ALL.")

DescriptionofAsset(moneymarket,stocks,bonds,etc.) (Partialtransfersonly)

Quantity (Indicate#of sharesor"ALL.")

B. MutualFundCompanyTransfer

(DoNOTcompletethissectionifSectionAismarked.PleaseuseaseparateAccountTransferFormforeachmutualfundcompany.Indicatebelowhow youwouldlikeyoursharestransferredandyourdividendsandcapitalgainscredited.Ifyoudonotindicateachoice,Schwabwilltransferallshares requestedinkindandreinvestyourdividendsandcapitalgainsdistributions.IfdividendreinvestmentisnotavailableatSchwabforthesharesyou aretransferring,Schwabwillautomaticallypayallfuturedividendsandcapitalgainsdistributionsincash.)

NameofFund

FundAccountNumber

(InQdiucaatneti#tyo f

(CHhaenckdloinnge.)

sharesor"ALL.") InKind Liquidate

PayCapitalGainsandDividendsas (Checkoneiftransferringshares.)

ReinvestedShares

Cash

OmnibusAccount (Schwabcompletes.)

C.Bank,Savings&Loan,CreditUnionorInsuranceCompanyAnnuityTransfer(Selectonlyone.)

Transferonlycash.Chooseone:ALL$______________orPORTION$______________

LiquidateCDorannuityimmediatelyandtransfercash.IamawareofandacknowledgeanypenaltyIwillincurfromanearlywithdrawal.

LiquidateCDorannuityatmaturityandtransfercash.Specifymaturitydate:__________________(Submit2to3weeksbeforematuritydate.)

LiquidateaportionofCDorannuityimmediately$______________.IamawareofandacknowledgeanypenaltyIwillincurinexcessofthepenalty-

freeamount.

LetterofAuthorization(ForSchwabUseOnly)

Tothepriortrusteeorcustodian:PleasebeadvisedthatCharlesSchwab&Co.,Inc.willaccepttheprevious-captionedaccountassuccessor custodian.

SuccessorCustodianAuthorizedSignature __________________________________________________ Date ______________________

(mm/dd/yy)

WB ?2004CharlesSchwab&Co.,Inc. Allrightsreserved. MemberSIPC. SchwabInstitutionalisadivisionofCharlesSchwab&Co.,Inc. CRS21936(1203-01031) APP10864-12(12/04)

Page2of2

4.AuthorizationtoTransferAttachacompletecopyofyourmostrecentstatement(noolderthan90days)foreachaccountyouaretransferringto

Schwab.Notethatallaccountholders'signaturesarerequiredonthisform.

ToDeliveringFirm:UnlessotherwiseindicatedintheinstructioninSection3 onpreviouspage,pleasetransferallassetsinmyaccounttoCharlesSchwab &Co.,Inc.("Schwab").Iunderstandthattotheextentanyassetsinmyaccount arenotreadilytransferable,withorwithoutpenalties,suchassetsmaynotbe transferredwithinthetimeframesrequiredbyNewYorkStockExchangeRule 412orsimilarruleoftheNationalAssociationofSecuritiesDealersorother designatedexaminingauthority.Unlessotherwiseindicatedintheinstruction inSection3,Iauthorizeyoutoliquidateanynontransferableproprietarymoney marketfundassetsthatarepartofmyaccountandtransfertheresultingcredit balancetothesuccessorcustodian.Iunderstandthatyouwillcontactmewith respecttothedispositionofanyotherassetsinmysecuritiesaccountthat arenontransferable.Iauthorizeyoutodeductanyoutstandingfeesdueyou fromthecreditbalanceinmyaccount.Ifmyaccountdoesnotcontainacredit balance,orifthecreditbalanceintheaccountisinsufficienttosatisfyany outstandingfeesdueyou,Iauthorizeyoutoliquidatetheassetsinmyaccount totheextentnecessarytosatisfythatobligation.Ifcertificatesorotherinstrumentsinmyaccountareinyourphysicalpossession,Iinstructyoutotransfer themingooddeliverableform,includingaffixinganynecessarytaxwaivers,to enablethesuccessorcustodiantotransferthemintheirnameforthepurpose ofsale,whenandasdirectedbyme.Iunderstandthatuponreceivingacopy ofthistransferinstruction,youwillcancelallopenordersformyaccounton yourbooks.IunderstandthatneitherInormyInvestmentAdvisor("IA")can placetradesinmySchwabaccountwiththecashand/ortransferredsecurities untilthetransferprocessiscompleted,andthatmyIAandIwillberesponsible formonitoringmySchwabaccounttodeterminewhenthetransferprocessis completed.IaffirmthatIhavedestroyedorreturnedtoyoucredit/debitcards

and/orunusedchecksissuedtomeinconnectionwithmysecuritiesaccount. ForRetirementAccounts:Ifthistransferofaccountisforaqualifiedretirementaccount,IhaveamendedtheapplicableplansothatitnamesSchwabas successorcustodian.IfthistransferofaccountisforanIRA,Iherebyadoptor reaffirmmyadoptionoftheCharlesSchwab&Co.,Inc.IndividualRetirement Plan.IfIamtransferringanIRAandtheIRAtypeindicatedonmystatementis differentfromtheIRAIcurrentlymaintainatSchwab(e.g.,TraditionalIRAvs. RolloverIRA),IherebyauthorizeSchwabtocomminglemyIRAassets. Fees:IftheassetsIamtransferringareconsiderednonstandardassetsat Schwab(suchaslimitedpartnerships),IunderstandthatIwillbecharged set-upandmaintenancefees.

Iunderstandthatfractionalsharesofstockarenontransferable,andIagree thatanyfractionalshareswillbeliquidatedbythedeliveringfirmuponthe transferofthewholeshares.Thedeliveringfirmmayormaynotchargeafee forthisliquidation.

Iunderstandthatthedeliveringfirmmayormaynotassessaccountfeesfor thetransferand/orterminationofmyaccountwiththem. MutualFundDividendsandCapitalGains(AccountTransfersvia ACATOnly):IunderstandthatmydeliveringbrokermayprovideSchwab withmutualfunddividendsandcapitalgainsdistributioninstructionsforeach mutualfundposition,sothatSchwabmayimplementtheseinstructions.In theeventthattheinstructionsarenotprovidedbythedeliveringbrokeror thedividendand/orcapitalgainsdistributionoptionrequestedisnotavailable atSchwab,theinstructionswilldefaulttoreinvest(unlessreinvestmentisn't available,inwhichcasedividendsandcapitalgainswillbepaidincash).

Bysigningbelow,IacknowledgethatIhavereadandunderstoodthisforminitsentirety.

______________________________________________________________________________________________ Date _______________________________

AccountHolderSignature

(mm/dd/yy)

______________________________________________________________________________________________ Date _______________________________

AdditionalAccountHolderSignature

(mm/dd/yy)

5.DiscrepanciesofAccountNameandType(Optional)

Iftheaccountthatyouaretransferringisinanindividual'snameandyourSchwabaccountisajointaccount(i.e.,inmorethanoneindividual'sname),theneach jointaccountholdermustsignbelow. Weherebyauthorizeatransferfromtheindividualaccountof_________________________________________________________________________________________________________

tothejointaccountatSchwabfor______________________________________________________________ and______________________________________________________________________ .

______________________________________________________________________________________________ Date _______________________________

JointAccountHolderSignature

(mm/dd/yy)

______________________________________________________________________________________________ Date _______________________________

JointAccountHolderSignature

(mm/dd/yy)

DeliveryInstructions(ForSchwabuseonly)

DeliveryInstructions

Fed-WiredMonies

AllDTC-EligibleSecurities

AlldeliveriesMUSTincludeclientnameandSchwabaccountnumber.

AlldeliveriesMUSTincludeclientnameandSchwabaccountnumber. Wireto:CitibankNA,111WallStreet,NewYork,NY10043

DeliverytoDTCClearing0164,Code40 DividendReinvestmentorClosed-EndMutualFunds AlldeliveriesMUSTincludeclientnameandSchwabaccountnumber.

Issueacertificateforallwholeshares,liquidateallfractionalsharesand discontinuedividendreinvestment.

PhysicalDeliveryofSecurities AlldeliveriesMUSTincludeclientnameandSchwabaccountnumber.

CharlesSchwab&Co.,Inc.,Attn:TransferofAccounts,P.O.Box52013, Phoenix,AZ85072

FedBook-EntrySecurities(e.g.,TreasuryNotes) AlldeliveriesMUSTincludeclientnameandSchwabaccountnumber.

USTRNYC/TRUST ABA#:021001318 AccountCharlesSchwab&Co.,Inc. U.S.TrustA/C#:85225000 SchwabCustomerA/C#:__________________________(Mustinclude 8-digitcustomerA/C#,ifapplicable.)

LiquidateMoneyFundandtransfercashaccordingtoinstructionslisted inthenextsectionstitled"Fed-WiredMonies"or"ForwardChecks."

ABA#:021000089 FBO:CharlesSchwab&Co.,Inc. A/C#:40553953 FortheAccountofSchwabA/C#:_________________________ ForwardChecks AlldeliveriesMUSTincludeclientnameandSchwabaccountnumber. CharlesSchwab&Co.,Inc.,Attn:TransferofAccounts P.O.Box52013,Phoenix,AZ85072 OvernightMailingAddress: CharlesSchwab&Co.,Inc.,Attn:Cashiering 3133EastCamelbackRoad,Phoenix,AZ85016 ACATMutualFundRegistrationInstructions AlldeliveriesMUSTincludeclientnameandSchwabaccountnumber.

CharlesSchwab&Co.,Inc.,Attn:MutualFunds 101MontgomeryStreet,SanFrancisco,CA94104

Dividend&CapitalGainsOption Reinvest DeposittoNewPlan

BrokerInstructions(ifbrokeragreementexists) AlldeliveriesMUSTincludeclientnameandSchwabaccountnumber. CharlesSchwab&Co.,Inc.,101MontgomeryStreet,SanFrancisco,CA94104

WB ?2004CharlesSchwab&Co.,Inc. Allrightsreserved. MemberSIPC.

SchwabInstitutionalisadivisionofCharlesSchwab&Co.,Inc. CRS21936(1203-01031) APP10864-12(12/04)

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