Needs Statement Plan
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NEEDS
STATEMENT
Project or System Name
U.S. Department of Housing and Urban Development
Month, Year
Revision Sheet
|Release No. |Date |Revision Description |
|Rev. 0 |1/31/00 |SEO&PMD Needs Statement |
|Rev. 1 |5/9/00 |Needs Statement Template and Checklist |
|Rev. 2 |4/12/02 |Conversion to WORD 2000 format |
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| |Needs Statement Authorization |
| |Memorandum |
I have carefully assessed the Needs Statement for the (System Name). This document has been completed in accordance with the requirements of the HUD System Development Methodology.
MANAGEMENT CERTIFICATION - Please check the appropriate statement.
______ The document is accepted.
______ The document is accepted pending the changes noted.
______ The document is not accepted.
We fully accept the changes as needed improvements and authorize initiation of work to proceed. Based on our authority and judgment, the continued operation of this system is authorized.
_______________________________ _____________________
NAME DATE
Project Leader
_______________________________ _____________________
NAME DATE
Operations Division Director
_______________________________ _____________________
NAME DATE
Program Area/Sponsor Representative
_______________________________ _____________________
NAME DATE
Program Area/Sponsor Director
NEEDS STATEMENT
TABLE OF CONTENTS
Page #
1.0 GENERAL INFORMATION 1-1
1.1 Purpose 1-1
1.2 Scope 1-1
1.3 System Overview 1-1
1.4 Project References 1-2
1.5 Acronyms and Abbreviations 1-2
1.6 Points of Contact 1-2
1.6.1 Information 1-2
1.6.2 Coordination 1-2
2.0 NEEDS DESCRIPTION 2-1
2.1 Needs 2-1
2.2 Benefits Expected 2-1
2.3 Existing and Planned Capabilities 2-1
2.4 Organizational Effects 2-1
2.5 Assessment of Need 2-1
2.6 Constraints 2-2
2.7 Estimated Costs 2-2
2.7.1 Total Estimated Costs 2-2
2.7.2 Phase Cost Estimate 2-2
2.8 Integration 2-3
1.0 GENERAL INFORMATION
NOTE TO AUTHOR: Highlighted, italicized text throughout this template is provided solely as background information to assist you in creating this document. Please delete all such text, as well as the instructions in each section, prior to submitting this document. ONLY YOUR PROJECT-SPECIFIC INFORMATION SHOULD APPEAR IN THE FINAL VERSION OF THIS DOCUMENT.
The Needs Statement describes a need, justifies the exploration of alternative solutions, and identifies estimated costs associated with these actions.
GENERAL INFORMATION
1 1.1 Purpose
Describe the purpose of the Needs Statement.
2 1.2 Scope
Describe the scope of the deficiency covered by this Needs Statement as it relates to the project.
3 1.3 System Overview
Provide a brief system overview description as a point of reference for the remainder of the document. In addition, include the following:
1. Responsible organization
2. System name or title
3. System code
4. System category
1. Major application: performs clearly defined functions for which there is a readily identifiable security consideration and need
2. General support system: provides general ADP or network support for a variety of users and applications
5. Operational status
3. Operational
4. Under development
5. Undergoing a major modification
6. System environment or special conditions
4 1.4 Project References
Provide a list of the references that were used in preparation of this document. Examples of references are:
7. Specific directives affecting this project
8. Previously developed documents relating to the project
9. Documentation concerning related projects
10. HUD standard procedures documents
5 1.5 Acronyms and Abbreviations
Provide a list of the terms and abbreviations used in this document and the meaning of each.
6 1.6 Points of Contact
1 1.6.1 Information
Provide a list of the points of organizational contact (POC) that may be needed by the document user for informational and troubleshooting purposes. Include type of contact, contact name, department, telephone number, and e-mail address (if applicable). Points of contact may include but are not limited to helpdesk POC, development/maintenance POC, and operations POC.
2 1.6.2 Coordination
Provide a list of organizations that require coordination between the project and its specific support function (e.g., installation coordination, security, etc.). Include a schedule for coordination activities.
2.0 NEEDS DESCRIPTION
NEEDS DESCRIPTION
1 2.1 Needs
Summarize the needs in terms of the job to be done and the results or outcome to be achieved. Describe the scope and nature of the deficiency. The deficiency to be satisfied is identified as narrowly as possible to increase the probability of developing or modifying a system that will accurately meet the user’s requirements. The Needs Statement describes a deficiency or needs. It does not suggest a solution.
2 2.2 Benefits Expected
Describe the benefits to be expected.
3 2.3 Existing and Planned Capabilities
Describe existing or currently planned capabilities to perform this function.
4 2.4 Organizational Effects
A need may be common to more than one functional area or office. If so, identify those functional areas. Identify by title and function, the functional areas or offices that are experiencing the need or deficiency. If more than one organization is cited, indicate the primary user.
Describe briefly the organizational and functional environment.
5 2.5 Assessment of Need
Evaluate the ability of current and planned capabilities to accomplish the function. Base the evaluation on one or more of the following factors:
11. A deficiency in existing capabilities, (e.g., excessive labor intensity, lack of adequate controls, untimely report data, inability to adequately perform the function).
12. The obsolescence of equipment or software.
13. The vulnerability of existing systems.
14. The isolation of the existing system from other parts of the automation or data communications network.
15. The development of new programs.
6 2.6 Constraints
Identify conditions that constrain accomplishment of functional needs, such as:
16. Timeliness
17. Relative priority within the functional areas
18. Limits on investment or recurring costs that will be placed on the alternative solutions
19. Policy or organizational constraints placed on the identification and selection of alternatives to be considered
20. Inter-agency, intra-agency, federal, international standardization and/or inter-operability requirements
21. Potentially critical interdependencies or interfaces with other systems, new technology or development programs
22. Logistics and staffing considerations
23. Security and survivability or physical disaster considerations
7 2.7 Estimated Costs
1 2.7.1 Total Estimated Costs
Estimate the range of costs and resources required to fulfill the need. This is accomplished by estimating the costs to develop and implement the project and the costs to complete the study of the need and consider alternative solutions. This estimate is understood to be preliminary, based on the user's best estimation of time, staff, equipment, and communications resources. It is intended to determine probable approval and funding levels and to assist in obtaining funding support.
2 2.7.2 Phase Cost Estimate
At a high level, state the events, tasks, estimated resources, and estimated cost required to complete the concept development.
8 2.8 Integration
Indicate whether the proposed system is consistent with the relevant systems strategic integration plan(s). If the solution to the information management need requires development of a financial management system or impacts current or proposed financial management systems, indicate consistency or inconsistency with the relevant systems strategic integration plan(s) as follows:
If solutions are consistent with the relevant systems strategic integration plans:
Reference the plan(s)
Explain how the development effort fits into the schedule of the plan(s)
Demonstrate consistency with the objectives of the plan(s)
If solutions are inconsistent with the relevant systems strategic integration plans:
Reference the plan(s)
Explain the inconsistency from a timing or solution standpoint (e.g., correction of a material weakness that cannot wait until implementation of the integrated system)
Apply for a temporary waiver
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