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Vlad Tenev, Co-Founder Robinhood, retail brokerage firm and free-trading app that seeks to “democratize investing” for a new generation: Tenev Interview. Class 25: BD registration and compliance programs . Summary of class: Once a firm triggers the definition of a broker or dealer it will (with limited exceptions) be required to register with the SEC and become a member of an SRO. This ... ................
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