529 Plans - Summit Financial Networks

529 Plans

Approved Products August 07, 2020

Product Type/Program Manager

Product Name

Restrictions

Contact Info

Due Diligence Notes

State of Issue

Allianz Global Investors

College Access 529 Advisor Sold

Lic Req`d: Series 6

Oklahoma Dream 529 Plan

Lic Req`d: Series 6

American Century Investment Management

Learning Quest Lic Req`d:

Advisor

Series 6

American Funds Distributors, Inc.

ABLEAmerica

Lic Req`d: Series 6

College America

Lic Req`d: Series 6

Ascensus College Savings

New York's 529 Advisor Guided College Savings Program

Lic Req`d: Series 6

North Dakota CollegeSAVE 529 Plan

Lic Req`d: Series 6

Ascensus

College

College Bound

Savings

Fund - Advisor

Recordkeeping Sold

Lic Req`d: Series 6

Services, LLC

(866)

529-7462

SD



(866)

529-7462

OK



(877)

882-6236

KS



(800) 421-0180

AL;AK;AZ;AR;CA;CO;CT;DE;DC;FL;GA;HI;ID;IL;IN;IA;KS;KY;LA;ME;MD;MA;MI;MN;MS;MO;MT;NE;NV;NH;NJ;NM;NY;NC;N



(800)

421-0180

VA







(877)

529-2980

RI



For broker dealer and investment adviser use only. MAY NOT BE SHOWN OR DISTRIBUTED TO THE PUBLIC.

1 of 7

529 Plans

Approved Products August 07, 2020

Product Type/Program Manager

Product Name

Restrictions

Blackrock Advisors

Black Rock College Advantage

Lic Req`d: Series 6

(866)

OH

529-8582

collegeadvantage

Calvert Asset Management

DC 529 College Savings Progam Advisor Sold

Lic Req`d: Series 6

(800)

368-2745

DC



Columbia Management

Future Scholar 529 College Lic Req`d: Savings Plan - Series 6 Advisor Sold

(888)

244-5674

SC



Fidelity

Fidelity Advisor Lic Req`d:

Investments 529 Plan

Series 6

(877)

208-0098

NH



First National Bank of Omaha

Nebraska

Education

Savings Trust - Lic Req`d:

Advisor

Series 6

College

Savings Plan

(888)

659-6378

NE



Franklin Templeton

Franklin

Templeton 529 Lic Req`d:

College

Series 6

Savings Plan

(866)

362-1597

NJ



Hartford Life The Hartford Lic Req`d:

Insrance

SMART 529 Series 6

(866)

574-3542

WV



Hartford Life Insurance Company

Connecticut Higher Education Trust (CHET) Advisor Plan

Lic Req`d: Series 6

(877)

407-2828

CT



Contact Info

For broker dealer and investment adviser use only. MAY NOT BE SHOWN OR DISTRIBUTED TO THE PUBLIC.

Due Diligence Notes

State of Issue

2 of 7

529 Plans

Approved Products August 07, 2020

Product Type/Program Manager

Product Name

Restrictions

Legg Mason Global Asset Management

Scholars

Lic Req`d:

Choice College Series 6

Savings

Program

(888)

572-4652

CO

scholars-choice.

Restriction:

Rep must be

resident of ME;

accounts only

Merrill Lynch, NextGen

Pierce, Fenner College

& Smith

Investing Plan

for ME

(877)

residents or ME 463-9843

beneficiaries.

Requires



ME

pre-qualification

by State of ME.

Lic Req`d:

Series 6

(866)

MFS Fund MFS 529

Lic Req`d:

Distributors Savings Plan Series 6

637-7526

OR



OFI Private Investments, Inc.

Lonestar 529 Plan

Lic Req`d: Series 6

(877)

432-7444

TX



OPI Private Scholar's Edge Lic Req`d:

Investments

Series 6

(866)

529-7283

NM



Putnam

Putnam 529 for Lic Req`d:

Investments America

Series 6

(877)

778-6265

NV

advisor

State of Arkansas

iShares 529 Plan- A Shares

Lic Req`d: Series 6

Only A and L Shares are AR approved

iShares 529 Plan- L Shares

Lic Req`d: Series 6

Only A and L Shares are AR approved

Contact Info

For broker dealer and investment adviser use only. MAY NOT BE SHOWN OR DISTRIBUTED TO THE PUBLIC.

Due Diligence Notes

State of Issue

3 of 7

Product Type/Program Manager

Product Name

State of California

California 529 Plan

State of Delaware

Delaware 529 Plan

State of Florida

Florida 529 Plan

State of Georgia

Georgia 529 Plan

State of Hawaii Hawaii 529 Plan

State of Idaho Idaho 529 Plan

State of Kentucky

Kentucky 529 Plan

529 Plans

Approved Products August 07, 2020

Restrictions

Contact Info

California

does not

currently provide an

CA

Advisor-Sold

plan.

Delaware

does not

currently provide an

DE

Advisor-Sold

plan.

Florida does not currently provide an FL Advisor-Sold plan.

Georgia does not currently provide an GA Advisor-Sold plan.

Hawaii does not currently provide an HI Advisor-Sold plan.

Idaho does not currently provide an ID Advisor-Sold plan.

Kentucky does not currently provide an KY Advisor-Sold plan.

For broker dealer and investment adviser use only. MAY NOT BE SHOWN OR DISTRIBUTED TO THE PUBLIC.

Due Diligence Notes

State of Issue

4 of 7

529 Plans

Approved Products August 07, 2020

Product Type/Program Manager

State of Louisiana

Louisiana 529 Plan

State of Maryland

Maryland 529 Plan

State of Massachusetts

Massachusetts 529 Plan

State of Minnesota

Minnesota 529 Plan

State of Mississippi

Mississippi Affordable College Savings (MACS) Program

State of Montana

Montana 529 Plan

State of North North Carolina

Carolina

529 Plan

Product Name

Restrictions

Louisiana

does not currently

LA

provide an

Advisor-Sold

plan.

Maryland does not currently provide an MD Advisor-Sold plan.

Massachusetts

does not

currently provide an

MA

Advisor-Sold

plan.

Minnesota

does not

currently provide an

MN

Advisor - Sold

plan.

Mississippi

(800) does not

987-4450 currently provide an

MS

Advisor-Sold

plan.

Montana does not currently provide an MT Advisor-Sold plan.

North Carolina does not currently provide an NC

Contact Info

For broker dealer and investment adviser use only. MAY NOT BE SHOWN OR DISTRIBUTED TO THE PUBLIC.

Due Diligence Notes

State of Issue

5 of 7

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