Comp1_unit6b_audio_transcript.doc - Lane Community College



Introduction to Healthcare and Public Health in the US: Regulating Healthcare

Audio Transcript

Slide 1

Welcome to Introduction to Healthcare and Public Health in the US: Regulating Healthcare. This is Lecture (b).

The component, Introduction to Healthcare and Public Health in the US, is a survey of how healthcare and public health are organized and services delivered in the US.

Slide 2

The Objectives for Regulating Healthcare are to:

Describe the role of accreditation, regulatory bodies, and professional associations in healthcare in the US.

Describe the basic concepts of law in the US: the legal system, sources of law, classification of laws, the court system, and the trial process.

Describe legal aspects of medicine involving the Affordable Care Act, professional standards in healthcare, medical malpractice, tort reform, and Medicare and Medicaid fraud and abuse.

Describe key components of the Health Insurance Portability and Accountability Act (HIPAA) and current issues concerning privacy and patient safety in the US.

Discuss the need for quality clinical documentation for use of the health record as a legal document, communication tool, and a key to prove compliance for healthcare organizations.

Slide 3

This lecture describes the basic concepts of law in the US, including the branches of government, sources of law, classification of laws, the court system, and the trial process.

There are three branches of government in the US: legislative, executive, and judicial. At the federal level, the legislative branch consists of the House of Representatives and the Senate. The President of the United States is the head of the federal executive branch, which includes numerous departments and agencies, such as the Department of Labor and the Department of Health and Human Services. The federal court system includes local federal district courts, district courts of appeals, and the US Supreme Court.

Slide 4

The division of the government into three branches is known as the separation of powers. Each branch has separate and independent areas of responsibility, which is one way the US Constitution ensures that no single branch becomes too powerful. Another way of balancing power is the concept of checks and balances. For example, the President can veto an act of Congress, but Congress can override the veto with a two-thirds majority vote. Another example is that a court can invalidate a statute [stat-choot] or regulation that it finds to be outside the constitutional authority of one of the other government branches. The Constitution gives each branch many other ways to limit the power of the other branches.

Slide 5

At the most basic level, the legislative branch makes laws by enacting statutes. The executive branch must approve the law, and once the law passes, it enforces the law. The judicial branch interprets laws. However, there are many exceptions to this general scheme.

Many of the laws passed by Congress do not specify every detail of how the law will be implemented. When this happens, the administrative agency responsible for enforcing the law writes regulations, rules, and policies. For example, Congress passed the Health Insurance Portability and Accountability Act of 1996, commonly known as HIPAA [hip-uh]. However, it left many of the details up to the Department of Health and Human Services. The HIPAA Privacy Rule is one example of an administrative law that the Department of Health and Humans Services wrote.

Sometimes, a dispute comes before a court that involves a situation for which there is no explicit law or regulation. In these cases, the court must interpret existing law to find situations that are similar to the case at hand. It then formulates a rule to apply to the facts. The rules that courts make in this way are known as case law or common law.

Slide 6

There are two kinds of courts within most legal systems. The trial court hears evidence in a dispute, decides which party is telling the truth, and decides the outcome by determining how the law applies to the facts of the specific case.

After the trial court makes its decision, the losing party has the right to appeal that decision to a higher court, known as an appellate [uh-pell-it] court.

An appeals court consists of a panel of judges. For example, a panel of three judges is common in the federal courts of appeals. In most cases, appellate judges do not hear any witnesses or consider any new evidence. The role of a court of appeals is to decide whether the trial court properly applied the law to the facts of the case. A court of appeals gives great weight to the determinations the trial court made about what evidence was reliable and which witnesses were telling the truth.

In the federal system, the party who loses in a court of appeals may appeal to the US Supreme Court. However, the parties do not have an absolute right to further appeal. Each year, the Supreme Court accepts only a small portion of the cases filed by parties from the lower courts, and declines to hear the rest.

Slide 7

The word “jurisdiction” [joo-riss-dick-shun] refers to whether a court has the authority to hear and decide cases. There are many complicated situations involving federal jurisdiction, but most of these cases do not involve ordinary people. The cases that are heard in federal court are those concerning federal treaties with foreign governments, disputes about a federal law, cases about the US Constitution, and disputes between citizens of different states.

If a dispute involves matters of state law, it is heard in the courts of that state. States have both trial and appellate courts.

If a dispute arises solely out of questions of local law, it is heard in the court for that city. These are usually called municipal or city courts. Most local court systems do not have their own system of appeals, so appeals go into the state system.

Slide 8

The table on this slide is an example of court jurisdiction for various levels of government. For someone who lives in Cleveland, Ohio, there are three separate trial court systems. If a dispute falls under the jurisdiction of the federal courts, it would be heard in the U.S. District Court for the Northern District of Ohio. If a case involves a question of state law, it would be heard in the Cuyahoga [kye-yuh-hoe-guh] County Court of Common Pleas. If the issue involves a violation of the city code, it would be heard in the Cleveland Municipal Court. The appellate court and the high court would depend on which trial court heard the case.

Slide 9

The law has two major divisions: private and public. Private law is usually called civil law. It deals with relationships between people, relationships between people and organizations such as businesses, and relationships between organizations. Just as private relationships can be complicated, there are many kinds of civil law. For example, family law, also called domestic relations law, concerns the relationships between current or former spouses or between parents and their children. Property law involves disputes about the ownership of land. Contract law and torts law are discussed later in this lecture.

Public law deals with the relationships between people and the government. For example, the law says you cannot engage in certain acts, such as stealing. Criminal law and administrative law are two major areas of public law.

Slide 10

Violation of a civil law usually results in an exchange of money between the private parties to the lawsuit. Violation of a public law usually results in fines paid to the government, and it can also result in imprisonment. The same illegal action may result in both kinds of penalties.

Slide 11

This slide shows an example of an action that has consequences for both criminal law and civil law. Suppose that someone drives while intoxicated, crashes his car, and seriously injures the driver of the other car. This single incident would likely result in two trials. In the criminal trial, the driver’s penalty could include imprisonment, paying a fine to the state, and losing his driver’s license. In the civil trial, the outcome would be paying money to the injured driver to compensate for the injuries. In addition, if someday the drunk driver wants to have his driver’s license reinstated, he may have to participate in an administrative hearing in the relevant state agency.

Slide 12

Two important sub-classifications of civil law are contract law and tort law. Contract law involves disputes that arise out of agreements that people have made with one another.

Sometimes, disputes arise from interactions about which there was no previous agreement. The basis for resolving these disputes is called tort law. This type of law concerns how reasonable people are expected to interact with each another.

The rest of this diagram is explained in the next few slides.

Slide 13

In order for a contract to exist, there has to be a definite offer by one party, unconditional acceptance by the other party before the offer terminates, and consideration. Consideration means that something of value will be exchanged; that is, one party will give something of value in exchange for the promises or assurances of the other party.

An express contract is one in which the parties clearly and definitely agree to the basic elements of a contract. The contract does not have to be in writing. The parties can agree to the basic elements of a contract verbally.

Sometimes, people act in ways that imply agreement. For example, suppose a person goes into a store, requests a certain item, and holds out the required amount of money. If the merchant takes the money and places it in the cash register, it is implied that the merchant has entered into a contract to give the person the requested merchandise. In a situation like this, the parties have what is legally called a “contract implied in fact.”

All of these kinds of contracts are legally binding. The main difference is that the terms of an express, written contract are usually easiest to prove in a court of law. The terms of an implied contract are generally most difficult to prove.

Slide 14

The two major subgroups of tort law are intentional torts and negligence. An intentional tort occurs when someone deliberately causes harm to another person. There are many kinds of intentional torts. For example, if a man becomes angry at someone, punches him in the face, and breaks his nose, he commits an intentional tort called battery. If a woman falsely tells others in her workplace that a coworker has committed fraud, she commits an intentional tort known as defamation [deh-fuh-may-shun].

Of course, people can be harmed when no harm was intended. Sometimes things just happen and no one is to blame. On the other hand, if someone acts carelessly or unreasonably and someone else is harmed as a result, a court may find the person responsible even though he or she did not mean to harm anyone. Legally, this is called negligence.

Slide 15

There are many kinds of public law. The two types that have the most effect on individuals are criminal law and administrative law. The most serious kinds of crimes, such as murder and kidnapping, are called felonies. Less serious crimes, such as disturbing the peace and minor traffic violations, are known as misdemeanors.

Administrative law consists of the many rules, regulations, and policies that are written by government agencies.

Slide 16

Litigation [lih-tih-gay-shun] is the process by which disputes are resolved in US courts. The procedure for presenting a case is called the “adversary [add-vehr-sair-ee] system.” Each side, or party, to a dispute must present its own evidence. If there is a discrepancy between the facts that each side presents, the judge or jury decides who is telling the truth.

In a civil case, the person who claims, or alleges [uh-leh-jiz], that he or she has been harmed is called the plaintiff. The person who allegedly committed the wrongful act is called the defendant. Usually, each side has a lawyer. For example, a patient may file a lawsuit alleging that some harm has arisen as a result of wrongful medical treatment. He becomes the plaintiff and the attorney who represents him is known as the plaintiff’s attorney. In this situation, the lawyer who represents the medical professional is called the defense attorney.

In a criminal case, the state brings charges against the defendant, who is alleged to have broken some law. The individual who has been harmed is not a party to this proceeding. The title of the attorney who represents the government varies. In the federal system, this is a US attorney. In most state systems, it is a prosecuting attorney or state’s attorney.

Slide 17

In a civil lawsuit, the parties are entitled to receive information from each other so that they can develop their case to present to the neutral fact-finder. This process is known as discovery.

One kind of discovery is a deposition [deh-po-zih-shun]. The parties and other witnesses are sworn in and questioned by one or more of the attorneys involved in the case. A deposition can be far-reaching and include topics that will not ultimately be admissible at trial. Usually, each party is deposed [dih-posed] by the opposing attorney.

In most cases, many other people know something about the facts of the case. The court can require additional witnesses to appear for questioning. A subpoena [suh-pee-nah] is a document issued by a court that orders a person to appear for testimony at a deposition or trial.

Another category of people who are often deposed are expert witnesses. These people are not actual witnesses to the events of the case. Instead, they are hired by one of the parties because they have knowledge or expertise that might help the fact-finder understand complicated matters.

Slide 18

Many administrative agencies of the executive branch of government have their own system of review, outside the normal judicial system. These are known as administrative hearings. The agency may or may not have its own appeals process, but either way, its decisions can usually be appealed to a court of law.

Slide 19

An example of an administrative hearing process can be seen in the Social Security Administration, or SSA. If someone is denied benefits, he or she can request a hearing from an SSA officer. If the hearing officer still denies benefits, the person can request a review by the Social Security Appeals Council. If the applicant is dissatisfied with the Appeals Council’s decision, he or she may file a case in the US District Court.

Slide 20

This concludes Lecture (b) of Regulating Healthcare. In summary, the legislative, executive, and judicial branches of government are all sources of law. When people have disputes they cannot resolve, they often resort to litigation, which is the process of having the dispute decided in court. Each party presents its own case in an adversarial process. The final outcome is determined by the trial court, which acts as a neutral fact-finder. Appellate courts decide whether the trial court properly applied the law to the facts of the case. Laws are divided into private and public types, each with further subcategories.

Slide 21

References slide. No audio.

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