FEE AND COMMISSION SCHEDULE - Lincoln Financial Group
FEE AND COMMISSION SCHEDULE ? Brokerage Portfolio? Platinum Account
ACCOUNT AND SERVICE FEES
Fee type Account Fee Cash Debit Balance Interest Charge Check Reorders
Fed Wires Legal Return Legal Transfer Mutual Fund Ticket Charges No-Load Mutual Fund Transaction Fee
Overnight Checks Physical Reorganizations Returned Checks Securities Safekeeping Fee Service and Handling (per Trade) Stop Payments
Transfer and Ship (DRS* Eligible)
Transfer and Ship (Non-DRS* Eligible)
Transfer Delivery/Account Termination Fee Unit Investment Trust Sale Transaction Fee *Direct Registration of Securities
COMMISSION SCHEDULE ? Stocks
Transaction Amount Less than $2,500 $2,501 - $7,500 $7,501 - $20,000 $20,001 - $50,000 $50,001 - $500,000 $500,001 and Greater
Commission Rate $36 + .023 of Amount $71 + .008 of Amount $98 + .0045 of Amount $118 + .0035 of Amount $193 + .002 of Amount $318 + .00175 of Amount
Fee $150 (annually) NFBLR + 3.00%1 Waived $15 $75 $100 $152 Waived $7-253 $50 $25 $5 Monthly Per Certificate $5 $15 $25 $250 $75 $35
Additional Fee Information For Stocks The maximum charge is $.70 per share. The minimum charge is $.09 per share on the first 1,000 shares plus $.05 per share thereafter. The overriding minimum is $50 per transaction. The foregoing minimum charges also apply to penny stock transactions (stocks priced under $5 per share).
COMMISSION SCHEDULE ? Options
Transaction Amount Less than $2,500 $2,501 - $10,000
Commission Rate $35 + .019 of Amount $59 + .01 of Amount
$10,001 and Greater
$119 + .004 of Amount
Additional Fee Information For Options The maximum charge is $40 per contract on the first two contracts plus $5 per contract thereafter per transaction.
The minimum charge is $50 per transaction.
COMMISSION SCHEDULE ? Bonds4
Transaction Amount Per $1,000 Face Value
Commission Rate $5
ALTERNATIVE INVESTMENTS
Transaction Subscription Fee Per Purchase Redemption Fee Per Position Annual Custody and Valuation Fees
Additional Fee Information For Bonds The overriding minimum is $50 per transaction.
Fee $50 $50 $35
d Lincoln Financial Network (LFN) reserves the right to amend this Fee and Commission Schedule, in its sole discretion, upon written notice to the Account Holder. The Account Holder will be deemed to have consented to the changes if the Account Holder continues to maintain the account(s) and/or request any of the services referenced herein.
1 The National Financial Base Lending Rate (NFBLR) is set at the discretion of National Financial Services LLC, and can change without notice.
2 Normally LFN waives the transactional fees for mutual fund transactions beyond a service and handling fee and any fund company charges outlined in the product prospectus. However, we do reserve the right to charge a mutual fund transaction ticket charge. This fee may be charged by the registered representative or registered investment advisor assigned to your account. Discuss this and all charges with your registered representative or registered investment advisor.
3 Fee contingent upon timing of delivery and shipping carrier.
4 LFN may act as principal. Therefore, securities may be subject to a mark-up or mark-down rather than to a commission charge.
Lincoln Financial Network is the marketing name for the retail sales and financial planning affiliates, Lincoln Financial Securities Corporation and Lincoln Financial
Advisors Corporation, both dually registered broker-dealer and investment adviser entities.
Page 1 of 8
LFN11114
12/15
FEE AND COMMISSION SCHEDULE ? Brokerage Portfolio? Gold Account
ACCOUNT AND SERVICE FEES
Fee type Account Fee Cash Debit Balance Interest Charge Check Reorders
Fed Wires Legal Return Legal Transfer Mutual Fund Ticket Charges No-Load Mutual Fund Transaction Fee
Overnight Checks Physical Reorganizations Returned Checks Securities Safekeeping Fee Service and Handling (per Trade) Stop Payments
Transfer and Ship (DRS* Eligible)
Transfer and Ship (Non-DRS* Eligible)
Transfer Delivery/Account Termination Fee Unit Investment Trust Sale Transaction Fee *Direct Registration of Securities
COMMISSION SCHEDULE ? Stocks
Transaction Amount Less than $2,500 $2,501 - $7,500 $7,501 - $20,000 $20,001 - $50,000 $50,001 - $500,000 $500,001 and Greater
Commission Rate $36 + .023 of Amount $71 + .008 of Amount $98 + .0045 of Amount $118 + .0035 of Amount $193 + .002 of Amount $318 + .00175 of Amount
Fee $100 (annually) NFBLR + 3.00%1 Waived $15 $75 $100 $152 Waived $7-253 $50 $25 $5 Monthly Per Certificate $5 $15 $25 $250 $75 $35
Additional Fee Information For Stocks The maximum charge is $.70 per share. The minimum charge is $.09 per share on the first 1,000 shares plus $.05 per share thereafter. The overriding minimum is $50 per transaction. The foregoing minimum charges also apply to penny stock transactions (stocks priced under $5 per share).
COMMISSION SCHEDULE ? Options
Transaction Amount Less than $2,500 $2,501 - $10,000 $10,001 and Greater
Commission Rate $35 + .019 of Amount $59 + .01 of Amount $119 + .004 of Amount
Additional Fee Information For Options The maximum charge is $40 per contract on the first two contracts plus $5 per contract thereafter per transaction.
The minimum charge is $50 per transaction.
COMMISSION SCHEDULE ? Bonds4
Transaction Amount Per $1,000 Face Value
Commission Rate $5
ALTERNATIVE INVESTMENTS
Transaction Subscription Fee Per Purchase Redemption Fee Per Position Annual Custody and Valuation Fees
Additional Fee Information For Bonds The overriding minimum is $50 per transaction.
Fee $50 $50 $35
d Lincoln Financial Network (LFN) reserves the right to amend this Fee and Commission Schedule, in its sole discretion, upon written notice to the Account Holder. The Account Holder will be deemed to have consented to the changes if the Account Holder continues to maintain the account(s) and/or request any of the services referenced herein.
1 The National Financial Base Lending Rate (NFBLR) is set at the discretion of National Financial Services LLC, and can change without notice.
2 Normally LFN waives the transactional fees for mutual fund transactions beyond a service and handling fee and any fund company charges outlined in the product prospectus. However, we do reserve the right to charge a mutual fund transaction ticket charge. This fee may be charged by the registered representative or registered investment advisor assigned to your account. Discuss this and all charges with your registered representative or registered investment advisor.
3 Fee contingent upon timing of delivery and shipping carrier.
4 LFN may act as principal. Therefore, securities may be subject to a mark-up or mark-down rather than to a commission charge.
Lincoln Financial Group is the marketing name for Lincoln National Corporation and its affiliates. LFN11114
Page 2 of 8 12/15
FEE AND COMMISSION SCHEDULE ? Basic Brokerage Account
ACCOUNT AND SERVICE FEES
Fee type Annual Account Maintenance Fee
Cash Debit Balance Interest Charge Fed Wires Legal Return Legal Transfer Mutual Fund Ticket Charges No-Load Mutual Fund Transaction Fee Overnight Checks Physical Reorganizations Returned Checks
Securities Safekeeping Fee
Service and Handling (per Trade) Stop Payments Transfer and Ship (DRS* Eligible) Transfer and Ship (Non-DRS* Eligible) Transfer Delivery/Account Termination Fee Unit Investment Trust Sale Transaction Fee *Direct Registration of Securities
COMMISSION SCHEDULE ? Stocks
Transaction Amount Less than $2,500 $2,501 - $7,500 $7,501 - $20,000 $20,001 - $50,000 $50,001 - $500,000 $500,001 and Greater
Commission Rate $36 + .023 of Amount $71 + .008 of Amount $98 + .0045 of Amount $118 + .0035 of Amount $193 + .002 of Amount $318 + .00175 of Amount
Fee $50 (Fee waived on accounts generating certain account activity from
July 1 to June 30)
NFBLR + 3.00%1 $15 $75 $100 $152 $35 $7-253 $50 $25 $5 Monthly Per Certificate $5 $15 $25 $250 $75 $35
Additional Fee Information For Stocks The maximum charge is $.70 per share. The minimum charge is $.09 per share on the first 1,000 shares plus $.05 per share thereafter. The overriding minimum is $50 per transaction. The foregoing minimum charges also apply to penny stock transactions (stocks priced under $5 per share).
COMMISSION SCHEDULE ? Options
Transaction Amount Less than $2,500 $2,501 - $10,000 $10,001 and Greater
Commission Rate $35 + .019 of Amount $59 + .01 of Amount $119 + .004 of Amount
Additional Fee Information For Options The maximum charge is $40 per contract on the first two contracts plus $5 per contract thereafter per transaction.
The minimum charge is $50 per transaction.
COMMISSION SCHEDULE ? Bonds4
Transaction Amount Per $1,000 Face Value
Commission Rate $5
ALTERNATIVE INVESTMENTS
Transaction Subscription Fee Per Purchase Redemption Fee Per Position Annual Custody and Valuation Fees
Additional Fee Information For Bonds The overriding minimum is $50 per transaction.
Fee $50 $50 $35
d Lincoln Financial Network (LFN) reserves the right to amend this Fee and Commission Schedule, in its sole discretion, upon written notice to the Account Holder. The Account Holder will be deemed to have consented to the changes if the Account Holder continues to maintain the account(s) and/or request any of the services referenced herein.
1 The National Financial Base Lending Rate (NFBLR) is set at the discretion of National Financial Services LLC, and can change without notice. 2 Normally LFN waives the transactional fees for mutual fund transactions beyond a service and handling fee and any fund company charges outlined in the
product prospectus. However, we do reserve the right to charge a mutual fund transaction ticket charge. This fee may be charged by the registered representative or registered investment advisor assigned to your account. Discuss this and all charges with your registered representative or registered investment advisor. 3 Fee contingent upon timing of delivery and shipping carrier. 4 LFN may act as principal. Therefore, securities may be subject to a mark-up or mark-down rather than to a commission charge.
Lincoln Financial Group is the marketing name for Lincoln National Corporation and its affiliates. LFN11114
Page 3 of 8 12/15
FEE AND COMMISSION SCHEDULE ? Individual Retirement Account
PREMIERE SELECT? RETIREMENT ACCOUNT AND SERVICE FEES
Fee type Check Reorders Fed Wires Legal Return Legal Transfer Lincoln Financial Network Administration Fee National Financial Services LLC Annual Maintenance Fee Mutual Fund Ticket Charges No-Load Mutual Fund Transaction Fee Overnight Checks Physical Reorganizations Retirement Account Full Distribution/Account Termination Fee Returned Checks Securities Safekeeping Fee Service and Handling (per Trade) Stop Payments Transfer and Ship (DRS* Eligible) Transfer and Ship (Non-DRS* Eligible) Unit Investment Trust Sale Transaction Fee *Direct Registration of Securities
COMMISSION SCHEDULE ? Stocks
Fee $5 $15 $75 $100 $5 $35 $151 $35 $7-252 $50 $95 $25
$5 Monthly Per Certificate $5 $15 $25 $250 $35
Transaction Amount Less than $2,500 $2,501 - $7,500 $7,501 - $20,000 $20,001 - $50,000 $50,001 - $500,000 $500,001 and Greater
Commission Rate $36 + .023 of Amount $71 + .008 of Amount $98 + .0045 of Amount $118 + .0035 of Amount $193 + .002 of Amount $318 + .00175 of Amount
The maximum charge is $.70 per share. The minimum charge is $.09 per share on the first 1,000 shares plus $.05 per share thereafter. The overriding minimum is $50 per transaction. The foregoing minimum charges also apply to penny stock transactions (stocks priced under $5 per share).
COMMISSION SCHEDULE ? Options
Transaction Amount Less than $2,500 $2,501 - $10,000 $10,001 and Greater
Commission Rate $35 + .019 of Amount $59 + .01 of Amount $119 + .004 of Amount
Additional Fee Information For Options The maximum charge is $40 per contract on the first two contracts plus $5 per contract thereafter per transaction.
The minimum charge is $50 per transaction.
COMMISSION SCHEDULE ? Bonds3
Transaction Amount Per $1,000 Face Value
Commission Rate $5
ALTERNATIVE INVESTMENTS
Transaction Subscription Fee Per Purchase Redemption Fee Per Position Annual Custody and Valuation Fees
Additional Fee Information For Bonds The overriding minimum is $50 per transaction.
Fee $50 $50 $35
d Lincoln Financial Network (LFN) reserves the right to amend this Fee and Commission Schedule, in its sole discretion, upon written notice to the Account Holder. The Account Holder will be deemed to have consented to the changes if the Account Holder continues to maintain the account(s) and/or request any of the services referenced herein.
1 Normally LFN waives the transactional fees for mutual fund transactions beyond a service and handling fee and any fund company charges outlined in the product prospectus. However, we do reserve the right to charge a mutual fund transaction ticket charge. This fee may be charged by the registered representative or registered investment advisor assigned to your account. Discuss this and all charges with your registered representative or registered investment advisor.
2 Fee contingent upon timing of delivery and shipping carrier.
3 LFN may act as principal. Therefore, securities may be subject to a mark-up or mark-down rather than to a commission charge.
Lincoln Financial Group is the marketing name for Lincoln National Corporation and its affiliates. LFN11114
Page 4 of 8 12/15
FEE AND COMMISSION SCHEDULE ? Profit Sharing Plan ? Money Purchase Plan
PREMIERE SELECT? RETIREMENT PLAN AND SERVICE FEES
Fee type Fed Wires National Financial Services LLC Annual Maintenance Fee Legal Return Legal Transfer Mutual Fund Ticket Charges No-Load Mutual Fund Transaction Fee Overnight Checks Physical Reorganizations Retirement Account Full Distribution/Account Termination Fee Returned Checks Securities Safekeeping Fee Service and Handling (per Trade) Stop Payments Transfer and Ship (DRS* Eligible) Transfer and Ship (Non-DRS* Eligible) Unit Investment Trust Sale Transaction Fee *Direct Registration of Securities
COMMISSION SCHEDULE ? Stocks
Fee $15 $35 $75 $100 $151 $35 $7-252 $50 $95 $25
$5 Monthly Per Certificate $5 $15 $25 $250 $35
Transaction Amount Less than $2,500 $2,501 - $7,500 $7,501 - $20,000 $20,001 - $50,000 $50,001 - $500,000 $500,001 and Greater
Commission Rate $36 + .023 of Amount $71 + .008 of Amount $98 + .0045 of Amount $118 + .0035 of Amount $193 + .002 of Amount $318 + .00175 of Amount
Additional Fee Information For Stocks The maximum charge is $.70 per share.
The minimum charge is $.09 per share on the first 1,000 shares plus $.05 per share thereafter. The overriding minimum is $50 per transaction. The foregoing minimum charges also apply to penny stock transactions (stocks priced under $5 per share).
COMMISSION SCHEDULE ? Options
Transaction Amount Less than $2,500 $2,501 - $10,000 $10,001 and Greater
Commission Rate $35 + .019 of Amount $59 + .01 of Amount $119 + .004 of Amount
Additional Fee Information For Options The maximum charge is $40 per contract on the first two contracts plus $5 per contract thereafter per transaction.
The minimum charge is $50 per transaction.
COMMISSION SCHEDULE ? Bonds3
Transaction Amount Per $1,000 Face Value
Commission Rate $5
ALTERNATIVE INVESTMENTS
Transaction Subscription Fee Per Purchase Redemption Fee Per Position Annual Custody and Valuation Fees
Additional Fee Information For Bonds The overriding minimum is $50 per transaction.
Fee $50 $50 $35
d Lincoln Financial Network (LFN) reserves the right to amend this Fee and Commission Schedule, in its sole discretion, upon written notice to the Account Holder. The Account Holder will be deemed to have consented to the changes if the Account Holder continues to maintain the account(s) and/or request any of the services referenced herein.
1 Normally LFN waives the transactional fees for mutual fund transactions beyond a service and handling fee and any fund company charges outlined in the product prospectus. However, we do reserve the right to charge a mutual fund transaction ticket charge. This fee may be charged by the registered representative or registered investment advisor assigned to your account. Discuss this and all charges with your registered representative or registered investment advisor.
2 Fee contingent upon timing of delivery and shipping carrier.
3 LFN may act as principal. Therefore, securities may be subject to a mark-up or mark-down rather than to a commission charge.
Lincoln Financial Group is the marketing name for Lincoln National Corporation and its affiliates. LFN11114
Page 5 of 8 12/15
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