ATTENDEE LIST BY COMPANY - ICI

CONFERENCES

ATTENDEE LIST BY COMPANY

Theo Rodgers Nicola Espie Andrea Melia James O'Connor Charles Miller Brian Hook Sallie Diederich Christine Carsman Abe Borad Joseph Caruso Michael Mackey Sean Di Soma Jonathon Duquette Mark Anderson Emilie Wrapp Philip Kirstein Angela Borreggine Youse Guia Erick Holt Nancy Morris Claudine Perlet Brian Shlissel Christopher Walsh Thomas Fuccillo Thomas Harter Barbara Green William Healey Edmund Burke Tom Carter Lisa Mougin

A&R Development Corp Aberdeen Asset Management Aberdeen Asset Management Inc. Aberdeen Asset Management Inc. Access Data Broadridge Adams Express Company Advisors Series Trust Affiliated Managers Group, Inc. Alliance Advisors Alliance Advisors Alliance Advisors Alliance Advisors LLC Alliance Shareholder Communications AllianceBernstein AllianceBernstein AllianceBernstein Mutual Funds Allianz Global Investors Allianz Global Investors Allianz Global Investors Allianz Global Investors Allianz Global Investors Allianz Global Investors Allianz Global Investors Capital Allianz Global Investors Fund Management LLC Allianz Global Investors of America Allianz Global Investors of America L.P. Allianz Global Investors of America LP ALPS ALPS ALPS Fund Services

2011 Mutual Funds and Investment Management Conference : Attendee List : 1

Jeremy May David Buhler Paul Leone Warren Antler Gene Needles Wyatt Crumpler Brian Brogan Denise Latchford Lisa Lattan Merele May Jennifer Pool Maryanne Roepke Scott DeWitt Timothy Taggart Paul Goucher Ryan Larrenaga Christopher Petersen Scott Plummer Karen Wilson Paul Major Heather Harker Andrew Pritchard Anne Corona Paul Kim Eric Bristol Frank Centrone Diane Landau Brendan Kalb Joe Trentacosta Cynthia Kalathas Erik Cuellar Anita Zagrodnik Kevin Murphy Jasna Dolgov Stacey Hong Mary Cantwell William MacGregor Brian Walsh Patricia Louie Angus Macdonald Jennifer Dashek

ALPS Fund Services Inc. ALPS Fund Services, Inc. ALPS Fund Services, Inc. Altman Group60 American Beacon Advisors American Beacon Advisors, Inc. American Century Investments American Century Investments American Century Investments American Century Investments American Century Investments American Century Investments American Financial Printing, Inc. American Growth Fund, Inc. Ameriprise Financial Ameriprise Financial Ameriprise Financial Ameriprise Financial Ameriprise Financial Ameriprise Financial, Inc. Ameristock Corporation AmWINS Group, Inc Aon Risk Services Aon Risk Solutions Apollo Investment Corporation Apollo Investment Corporation Apollo Investment Corporation AQR Capital Management, LLC AQR Capital Management, LLC Arendt & Medernach Ares Management Ariel Investments, LLC Arthur Cox, Law Firm Artisan Partners Limited Partnership Atlantic Fund Services AXA Equitable AXA Equitable AXA Equitable AXA Equitable Life Insurance Company Baillie Gifford Baker Tilly Virchow Krause, LLP

2011 Mutual Funds and Investment Management Conference : Attendee List : 2

Christine Fenske Amar Kothapalli Thomas Duncan Steven King James Bordewick Peter Fariel Robert Zakem Fearghal Woods Robert Schauer Patrick Patalino Michael Boyle James Kaiser Joan Kennedy Frank Strauss Keith Totten Mike Kerrigan Scott Englehart Stephen Mintos Stanton Eigenbrodt Michael Stricker Scot Draeger Thomas Sheehan Deborah Ferris Frederick Werblow Lea Anne Copenhefer Michael Glazer Barry Hurwitz Roger Joseph Paul Raymond Joshua Sterling Eilleen Clavere Amy Edwards Phil Evans Jack Gee John Perlowski Darek Wojnar Barbara Pires Thomas Westle William Ward Jim Ducey Frank Egan

Baker Tilly Virchow Krause, LLP Baker Tilly Virchow Krause, LLP Ballard Spahr LLP Ballard Spahr LLP Bank of America Bank of America Bank of America Bank of Ireland Bank of Montreal Baron Capital BBD, LLP BBD, LLP BBD, LLP Beacon Consulting Beacon Consulting Beacon Consulting Group Beacon Hill Beacon Hill Fund Services, Inc. Behringer Harvard Behringer Harvard Bernstein Shur Bernstein Shur Bessemer Trust Better Business Bureau of NY Bingham McCutchen LLP Bingham McCutchen LLP Bingham McCutchen LLP Bingham McCutchen LLP Bingham McCutchen LLP Bingham McCutchen LLP BlackRock BlackRock BlackRock BlackRock BlackRock BlackRock Blackstone Asia Advisors LLC Blank Rome LLP Bloomberg LP BNY Mellon BNY Mellon

2011 Mutual Funds and Investment Management Conference : Attendee List : 3

Dennis Gallagher Jennifer Goerlich Linda Hoard Peter Holland Joseph Keenan Edward McGann Bill Salus Craig Churman Jack Dahlstedt Kevin Melancon Jay Nusblatt Wayne Weaver Maura McDermott Jason Brooks Laurie Cook Rebecca Cowdery Donna Spagnolo John Warren Madeline FitzGerald Steve Grande Sharon James Nicole Murphey Jennifer Welsh Kathy Gordon Bouramey Ko Joshua Grossman Debra Hager Thomas Quinlan Debra McGinty-Poteet Thomas Coakley Michael Collins Anthony Cordani Robert Ortense Ed Rivoire Russell Simon Richard Specht David Churchill Tyler Mills Brett Rogers Christine Allen John Hartnett

BNY Mellon BNY Mellon BNY Mellon BNY Mellon BNY Mellon BNY Mellon BNY Mellon BNY Mellon Asset Servicing BNY Mellon Asset Servicing BNY Mellon Asset Servicing BNY Mellon Asset Servicing BNY Mellon Asset Servicing BoardIQ Borden Ladner Gervais LLP Borden Ladner Gervais LLP Borden Ladner Gervais LLP Borden Ladner Gervais LLP Borden Ladner Gervais LLP Boston Financial Boston Financial Data Services Boston Financial Data Services Boulder Funds Boulder Funds Brandes Investment Partners Brandes Investment Partners Brandes Investment Partners, L.P. Brandes Investment Partners, L.P. Brandes Investment Partners, L.P. Brandes Investment Trust Broadridge Broadridge Broadridge Broadridge Broadridge Broadridge Broadridge Brown Advisory Brown Advisory Brown Advisory Brown Brothers Harriman Brown Brothers Harriman

2011 Mutual Funds and Investment Management Conference : Attendee List : 4

Charles Muller Joseph Pennini Michael Saunders Hugh Bolton Patricia Fallon Brian Fitzgerald Julie Flynn James Kent Susan Livingston Andrew Pettit Nimish Bhatt William Tartikoff Warren Reed Travis Harlan Timothy McHale Michael Triessl Brian Bullard Walt Burkley Michael Downer Kenneth Gorvetzian Matt Lyons Katherine Newhall Herbert Poon Donald Rolfe Paul Roye Mason Snyder Eric Sussman Nicolas Chang Wendy Nunez Brittany Hale Hsin Chau Michael Hogan David Lekich Dustin Lewellyn Fran McCormack Brian Porter Jennifer Normann Michael Machin Wendy Dowd Fred Bailey Bruce Baumann

Brown Brothers Harriman Brown Brothers Harriman Brown Brothers Harriman Brown Brothers Harriman & Co. Brown Brothers Harriman & Co. Brown Brothers Harriman & Co. Brown Brothers Harriman & Co. Brown Brothers Harriman & Co. Brown Brothers Harriman & Co. Brown Brothers Harriman & Co. Calamos Investments Calvert Group, Ltd. Capital Group Capital Group Companies Capital Research and Management Co Capital Research and Management Co. Capital Research and Management Company Capital Research and Management Company Capital Research and Management Company Capital Research and Management Company Capital Research and Management Company Capital Research and Management Company Capital Research and Management Company Capital Research and Management Company Capital Research and Management Company Catalina Partners Causeway Capital Management Causeway Capital Management LLC Champlain Investment Partners Chapman University School of Law Charles Schwab Charles Schwab Charles Schwab Charles Schwab Investment Management, Inc. Charles Sterling Group Charles Sterling Group, LLC Chartis Insurance Chubb Chubb Specialty Insurance Citi Citi

2011 Mutual Funds and Investment Management Conference : Attendee List : 5

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