The McPeak Investment Group of Wells Fargo Advisors



[pic]

How We Help Our Clients

We help individuals, institutions, endowments, pensions, and businesses develop strategies to build, manage, preserve, and transition wealth. Our clients have a unique set of needs and goals. Our goal is to help our clients with each phase of the wealth management process.

Comprehensive Wealth Management

1) Investments – As an independent money management group, we are not tied to the proprietary products of a firm. Rather, our goal is to provide an efficient and cost effective investment portfolio to meet our clients’ goals.

2) Access to Lending and Banking Services – Through our Wells Fargo affiliates, you have access to banking services, including securities-based line of credit, residential mortgages, home equity financing, small-business financing, and credit cards.

3) Risk Management – We believe that wealth is created through concentration and preserved through diversification. Using various risk management tools we help businesses and individuals protect their wealth.

4) Trust and Estate – Proper trust and estate planning strategies are the cornerstone of developing a lasting legacy and transitioning wealth. Working with professionals inside and outside of Wells Fargo Advisors, we help our client’s transition wealth to their next generation.

Four Step Planning Process

1) Listen and Understand - The first step in developing a plan is to listen and understand your needs and goals. At this time we will gather all of the necessary information and come to an understanding as to how a client would like to proceed with the planning process.

2) Analyze & Develop a Plan – With four CERTIFIED FINANCIAL PLANNINGTM Practitioners on staff we are equipped to tackle a wide array of wealth management challenges. Using our own customized investment planning process, we will look at a client’s situation and develop a comprehensive investment plan.

3) Implement – Using an independent, objective, unbiased and cost effective approach, we will implement your plan using the best resources available.

4) Monitor, Evaluate & Adjust – Our plan and relationship does not stop with implementation, but rather we strive to monitor, evaluate, and adjust your plan as changes in your life and the marketplace arise.

The McPeak Wealth Management Group of Wells Fargo Advisors

• Nine Team Members

• 90 years combined Wealth Management Experience

• Four CERTIFIED FINANCIAL PLANNERTM Practitioners – CFP®

• Three Master’s in Financial Planning

• One Certified Investment Management Analyst – CIMA®

• Forbes Best-In-State Wealth Advisors* - New Jersey (2018, Neil McPeak)

• Barron’s Top 1,200 Advisors in the country* (2015, 2016,2017 Neil McPeak)

• Barron’s Top 1,000 Advisors in the country (2011, 2012, 2013, 2014 Neil McPeak)

• Financial Times 400 Top Financial Advisors* (2016, 2017 Neil McPeak)

• $1.05 Billion in Assets Under Management**

• $226 Million in Discretionary Private Investment Management (PIM) Platform***

[pic]

[pic]

[pic]

1 The Premier Advisors designation is held by a select group of Financial Advisors within Wells Fargo Advisors and reflects a high level of standards as measured by one or more of the firm’s criteria for revenue generation, educational attainment and client-service best practices

2 Options involve risk and are not suitable for all investors. Before opening an option position, a person must receive a copy of “Characteristics and Risks of Standardized Options. “This document is available from Michael Weeks at Wells Fargo Advisors at 1201 New Road, Ste 206,Linwood, NJ 08221 609-926-7861. Please read it carefully before investing.

Disclaimers

*Barron’s rankings are based on data provided by over 4,000 advisors. Factors included in the rankings were assets under management, revenue produced for the form, regulatory record, qualify of practice and philanthropic work. Investment performance isn’t an explicit component.

*Forbes Best-in-State Wealth Advisors: Ranking algorithm based on industry experience, interviews, compliance records, assets under management, revenue and other criteria by SHOOK Research, LLC, which does not receive compensation from the advisors or their firms in exchange for placement on a ranking. Investment performance is not a criterion.

*Financial Times Top 400 Advisors: Rankings are based on data provided by investment firms. Factors include assets under management, experience, industry certifications, online accessibility and compliance record. Investment performance and financial advisor production are not explicit components.

**Value as of March 1, 2017

***Value as of March 1, 2017

Diversification does not guarantee profit or protect against loss in declining markets.

Lending and other banking services available through the Lending & Banking Services Group of Wells Fargo Advisors (NMLS UI 2234) are offered by banking and non-banking subsidiaries of Wells Fargo & Company, including, but not limited to Wells Fargo Bank, N.A. (NMLSR ID 399801) Member FDIC; Wells Fargo Home Mortgage and Wells Fargo Equipment Finance, Inc. All loans and lines of credit are subject to credit approval, verification and collateral evaluation. Initial credit decision is subject to your meeting specific underwriting requirements, and final approval will be based upon your satisfying these requirements. Certain restrictions apply. Programs, rates, terms and conditions are subject to change without advance notice. Products are not available in all states. Licensed by New Hampshire banking department.

[pic]

Trust services available through banking and trust affiliates in addition to non-affiliated companies of Wells Fargo Advisors.

Wells Fargo Advisors and its affiliates do not provide legal or tax advice. Any estate plan should be reviewed by an attorney who specializes in estate planning and is licensed to practice law in your state.

Wells Fargo Advisors is a trade name used by Wells Fargo Clearing Services, LLC, Member SIPC.

0218-04250

-----------------------

Neil McPeak

Managing Director – Investments

Neil McPeak earned a bachelor’s degree in accounting from Drexel University before joining a predecessor firm of Wells Fargo Advisors in 1981. He has received local and industry-wide recognition for his ability as a financial advisor. Neil has been named a Premier Advisor (one of our firm’s special recognition levels) every year since 1993, and has most recently been named one of Barron’s Top 1,000 Financial Advisors for 2011, 2012, 2013, 2014, 2015 and Barron’s Top 1,200 Financial Advisors in 2016 and 2017. His work ranges from investment planning to portfolio management services. To implement his strategies, Neil draws upon a broad range of investment alternatives to help achieve the optimum fit for a client’s specific goals and objectives.

Michael J. Weeks, MS in Personal Financial Planning, CFP®

Senior Vice President - Investment Officer

Michael J. Weeks joined the McPeak Wealth Management Group in 1997 with a degree in Finance from Stockton University. As a CERTIFIED FINANCIAL PLANNER™ practitioner and a Financial Advisor with over 20 years of experience, he helps individuals and small businesses achieve their retirement and investment plan goals. To gain further knowledge and expertise, he also received his Masters of Science in Personal Financial Planning. He assists clients throughout their life to help them accumulate wealth and help them manage that wealth during their retirement. His other areas of focus include: creation and monitoring of asset allocation models for mutual funds and exchange-traded funds, small business retirement plans including 401k’s, and options strategies2.

Neil McPeak Jr. CFP®

Associate Vice President – Investment Officer

Neil McPeak Jr. joined the McPeak Wealth Management Group of Wells Fargo Advisors in 2010 with a B.S. in Economics and Concentration in Finance from the Wharton School of the University of Pennsylvania. Working with both individuals and institutions, Neil is responsible for analyzing complex financial situations and providing custom tailored investment solutions to fit client’s needs. In March 2013, Neil became a CERTIFIED FINANCIAL PLANNERTM practitioner. Prior to joining the McPeak Wealth Management Group, Neil trained with the US Rowing National Team at the Olympic Training Center in Chula Vista; CA. Neil lives in Linwood NJ, is an avid supporter of Penn Rowing, serves on the Board of Governors for Bacharach Institute of Rehabilitation, and the Board of St. Augustine Prep.

Joseph J. Fumo V, MS in Personal Financial Planning, CFP®

Financial Consultant

Joseph J. Fumo V joined the McPeak Wealth Management Group of Wells Fargo Advisors in 2014 with a B.A. in Business Administration and a concentration in Finance from the Erivan K. Haub School of Business of Saint Joseph’s University. Within the group, Joseph handles the marketing initiative as well as our client communications. With a focus on learning, Joseph became a CERTIFIED FINANCIAL PLANNERTM practitioner in March of 2015 and then went on to receive a Master’s of Science Degree in Personal Financial Planning in March of 2016. With a strong education base, Joseph is able to help individual and businesses owners through complex estate issues as well as preparing for retirement. Joseph also holds his United States Coast Guard approved 100 Ton Master Captains license which he uses to run fishing charters out of his family run marina in Brigantine, NJ.

Eric DeAngelis, CIMA®

First Vice President - Investment Officer

Eric DeAngelis has been with Wells Fargo Advisors and its predecessor firms since 1997, and joined the McPeak Wealth Management Group in 2016.  He received his B.A. from Rutgers University in 1997 and will be completing his M.B.A. with Distinction from Stockton University in May 2017.  As a Financial Advisor and Certified Investment Management Analyst TM with over 19 years of industry experience, Eric works closely with individuals and businesses to find solutions for their specific financial needs.  He assists clients from the accumulation phase of their working years to the distribution phase during retirement.  Eric provides advice on common and preferred stocks, mutual funds, exchange-traded funds, bonds, options, annuities and insurance.  Eric is a resident of Upper Township, NJ and enjoys coaching youth soccer and basketball for his two daughters.  Eric is also a volunteer at the Cape May National Wildlife Refuge.  

Louis J. Perfetti, MS in Personal Financial Planning, CFP®

Associate Vice President – Investment Officer

Louis J. Perfetti joined the McPeak Wealth Management Group in 2006 with a B.A. in Economics and Concentration in Finance from Rutgers, The State University of New Jersey. Louis works closely with individuals and businesses who are seeking increasingly complex solutions to meet their financial needs. As a CERTIFIED FINANCIAL PLANNER™ practitioner, Louis understands the complexities of the dynamic financial landscape. With a commitment to competence and education, Louis achieved his Masters of Science Degree in Personal Financial Planning in August 2015. As Chief Investment Planning Officer, Louis is responsible for the creation and customization of clients’ personal investment plans. Louis is a sports enthusiast and active in National Coastal Cleanup programs throughout New Jersey. Louis, his wife Heather and their son, Louis Jr., reside in Linwood, NJ.

Kimberly A. Fumo

Senior Registered Client Associate

Kimberly Fumo joined the McPeak Wealth Management Group in February 2000. She has over twenty years of experience in the life insurance industry as a former Customer Service Representative and Field Life Underwriter. Kim is a key contributor to the McPeak Wealth Management Group as she handles our licensing requirements, compliance issues, and all aspects of client administration. In addition, Kim’s experience in the Annuity & Insurance industries allows her to draw on a wide variety of resources to support her group’s insurance business. Kim currently holds the following life insurance and securities registrations Life & Health Producer, Variable Life Producer, Series 7, Series 9, Series 10, and Series 63, and Series 65.

Ariel Pienkos

Registered Client Associate

Ariel Pienkos joined the McPeak Wealth Management Group in 2015 with a B. A. in Business Studies and a concentration in Financial Planning from Stockton University. Ariel is a key contributor to the McPeak Wealth Management Group providing the team with client account reviews, client account updates and estate processing. Ariel enjoys working with the team to assist clients in achieving their financial goals. She continues to pursue education and certificates that will improve her ability to assist clients in their financial pursuits. She currently holds her Series 7 and 66 licenses. Ariel lives in Galloway, NJ and pursues personal fitness.

Clare Carberry

Operations Clerk

Clare Carberry joined the McPeak Wealth Management Group in 2017 with a B.A. in Finance from the Charles F. Dolan School of Business of Fairfield University. Clare assists the group by working with each financial advisor directly to facilitate customized client portfolio reviews. Clare is a driving force behind the teams marketing initiative. Clare is currently in the process of receiving her securities licenses as well as preparing to become a CERTIFIED FINANCIAL PLANNERTM practitioner. Clare lives in Philadelphia PA.

................
................

In order to avoid copyright disputes, this page is only a partial summary.

Google Online Preview   Download